Hedge Fund Database

HCM WEALTH ADVISORS

HENGEHOLD CAPITAL MANAGEMENT LLC Legal Name

Adviser information for HCM WEALTH ADVISORS last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,551 $909.1M
Non-Discretionary 0 $0
Total 2,551 $909.1M

Clients

Type Number RAUM
Individuals 518 $199.3M
HNW Individuals 235 $605.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $230,031
Charitable organizations <5 $13.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $91.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-37821
SEC ERA File Number 801-37821
SEC CIK Numbers 1536430
SEC CRD Numbers 107700
Legal Entity Identifier None

Principal Office

6116 HARRISON AVE
CINCINNATI
OH
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 513-598-5120, Fax: 513-347-2544

Websites

twitter.com/hcmwealth www.facebook.com/hcmwealth/ www.linkedin.com/company/hcmwealth/?viewasmember=true hcmwealthadvisors.com/ www.youtube.com/channel/uce9y2cinytgswzfvubp_slg?view_as=subscriber

Chief Compliance Officer

DOUG JOHNSON
6116 HARRISON AVE
CINCINNATI
OH
United States
Tel: 513-598-5120
Fax: 513-598-2314
(Full email address available in API data)

Regulatory Contact

GARY CLAYTON
COMPLIANCE CONSULTANT
PO BOX 10254
KNOXVILLE
TN
United States
Tel: 865-770-1024
(Full email address available in API data)

Industry Affiliates

HCM CPAS Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HENGEHOLD, MICHAEL, THOMAS Individual – OWNER 01/1990 50-75%
MIDDENDORF, GREGORY, ALLEN Individual – OWNER 04/2015 5-10%
BUTCHER, JAKE, ELLIOTT Individual – PRESIDENT 04/2015 10-25%
JOHNSON, DOUG, PETER Individual – CHIEF COMPLIANCE OFFICER 09/2020 < 5%
Hengehold, Steven, Elias Individual – OWNER 12/2020 10-25%
BOLAND, CASEY, MICHAEL Individual – OWNER 12/2020 < 5%
EUTSLER, JAMES, RANDALL Individual – OWNER 12/2020 < 5%

No. Employees, Historic

105020192020202120222023202420259 on 6/4/201910 on 3/13/202010 on 6/29/202010 on 9/1/202010 on 11/3/20209 on 3/11/20219 on 9/23/20219 on 11/1/202110 on 2/25/202210 on 5/26/202210 on 6/15/202210 on 10/11/202210 on 10/31/202210 on 2/16/202310 on 2/22/202410 on 3/14/2024

RAUM, Historic

1B500M02019202020212022202320242025590064770 on 6/4/2019707922569 on 3/13/2020707922569 on 6/29/2020707922569 on 9/1/2020707922569 on 11/3/2020767904803 on 3/11/2021767904803 on 9/23/2021767904803 on 11/1/2021894566067 on 2/25/2022894566067 on 5/26/2022894566067 on 6/15/2022894566067 on 10/11/2022894566067 on 10/31/2022800310625 on 2/16/2023909143810 on 2/22/2024909143810 on 3/14/2024

