NOMURA ASSET MANAGEMENT SINGAPORE LIMITED
Adviser information for NOMURA ASSET MANAGEMENT SINGAPORE LIMITED last updated from Form ADV on June 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 58 |
|---|---|
| Investment Advisory/Research | 25 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 51 | $10.0B |
| Non-Discretionary | 4 | $57.2M |
| Total | 55 | $10.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $8.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 40 | $5.5B |
| Pension and profit sharing plans | 5 | $353.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 3 | $1.3B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 4 | $2.8B |
| Corporations or other businesses | <5 | $55.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 98 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
10 MARINA BOULEVARDMARINA BAY FINANCIAL CENTRE TOWER 2 #33-03
SINGAPORE
Singapore
Monday - Friday, 8:40 AM TO 5:20 PM
Tel: 65-6433-9088, Fax: 65-6433-9099
Chief Compliance Officer
YOSHIMI MASUDA
10 MARINA BOULEVARD, MARINA BAY FINANCIAL CTR
TOWER 2, #33-03
SINGAPORE
Singapore
Tel:
65 6433 9013
Fax:
65 6433 9099
Y******@***********G
(Full email address available in API data)
Regulatory Contact
NEIL A. DANIELE
ATTORNEY-IN-FACT
NOMURA ASSET MANAGEMENT U.S.A. INC.
WORLD WIDE PLAZA, 309 WEST 49TH STREET
NEW YORK
NY
United States
Tel:
(212) 667-1873
N*******@***************M
(Full email address available in API data)
Industry Affiliates
| INSTINET SINGAPORE SERVICES PTE LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NOMURA ASSET MANAGEMENT CO., LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NOMURA ASSET MANAGEMENT HONG KONG LIMITED | Other investment adviser, including financial planners |
| NOMURA ASSET MANAGEMENT U.S.A. INC. | Other investment adviser, including financial planners |
| NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC | Other investment adviser, including financial planners |
| NOMURA SINGAPORE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NOMURA ASSET MANAGEMENT CO., LTD. | Foreign Entity | – | SHAREHOLDER | 10/1997 | > 75% |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.) | Foreign Entity | NOMURA ASSET MANAGEMENT CO., LTD. | STOCKHOLDER | 12/1959 | > 75% |
| MASUDA, YOSHIMI | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2004 | < 5% |
| HYODO, YOICHI | Individual | – | EXECUTIVE DIRECTOR | 07/2021 | < 5% |
| Kawabe, Takahiro | Individual | – | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR | 04/2023 | < 5% |
| KAWAGISHI, TOMOYO | Individual | – | NON EXECUTIVE DIRECTOR | 06/2023 | < 5% |