RIDGE CREEK GLOBAL, INC.
Adviser information for RIDGE CREEK GLOBAL, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 49 | $177.2M |
| Non-Discretionary | 2 | $24.9M |
| Total | 51 | $202.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $7.6M |
| HNW Individuals | 36 | $169.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $25.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesGLOBAL WEALTH ADVISORY |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-37622 |
|---|---|
| SEC ERA File Number | 801-37622 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106992 |
| Legal Entity Identifier | None |
Principal Office
17520 RIDGE CREEK ROADSTRONGSVILLE
OH
United States
Monday - Friday, BY APPOINTMENT
Tel: 440-572-5733, Fax: 440-846-3646
Chief Compliance Officer
EMILY MASTERS
CHIEF COMPLIANCE OFFICER
17520 RIDGE CREEK ROAD
STRONGSVILLE
OH
United States
Tel:
(440) 572-5733
Fax:
(440) 846-3646
C******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHAPMAN, KATHLEEN, K. | Individual | – | CHIEF EXECUTIVE OFFICER | 01/1989 | > 75% |
| CHAPMAN, WILLIAM, N. | Individual | – | TREASURER | 12/2003 | < 5% |
| Masters, Emily, Jayne | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2017 | < 5% |
| Chapman, Alexander, Stuart | Individual | – | PRESIDENT | 12/2021 | 10-25% |