No. Clients, Historic

80040002019202020212022202320242025636 on 6/4/2019705 on 3/13/2020705 on 6/29/2020705 on 9/1/2020705 on 11/3/2020690 on 3/11/2021690 on 9/23/2021690 on 11/1/2021709 on 2/25/2022709 on 5/26/2022709 on 6/15/2022709 on 10/11/2022709 on 10/31/2022727 on 2/16/2023753 on 2/22/2024753 on 3/14/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 259K 2K –
ABBVIE INC COM 4M 26K –
ABSCI CORPORATION COM 227K 74K –
ALPHABET INC CAP STK CL A 1M 7K –
ALPHABET INC CAP STK CL C 912K 5K –
AMAZON COM INC COM 2M 12K –
AMERICAN FINL GROUP INC OHIO COM 5M 41K –
AMERIPRISE FINL INC COM 374K 875 –
AMGEN INC COM 422K 1K –
ANALOG DEVICES INC COM 243K 1K –
ANSYS INC COM 317K 986 –
APPLE INC COM 5M 25K –
BANK AMERICA CORP COM 249K 6K –
BATH & BODY WORKS INC COM 1M 26K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 597K 1K –
BLACKROCK INC COM 4M 5K –
BOEING CO COM 208K 1K –
BRISTOL-MYERS SQUIBB CO COM 678K 16K –
BROADCOM INC COM 4M 3K –
CATERPILLAR INC COM 345K 1K –
CDW CORP COM 223K 996 –
CHEMED CORP NEW COM 513K 945 –
CHEVRON CORP NEW COM 5M 30K –
CINCINNATI FINL CORP COM 2M 18K –
CINTAS CORP COM 1M 2K –
CISCO SYS INC COM 387K 8K –
COLGATE PALMOLIVE CO COM 372K 4K –
COMCAST CORP NEW CL A 3M 70K –
CONOCOPHILLIPS COM 246K 2K –
CONSTELLATION ENERGY CORP COM 270K 1K –
COSTAR GROUP INC COM 503K 7K –
CROWN CASTLE INC COM 3M 30K –
DANAHER CORPORATION COM 404K 2K –
DBX ETF TR XTRACK USD HIGH 864K 24K –
DOVER CORP COM 268K 1K –
DUKE ENERGY CORP NEW COM NEW 723K 7K –
EATON CORP PLC SHS 277K 884 –
ECOLAB INC COM 201K 845 –
ELEVANCE HEALTH INC COM 571K 1K –
ELI LILLY & CO COM 475K 524 –
EMERSON ELEC CO COM 7M 60K –
EXXON MOBIL CORP COM 4M 34K –
FASTENAL CO COM 476K 8K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 231K 3K –
FIFTH THIRD BANCORP COM 1M 28K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 4M 57K –
FISERV INC COM 454K 3K –
FIVE BELOW INC COM 223K 2K –
GARTNER INC COM 212K 471 –
GE AEROSPACE COM NEW 826K 5K –
GLOBAL PMTS INC COM 263K 3K –
GLOBANT S A COM 205K 1K –
GODADDY INC CL A 261K 2K –
GRAND CANYON ED INC COM 339K 2K –
HEICO CORP NEW COM 650K 3K –
HOME DEPOT INC COM 709K 2K –
HONEYWELL INTL INC COM 239K 1K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 297K 9K –
INTEL CORP COM 233K 8K –
INTERNATIONAL BUSINESS MACHS COM 644K 4K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 7M 329K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 7M 322K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 6M 328K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 6M 296K –
INVESCO EXCH TRD SLF IDX FD INVSCO 30 CORP 19M 1M –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 17M 172K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 457K 3K –
INVESCO QQQ TR UNIT SER 1 960K 2K –
ISHARES GOLD TR ISHARES NEW 439K 10K –
ISHARES INC CORE MSCI EMKT 11M 211K –
ISHARES TR 10-20 YR TRS ETF 9M 92K –
ISHARES TR BLACKROCK ULTRA 8M 157K –
ISHARES TR CORE HIGH DV ETF 443K 4K –
ISHARES TR CORE MSCI EAFE 640K 9K –
ISHARES TR CORE S&P MCP ETF 5M 82K –
ISHARES TR CORE S&P500 ETF 16M 29K –
ISHARES TR CORE US AGGBD ET 350K 4K –
ISHARES TR IBDS DEC28 ETF 17M 686K –
ISHARES TR IBONDS 27 ETF 13M 530K –
ISHARES TR IBONDS 29 TRM TS 13M 590K –
ISHARES TR IBONDS DEC 27 10M 408K –
ISHARES TR IBONDS DEC 28 10M 384K –
ISHARES TR ISHS 5-10YR INVT 809K 16K –
ISHARES TR MSCI EAFE ETF 4M 45K –
ISHARES TR MSCI KLD400 SOC 434K 4K –
ISHARES TR MSCI USA ESG SLC 731K 7K –
ISHARES TR MSCI USA MIN VOL 202K 2K –
ISHARES TR MSCI USA QLT FCT 32M 189K –
ISHARES TR MSCI USA VALUE 349K 3K –
ISHARES TR NATIONAL MUN ETF 9M 85K –
ISHARES TR RUSSELL 2000 ETF 27M 135K –
J P MORGAN EXCHANGE TRADED F DIVERSFD EQT ETF 208K 5K –
JOHNSON & JOHNSON COM 4M 24K –
JOHNSON CTLS INTL PLC SHS 3M 53K –
