VICTORY FIDUCIARY CONSULTING
VICTORY ASSET MANAGEMENT CO., INC. Legal Name
Adviser information for VICTORY FIDUCIARY CONSULTING last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 563 | $90.3M |
| Non-Discretionary | 15 | $29.2M |
| Total | 578 | $119.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 265 | $71.7M |
| HNW Individuals | 10 | $18.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $29.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-36836 |
|---|---|
| SEC ERA File Number | 801-36836 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107203 |
| Legal Entity Identifier | None |
Principal Office
53 NORTH MAIN STREETMULLICA HILL
NJ
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 856-464-3100, Fax: 856-464-3101
Chief Compliance Officer
HOWARD R. VERFAILLIE, JR.
CHIEF EXECUTIVE OFFICER
53 NORTH MAIN STREET
MULLICA HILL
NJ
United States
Tel:
(856)464-3100
Fax:
(856)464-3101
B***@************************M
(Full email address available in API data)
Regulatory Contact
ASHLEY ROSSER
PRESIDENT
53 NORTH MAIN STREET
MULLICA HILL
NJ
United States
Tel:
(856) 464-3100
Fax:
(856) 464-3101
A******@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VERFAILLIE, HOWARD, ROY | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 08/1995 | 50-75% |
| ROSSER, ASHLEY, RENEE | Individual | – | PRESIDENT/COMPLIANCE OFFICER | 02/2009 | 50-75% |