MATTER FAMILY OFFICE
MATTER, LLC Legal Name
Adviser information for MATTER FAMILY OFFICE last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 44 |
|---|---|
| Investment Advisory/Research | 38 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 18 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $151.0M |
| Non-Discretionary | 232 | $3.2B |
| Total | 234 | $3.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 113 | $183.3M |
| HNW Individuals | 117 | $3.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $151.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $34.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)Educational seminars/workshopsCREATE & ADMINISTER LLC'S TO POOL CLIENT FUNDS TO INVEST IN SEPARATELY MANAGED INVESTMENT VEHICLES. |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-37738 |
|---|---|
| SEC ERA File Number | 801-37738 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106806 |
| Legal Entity Identifier | None |
Principal Office
7711 BONHOMME AVENUESUITE 400
CLAYTON
MO
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 314-862-5190, Fax: 314-862-6551
Chief Compliance Officer
PATTI PETERS
210 UNIVERSITY BLVD
SUITE 220
DENVER
CO
United States
Tel:
314-862-5190
Fax:
314-862-6551
P******@*********************M
(Full email address available in API data)
Regulatory Contact
LISA Y. HAUCK
MANAGING DIRECTOR-ADMINISTRATION & BOARD OF MANAGERS
7711 BONHOMME AVENUE
SUITE 400
CLAYTON
MO
United States
Tel:
314-862-5190
Fax:
314-862-6551
L*****@*********************M
(Full email address available in API data)
Industry Affiliates
| FMP MANAGING, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FMP GENERATION ASIA, LLC | SPECIAL PURPOSE VEHICLE TO INVEST IN HEDGE FUND | $6.6M | $0.3M | 12 |
| FMP GENERATION, LLC | SPECIAL PURPOSE VEHICLE TO INVEST IN HEDGE FUND | $151.0M | $0.3M | 75 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LINTZ, KATHERINE, BANNING | Individual | – | MANAGING MEMBER | 05/2015 | < 5% |
| DANKMYER, DAVID, S. | Individual | – | PARTNER | 01/2006 | 10-25% |
| MATTER HOLDING COMPANY, INC. | Domestic Entity | – | MEMBER | 05/2015 | > 75% |
| LINTZ, KATHERINE, BANNING | Individual | MATTER HOLDING COMPANY, INC. | OWNER | 05/2015 | 25-50% |
| LINTZ FAMILY 2017 IRREVOCABLE TRUST | Domestic Entity | MATTER HOLDING COMPANY, INC. | OWNER | 05/2017 | 25-50% |
| OTT, KIRBY, T. | Individual | – | MANAGING MEMBER | 07/2020 | 5-10% |
| PETERS, PATTI, F | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| HAUCK, LISA, Y. | Individual | – | MANAGING MEMBER | 12/2021 | 5-10% |
| ROLLHAUS, PHILIP, EDWARD | Individual | – | MANAGING MEMBER | 02/2024 | 5-10% |