GAMBLE JONES INVESTMENT COUNSEL
Adviser information for GAMBLE JONES INVESTMENT COUNSEL last updated from Form ADV on February 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,126 | $1.1B |
| Non-Discretionary | 71 | $491.6M |
| Total | 1,197 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1,174 | $1.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 8 | $20.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 15 | $21.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-36855 |
|---|---|
| SEC ERA File Number | 801-36855 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107158 |
| Legal Entity Identifier | None |
Principal Office
301 E. COLORADO BOULEVARDSUITE 830
PASADENA
CA
United States
Monday - Friday, 7:00 AM TO 5:00 PM
Tel: 626-795-7583, Fax: 626-795-7689
Chief Compliance Officer
GUERRA, ASHLEY
CCO
301 E. COLORADO BOULEVARD
SUITE 830
PASADENA
CA
United States
Tel:
626-795-7583
Fax:
626-795-7689
A*****@**************M
(Full email address available in API data)
Regulatory Contact
THOMAS F. JONES
PRINCIPLE
301 E. COLORADO BLVD #830
PASADENA
CA
United States
Tel:
626-808-2550
Fax:
626-795-7689
T*@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JONES, THOMAS, SHELDON | Individual | – | CHAIRMAN | 01/1970 | 10-25% |
| GAMBLE, ALISON, JONES | Individual | – | PRESIDENT | 01/2011 | 10-25% |
| GUERRA, ASHLEY, JONES | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2003 | 10-25% |
| HACKERMAN, CHARLES, COULBOURN | Individual | – | TREASURER | 12/2007 | 5-10% |
| PHILLIPS, SCOTT, RUSSELL | Individual | – | SECRETARY | 01/2011 | 5-10% |
| JONES, THOMAS, FRANCIS | Individual | – | PARTNER | 12/2005 | 10-25% |
| JONES, THOMAS, SHELDON | Domestic Entity | JONES, THOMAS, FRANCIS | TRUSTEE | 01/2003 |