FIVE KEYS CAPITAL ADVISORS INC.
Adviser information for FIVE KEYS CAPITAL ADVISORS INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 53 | $69.7M |
| Non-Discretionary | 0 | $0 |
| Total | 53 | $69.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 32 | $69.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-37873 |
|---|---|
| SEC ERA File Number | 801-37873 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106184 |
| Legal Entity Identifier | HCRWKNNR6LH1YG65RC46 |
Principal Office
2608 HIBERNIA ST.SUITE 104
DALLAS
TX
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 214-550-0914, Fax: None
Chief Compliance Officer
MATTHEW RYAN KENNEDY
DIRECTOR, VICE PRESIDENT, SECRETARY
2911 TURTLE CREEK BLVD.
SUITE 425
DALLAS
TX
United States
Tel:
214-205-7813
M*******@*************M
(Full email address available in API data)
Regulatory Contact
EDWARD SULLIVAN
PRESIDENT
2608 HIBERNIA ST.
SUITE 104
DALLAS
TX
United States
Tel:
214-550-0914
E*****@***************M
(Full email address available in API data)
Industry Affiliates
| KENNEDY LEGAL FIRM PLLC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KENNEDY, MATTHEW, RYAN | Individual | – | DIRECTOR, CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| SULLIVAN, EDWARD, FRANKLIN | Individual | – | PRESIDENT, DIRECTOR, CHIEF INVESTMENT OFFICER | 01/2021 | > 75% |