Hedge Fund Database

CHARTER RESEARCH & INVESTMENT GROUP INC

Adviser information for CHARTER RESEARCH & INVESTMENT GROUP INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Connecticut, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 375 $243.9M
Non-Discretionary 0 $0
Total 375 $243.9M

Clients

Type Number RAUM
Individuals 87 $42.0M
HNW Individuals 68 $196.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.0M
Charitable organizations <5 $4.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $302,064
Other 0 $0
Type Number
No. of Non-RAUM Clients 159
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-37458
SEC ERA File Number 801-37458
SEC CIK Numbers 1666624
SEC CRD Numbers 106452
Legal Entity Identifier None

Principal Office

2507 POST ROAD
SOUTHPORT
CT
United States
Monday - Friday, 9:00AM TO 4:00PM
Tel: 203-259-4004, Fax: 203-259-6941

Websites

www.charterinvestmentgroup.com

Chief Compliance Officer

PATRICK J. CLARK
PRESIDENT AND TREASURER
2507 POST ROAD
SOUTHPORT
CT
United States
Tel: 203 259 4004
Fax: 203 259 6941
(Full email address available in API data)

Regulatory Contact

MICHAEL J. GRENNAN
VICE PRESIDENT
2507 POST ROAD
SOUTHPORT
CT
United States
Tel: 203 259 4004
Fax: 203 259 6941
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CLARK, PATRICK, JOHN Individual – PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER 03/2021 > 75%
GRENNAN, MICHAEL, JAMES Individual – VICE PRESIDENT AND SECRETARY 03/2021 < 5%

No. Employees, Historic

10502020202120222023202420254 on 3/31/20204 on 6/29/20204 on 3/30/20213 on 4/23/20213 on 3/30/20223 on 3/31/20233 on 3/28/2024

RAUM, Historic

300M150M0202020212022202320242025219986767 on 3/31/2020219986767 on 6/29/2020228735187 on 3/30/2021228735187 on 4/23/2021250293661 on 3/30/2022215803256 on 3/31/2023243860647 on 3/28/2024

No. Clients, Historic

2001000202020212022202320242025161 on 3/31/2020161 on 6/29/2020163 on 3/30/2021163 on 4/23/2021159 on 3/30/2022153 on 3/31/2023155 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO Common 206K 2K –
A T & T INC Common 780K 41K –
ABBOTT LABS Common 657K 6K –
ABBVIE INC Common 975K 6K –
AIR PRODS & CHEMS INC Common 357K 1K –
ALBEMARLE CORP Common 979K 10K –
ALPHABET INC CL A CAP STK CL A 8M 47K –
ALPHABET INC CL C CAP STK CL C 3M 15K –
ALTRIA GROUP INC Common 932K 20K –
AMAZON COM INC Common 1M 8K –
APPLE INC Common 16M 74K –
APPLIED MATLS INC Common 2M 9K –
AUTOMATIC DATA PROCESSING INC Common 823K 3K –
AVANGRID INC Common 424K 12K –
BANK AMERICA CORP Common 3M 71K –
BCE INC COM NEW 1M 36K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BRISTOL-MYERS SQUIBB CO Common 2M 42K –
CAPITAL ONE FINL CORP Common 212K 2K –
CATERPILLAR INC Common 1M 4K –
CHEVRON CORP NEW Common 568K 4K –
CHUBB LIMITED Common 209K 820 –
COCA COLA CO Common 839K 13K –
COLGATE PALMOLIVE CO Common 644K 7K –
CONAGRA BRANDS INC Common 684K 24K –
CONOCOPHILLIPS Common 291K 3K –
CONSOLIDATED EDISON INC Common 505K 6K –
CONSTELLATION BRANDS INC CL A 609K 2K –
COSTCO WHSL CORP NEW Common 465K 547 –
EMERSON ELEC CO Common 380K 3K –
ENTERPRISE PRODS PARTNERS LP Common 613K 21K –
ESSENTIAL UTILS INC Common 221K 6K –
EXTRA SPACE STORAGE INC Common 250K 2K –
EXXON MOBIL CORP Common 4M 33K –
FORD MTR CO DEL Common 562K 45K –
GE AEROSPACE COM NEW 250K 2K –
HOME DEPOT INC Common 3M 9K –
HONEYWELL INTL INC Common 699K 3K –
HUBBELL INC Common 210K 575 –
INTERNATIONAL BUSINESS MACHS Common 3M 20K –
INVESCO QQQ TR UNIT SER 1 634K 1K –
INVESCO S&P 500 EQL WGHT ETF S&P500 EQL WGT 593K 4K –
INVESCO S&P 500 PURE GROWTH ETF S&P500 PUR GWT 246K 7K –
JOHNSON & JOHNSON Common 5M 32K –
JPMORGAN CHASE & CO Common 602K 3K –
KINDER MORGAN INC DEL Common 813K 41K –
M & T BK CORP Common 2M 10K –
MARTIN MARIETTA MATLS INC Common 217K 400 –
MCDONALDS CORP Common 714K 3K –
MCKESSON CORP Common 954K 2K –
MERCK & CO. INC Common 4M 35K –
META PLATFORMS INC CL A 4M 8K –
METLIFE INC Common 2M 25K –
MICROSOFT CORP Common 3M 6K –
MONDELEZ INTL INC CL A 4M 64K –
NEXTERA ENERGY INC Common 404K 6K –
NVIDIA CORPORATION Common 279K 2K –
ORACLE CORP Common 808K 6K –
PEPSICO INC Common 5M 30K –
PFIZER INC Common 438K 16K –
PHILIP MORRIS INTL INC Common 1M 12K –
PPG INDS INC Common 447K 4K –
PPL CORP Common 1M 37K –
PROCTER AND GAMBLE CO Common 2M 10K –
RTX CORP Common 4M 39K –
SALESFORCE INC Common 2M 8K –
SPDR GOLD TR GOLD SHS 2M 11K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SPDR S&P 600 SMALL CAP ETF PORTFOLIO S&P600 214K 5K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&P DCRP 3M 6K –
STRYKER CORPORATION Common 470K 1K –
US BANCORP DEL COM NEW 262K 7K –
UNITED PARCEL SERVICE INC CL B 2M 15K –
VANGUARD WORLD FDS INF TECH ETF 646K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 467K 2K –
VERIZON COMMUNICATIONS INC Common 1M 29K –
VISA INC COM CL A 661K 3K –
WALMART INC Common 574K 8K –
DISNEY WALT CO Common 2M 19K –
WASTE MGMT INC DEL Common 224K 1K –
WATERS CORP Common 485K 2K –