JPMORGAN CHASE & CO. COM 6M 30K –
KROGER CO COM 800K 16K –
LCNB CORP COM 246K 18K –
LOCKHEED MARTIN CORP COM 3M 7K –
LUCID GROUP INC COM 26K 10K –
MARATHON PETE CORP COM 317K 2K –
MCDONALDS CORP COM 3M 13K –
MEDTRONIC PLC SHS 3M 33K –
MERCK & CO INC COM 5M 39K –
MICROSOFT CORP COM 9M 20K –
NORTHROP GRUMMAN CORP COM 334K 767 –
NVIDIA CORPORATION COM 4M 30K –
ORACLE CORP COM 216K 2K –
OREILLY AUTOMOTIVE INC COM 245K 232 –
PARSONS CORP DEL COM 2M 20K –
PEPSICO INC COM 3M 20K –
PFIZER INC COM 3M 111K –
PIMCO ETF TR ACTIVE BD ETF 353K 4K –
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 897K 50K –
PNC FINL SVCS GROUP INC COM 341K 2K –
PROCTER AND GAMBLE CO COM 60M 366K –
PROSHARES TR S&P 500 DV ARIST 1M 15K –
PRUDENTIAL FINL INC COM 5M 40K –
QUALCOMM INC COM 1M 6K –
RB GLOBAL INC COM 321K 4K –
REGAL REXNORD CORPORATION COM 575K 4K –
ROCKWELL AUTOMATION INC COM 423K 2K –
ROLLINS INC COM 466K 10K –
RTX CORPORATION COM 207K 2K –
S&P GLOBAL INC COM 217K 486 –
SALESFORCE INC COM 557K 2K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 2M 93K –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 1M 45K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 6M 184K –
SCHWAB STRATEGIC TR INTL EQTY ETF 6M 165K –
SCHWAB STRATEGIC TR SHT TM US TRES 300K 6K –
SCHWAB STRATEGIC TR US AGGREGATE B 45M 981K –
SCHWAB STRATEGIC TR US BRD MKT ETF 190M 3M –
SCHWAB STRATEGIC TR US DIVIDEND EQ 21M 267K –
SCHWAB STRATEGIC TR US LCAP GR ETF 5M 53K –
SCHWAB STRATEGIC TR US LCAP VA ETF 304K 4K –
SCHWAB STRATEGIC TR US LRG CAP ETF 19M 296K –
SCHWAB STRATEGIC TR US MID-CAP ETF 230K 3K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 24K –
SCHWAB STRATEGIC TR US TIPS ETF 2M 30K –
SELECT SECTOR SPDR TR ENERGY 351K 4K –
SELECT SECTOR SPDR TR SBI CONS STPLS 885K 12K –
SELECT SECTOR SPDR TR TECHNOLOGY 222K 982 –
SENSEONICS HLDGS INC COM 4K 11K –
SERVICENOW INC COM 238K 303 –
SMUCKER J M CO COM NEW 252K 2K –
SOUTHERN CO COM 3M 45K –
SPDR GOLD TR GOLD SHS 288K 1K –
SPDR INDEX SHS FDS MSCI ACWI EXUS 33M 1M –
SPDR S&P 500 ETF TR TR UNIT 28M 51K –
SPDR SER TR BBG CONV SEC ETF 469K 7K –
SPDR SER TR BLOOMBERG 1-3 MO 2M 21K –
SPDR SER TR MSCI USA STRTGIC 966K 7K –
SPDR SER TR NUVEEN BLMBRG SH 250K 5K –
SPDR SER TR PRTFLO S&P500 VL 590K 12K –
SPDR SER TR S&P DIVID ETF 524K 4K –
SPROTT PHYSICAL GOLD TR UNIT 897K 50K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 9M 224K –
STARBUCKS CORP COM 386K 5K –
STERIS PLC SHS USD 204K 931 –
SYSCO CORP COM 278K 4K –
TELEFLEX INCORPORATED COM 216K 1K –
TESLA INC COM 257K 1K –
THE CIGNA GROUP COM 647K 2K –
THERMO FISHER SCIENTIFIC INC COM 221K 400 –
TJX COS INC NEW COM 320K 3K –
TRANSUNION COM 229K 3K –
TRUIST FINL CORP COM 3M 76K –
TYLER TECHNOLOGIES INC COM 257K 512 –
UNION PAC CORP COM 509K 2K –
UNITED PARCEL SERVICE INC CL B 3M 24K –
UNITEDHEALTH GROUP INC COM 506K 994 –
US BANCORP DEL COM NEW 5M 135K –
VALERO ENERGY CORP COM 247K 2K –
VANGUARD INDEX FDS GROWTH ETF 6M 15K –
VANGUARD INDEX FDS REAL ESTATE ETF 1M 15K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 3K –
VANGUARD INDEX FDS TOTAL STK MKT 838K 3K –
VANGUARD MUN BD FDS TAX EXEMPT BD 16M 319K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 392K 7K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 513K 3K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 529K 4K –
VANGUARD WORLD FD MEGA GRWTH IND 52M 165K –
VEEVA SYS INC CL A COM 344K 2K –
VERISK ANALYTICS INC COM 348K 1K –
VERIZON COMMUNICATIONS INC COM 4M 95K –
VISA INC COM CL A 675K 3K –
WALMART INC COM 4M 61K –
WEST PHARMACEUTICAL SVSC INC COM 224K 679 –
WHITE MTNS INS GROUP LTD COM 333K 183 –
WISDOMTREE TR EMG MKTS SMCAP 15M 284K –
WISDOMTREE TR US QTLY DIV GRT 12M 154K –
WISDOMTREE TR US SMALLCAP DIVD 504K 16K –