Hedge Fund Database

NEPC, LLC

Adviser information for NEPC, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 358
Investment Advisory/Research 120
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 110 $95.4B
Non-Discretionary 0 $0
Total 110 $95.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 40 $3.0B
Banking or thrift institutions 7 $142.1M
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 8 $5.6B
Pension and profit sharing plans 157 $54.2B
Charitable organizations 87 $8.0B
State or municipal gov entities 73 $5.0B
Other investment advisers 0 $0
Insurance companies 18 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 44 $19.4B
Other 0 $0
Type Number
No. of Non-RAUM Clients 316
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-37227
SEC ERA File Number 801-37227
SEC CIK Numbers 1424799
SEC CRD Numbers 110562
Legal Entity Identifier None

Principal Office

255 STATE STREET
BOSTON
MA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 617-374-1300, Fax: 617-374-1313

Websites

www.linkedin.com/company/28060/ www.nepc.com www.facebook.com/nepcllc/ twitter.com/nepc_llc twitter.com/nepc_eandf

Chief Compliance Officer

JOHN F. REGAN
CHIEF COMPLIANCE OFFICER
255 STATE STREET
BOSTON
MA
United States
Tel: 617-374-1305
Fax: 617-374-1313
(Full email address available in API data)

Regulatory Contact

LASHAUN KOTARAN
SR. COMPLIANCE ANALYST
255 STATE STREET
BOSTON
MA
United States
Tel: 313-556-1176
Fax: 617-374-1313
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
NEPC DIVERSIFIED CREDIT SERIES DIVERSIFIED CREDIT $1,530.4M $0.0M 28
NEPC EMERGING MARKETS EQUITY SERIES EMERGING MARKETS EQUITY $915.0M $0.0M 32
NEPC GLOBAL EQUITY SERIES GLOBAL EQUITY $2,574.5M $0.0M 34
NEPC SMALL CAP EQUITY SERIES SMALL CAP EQUITY $606.0M $0.0M 32

Control Persons

Name Type Entity Title Since Ownership
MANNING, MICHAEL, PATRICK Individual – MANAGING PARTNER 12/2007 5-10%
AUSTIN, SAMUEL, M Individual – PARTNER AND MEMBER OF THE GOVERNANCE BOARD 06/2020 < 5%
HARDING, KAREN, MARIE Individual – PARTNER AND MEMBER OF THE GOVERNANCE BOARD 06/2021 < 5%
McCusker, Timothy, F Individual – CHIEF INVESTMENT OFFICER 06/2021 < 5%
KANE, KELLIE Individual – CHIEF OPERATING OFFICER 06/2022 < 5%
Nelson, Phillip, Russell Individual – PARTNER AND MEMBER OF THE GOVERNANCE BOARD 06/2022 < 5%
Perry, Scott, F Individual – PARTNER AND MEMBER OF THE GOVERNANCE BOARD 06/2023 < 5%
REGAN, JOHN, F Individual – CHIEF COMPLIANCE OFFICER 07/2023 < 5%

No. Employees, Historic

40020002019202020212022202320242025275 on 10/4/2019300 on 3/31/2020300 on 6/29/2020315 on 3/31/2021315 on 5/7/2021315 on 6/29/2021315 on 9/22/2021315 on 11/5/2021315 on 3/31/2022315 on 6/21/2022315 on 7/12/2022315 on 10/6/2022356 on 3/31/2023356 on 7/5/2023356 on 7/27/2023358 on 3/28/2024358 on 3/29/2024

RAUM, Historic

100B50B0201920202021202220232024202518984000000 on 10/4/201929526000000 on 3/31/202029526000000 on 6/29/202044489000000 on 3/31/202144489000000 on 5/7/202144489000000 on 6/29/202144489000000 on 9/22/202144489000000 on 11/5/202166319000000 on 3/31/202266319000000 on 6/21/202266319000000 on 7/12/202269700000000 on 10/6/202263581000000 on 3/31/202363581000000 on 7/5/202363581000000 on 7/27/202395392808194 on 3/28/202495392808194 on 3/29/2024

No. Clients, Historic

50025002019202020212022202320242025366 on 10/4/2019385 on 3/31/2020385 on 6/29/2020400 on 3/31/2021400 on 5/7/2021400 on 6/29/2021400 on 9/22/2021400 on 11/5/2021399 on 3/31/2022399 on 6/21/2022399 on 7/12/2022403 on 10/6/2022417 on 3/31/2023417 on 7/5/2023417 on 7/27/2023434 on 3/28/2024434 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN ETFS BBRG ALL COMD K1 26M 1M –
ISHARES INC CORE MSCI EMKT 83M 2M –
ISHARES INC MSCI ISRAEL ETF 2M 31K –
ISHARES TR 0-5YR HI YL CP 68M 2M –
ISHARES TR CORE MSCI EAFE 5M 74K –
ISHARES TR GLB INFRASTR ETF 28M 586K –
ISHARES TR GLOBAL REIT ETF 27M 1M –
ISHARES TR GL CLEAN ENE ETF 472K 35K –
ISHARES TR ESG AWR US AGRGT 9M 183K –
ISHARES TR MSCI EAFE ETF 8M 105K –
ISHARES TR RUSSELL 2000 ETF 8M 39K –
ISHARES TR HDG MSCI EAFE 7M 192K –
ISHARES TR U.S. REAL ES ETF 2M 21K –
ISHARES TR MSCI EMG MKT ETF 2M 46K –
ISHARES TR CORE S&P500 ETF 8M 15K –
ISHARES TR CORE S&P MCP ETF 4M 71K –
ISHARES TR CORE S&P SCP ETF 4M 33K –
ISHARES TR ISHS 5-10YR INVT 9K 179 –
ISHARES TR MSCI USA ESG SLC 537K 5K –
ISHARES TR BROAD USD HIGH 69M 2M –
PROGRESSIVE CORP COM 17M 81K –
SCHWAB STRATEGIC TR US TIPS ETF 155M 3M –
SPDR INDEX SHS FDS GLB NAT RESRCE 26M 466K –
SPDR S&P 500 ETF TR TR UNIT 18M 34K –
SPDR SER TR PORTFOLI HIGH YLD 66M 3M –
SPDR SER TR PORTFOLIO CRPORT 71M 2M –
VANGUARD INDEX FDS EXTEND MKT ETF 66M 393K –
VANGUARD INDEX FDS S&P 500 ETF SHS 253M 505K –
VANGUARD INDEX FDS GROWTH ETF 2M 5K –
VANGUARD INDEX FDS VALUE ETF 104M 648K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 121M 3M –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 149M 1M –
VANGUARD MALVERN FDS STRM INFPROIDX 2M 51K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 368M 6M –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 301M 4M –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 232M 4M –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 337M 4M –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 111M 2M –
VANGUARD SCOTTSDALE FDS TOTAL CORP BND 137M 2M –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 110M 2M –
WORLD GOLD TRUST SPDR GLD MINIS 26M 573K –