VALUE FINANCIAL ADVISERS, INC.
Adviser information for VALUE FINANCIAL ADVISERS, INC. last updated from Form ADV on February 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 183 | $91.0M |
| Non-Discretionary | 24 | $8.8M |
| Total | 207 | $99.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 171 | $49.2M |
| HNW Individuals | 36 | $50.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesCONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-37987 |
|---|---|
| SEC ERA File Number | 801-37987 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107321 |
| Legal Entity Identifier | None |
Principal Office
3600 SOUTH BEELER STREETSUITE 300
DENVER
CO
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 303-770-3030, Fax: 303-773-9122
Chief Compliance Officer
PHILLIP HAYDN CONNORS
PRESIDENT
3600 SOUTH BEELER STREET
SUITE 300
DENVER
CO
United States
Tel:
(303) 770-3030
Fax:
(303) 773-9122
P******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONNORS, WILLIAM, HAYDN | Individual | – | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | 09/1990 | > 75% |