PRIME BUCHHOLZ LLC
Adviser information for PRIME BUCHHOLZ LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 129 |
|---|---|
| Investment Advisory/Research | 72 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $4.9B |
| Non-Discretionary | 38 | $5.5B |
| Total | 70 | $10.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 36 | $2.9B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $177.5M |
| Charitable organizations | 198 | $7.3B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 4 | $51.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 186 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Pension consulting servicesSelection of other advisers (including private fund managers)GENERAL INVESTMENT CONSULTING-INVESTMENT PROGRAM DESIGN,ASSET ALLOC, MGR SEARCH/EVAL, PERFORMANCE MONITORING,REPORTING&ANALYTICS |
|---|---|
| Compensation | % of AUMFixed feesA PERCENTAGE OF ASSETS UNDER ADVISEMENT |
Identifiers
| SEC RIA File Number | 801-37429 |
|---|---|
| SEC ERA File Number | 801-37429 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106455 |
| Legal Entity Identifier | None |
Principal Office
273 CORPORATE DRIVE, SUITE 250PORTSMOUTH
NH
United States
Monday - Friday, 8:00-5:00
Tel: 603-433-1143, Fax: 603-433-8661
Chief Compliance Officer
MARCIA S. KOVALIK
CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL
273 CORPORATE DRIVE, SUITE 250
PEASE INTERNATIONAL TRADEPORT
PORTSMOUTH
NH
United States
Tel:
603-433-1143
Fax:
603-433-8661
M*************@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCARRON, WILLIAM, FRANCIS | Individual | – | PRESIDENT, MANAGER | 01/1990 | 25-50% |
| DESISTO, GREGORY, CHARLES | Individual | – | MANAGER | 01/2000 | 10-25% |
| JOHNSON, GREGORY, CHARLES | Individual | – | MANAGER | 12/2004 | 10-25% |
| KOVALIK, MARCIA, S | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MANAGER | 10/2008 | < 5% |
| REGAN, CHRISTOPHER, M | Individual | – | CHIEF OPERATING OFFICER | 11/2018 | < 5% |
| VASQUEZ, KAREN, A. | Individual | – | CHIEF INFORMATION AND TECHNOLOGY OFFICER | 06/2018 | < 5% |
| DINGLE, VALENTINA, TESLENKO | Individual | – | CHIEF DIVERSITY OFFICER, MANAGER | 05/2022 | < 5% |
| BROWN, JEFFREY, X. | Individual | – | CHIEF FINANCIAL OFFICER | 01/2024 | < 5% |