BIRINYI ASSOCIATES, INC.
Adviser information for BIRINYI ASSOCIATES, INC. last updated from Form ADV on January 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 165 | $347.0M |
| Non-Discretionary | 1 | $1.6M |
| Total | 166 | $348.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2 | $504,347 |
| HNW Individuals | 81 | $321.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $26.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed fees |
Identifiers
| SEC RIA File Number | 801-37267 |
|---|---|
| SEC ERA File Number | 801-37267 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107169 |
| Legal Entity Identifier | None |
Principal Office
59 WILTON ROADSECOND FLOOR
WESTPORT
CT
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 203-341-0833, Fax: 203-341-0822
Chief Compliance Officer
JEFFREY RUBIN
PRESIDENT, DIRECTOR OF RESEARCH, CIO, PORTFOLIO MANAGER
59 WILTON ROAD
SECOND FLOOR
WESTPORT
CT
United States
Tel:
203-341-0833
Fax:
203-341-0822
J*****@**********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUBIN, JEFFREY, YALE | Individual | – | PRESIDENT, DIRECTOR OF RESEARCH, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER AND CHIEF INFORMATION OFFICER | 03/1995 | > 75% |
| RUBIN, JENNIFER, J | Individual | – | TREASURER | 01/2024 | < 5% |