RAINSBERGER WEALTH ADVISORS

RAINSBERGER WEALTH ADVISORS, INC. Legal Name

Adviser information for RAINSBERGER WEALTH ADVISORS last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 923 $333.0M
Non-Discretionary 57 $22.7M
Total 980 $355.7M

Clients

Type Number RAUM
Individuals 190 $41.6M
HNW Individuals 92 $312.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 1 $1.6M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsRETIREMENT PLAN CONSULTING
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-38096
SEC ERA File Number 801-38096
SEC CIK Numbers 1912314
SEC CRD Numbers 108325
Legal Entity Identifier None

Principal Office

980 PICO POINT
COLORADO SPRINGS
CO
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 719-328-1944, Fax: 719-328-1861

Chief Compliance Officer

MALINDA SUTTON
COO
980 PICO POINT
COLORADO SPRINGS
CO
United States
Tel: 719-328-1944
Fax: 719-328-1861
(Full email address available in API data)

Regulatory Contact

ELLIS D. RAINSBERGER
PRESIDENT
980 PICO POINT
COLORADO SPRINGS
CO
United States
Tel: 719-328-1944
Fax: 719-328-1861
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RAINSBERGER, ELLIS, DWIGHT Individual PRESIDENT 03/2009 > 75%
SUTTON, MALINDA, DAWN Individual CCO 08/2013 < 5%

No. Employees, Historic

10502020202120222023202420255 on 3/25/20205 on 6/24/20205 on 2/11/20216 on 2/19/20216 on 3/26/20216 on 6/22/20216 on 3/16/20227 on 12/1/20227 on 3/21/20238 on 8/9/20238 on 3/13/2024

RAUM, Historic

400M200M0202020212022202320242025211358334 on 3/25/2020211358334 on 6/24/2020211358334 on 2/11/2021211358334 on 2/19/2021248431223 on 3/26/2021248431223 on 6/22/2021307665095 on 3/16/2022307665095 on 12/1/2022302617566 on 3/21/2023302617566 on 8/9/2023355712909 on 3/13/2024

No. Clients, Historic

3001500202020212022202320242025198 on 3/25/2020198 on 6/24/2020198 on 2/11/2021198 on 2/19/2021211 on 3/26/2021211 on 6/22/2021234 on 3/16/2022234 on 12/1/2022272 on 3/21/2023272 on 8/9/2023283 on 3/13/2024

Holdings

From latest 13F, filed January 26th, 2024 for period ending December 31st, 2023
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 3M 9K
AMAZON COM INC COM 328K 2K
AMGEN INC COM 688K 2K
APPLE INC COM 5M 26K
BERKSHIRE HATHAWAY INC DEL CL B NEW 739K 2K
BHP GROUP LTD SPONSORED ADS 2M 30K
BLACKROCK INC COM 1M 2K
BLACKSTONE INC COM 1M 11K
BROADCOM INC COM 2M 2K
CHEVRON CORP NEW COM 1M 8K
CISCO SYS INC COM 337K 7K
DUKE ENERGY CORP NEW COM NEW 1M 11K
GOLDMAN SACHS BDC INC SHS 420K 29K
ILLINOIS TOOL WKS INC COM 309K 1K
INVESCO EXCHANGE TRADED FD T DORSEY WRIGHT MO 1M 14K
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 630K 4K
INVESCO QQQ TR UNIT SER 1 5M 12K
ISHARES INC MSCI GBL MIN VOL 4M 41K
ISHARES INC CORE MSCI EMKT 901K 18K
ISHARES TR MSCI USA MMENTM 8M 51K
ISHARES TR US INDUSTRIALS 2M 18K
ISHARES TR 1 3 YR TREAS BD 4M 52K
ISHARES TR 3 7 YR TREAS BD 8M 68K
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 4M 77K
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 234K 5K
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 19K
J P MORGAN EXCHANGE TRADED F INCOME ETF 7M 156K
JOHNSON & JOHNSON COM 2M 12K
JPMORGAN CHASE & CO COM 2M 11K
KINDER MORGAN INC DEL COM 1M 62K
KROGER CO COM 3M 61K
LINDE PLC SHS 1M 3K
LOWES COS INC COM 1M 5K
MERCK & CO INC COM 1M 14K
MICROSOFT CORP COM 2M 5K
NEWMONT CORP COM 331K 8K
PACKAGING CORP AMER COM 2M 12K
PAYPAL HLDGS INC COM 371K 6K
PEPSICO INC COM 2M 10K
PIONEER NAT RES CO COM 2M 7K
QUALCOMM INC COM 2M 15K
RIO TINTO PLC SPONSORED ADR 2M 25K
SALESFORCE INC COM 1M 5K
SCHWAB STRATEGIC TR SCHWAB FDT US SC 6M 109K
SCHWAB STRATEGIC TR US BRD MKT ETF 11M 203K
SCHWAB STRATEGIC TR INTL EQTY ETF 11M 306K
SCHWAB STRATEGIC TR US LRG CAP ETF 2M 38K
SCHWAB STRATEGIC TR US SML CAP ETF 2M 40K
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 7M 264K
SCHWAB STRATEGIC TR US DIVIDEND EQ 8M 100K
SCHWAB STRATEGIC TR US REIT ETF 253K 12K
SCHWAB STRATEGIC TR US MID-CAP ETF 8M 102K
SELECT SECTOR SPDR TR SBI CONS STPLS 2M 24K
SELECT SECTOR SPDR TR SBI CONS DISCR 2M 12K
SPDR S&P 500 ETF TR TR UNIT 399K 840
SPDR SER TR PORTFOLIO AGRGTE 7M 291K
SPDR SER TR S&P DIVID ETF 1M 9K
VANECK ETF TRUST GOLD MINERS ETF 6M 189K
VANECK ETF TRUST SEMICONDUCTR ETF 2M 9K
VANECK ETF TRUST BDC INCOME ETF 686K 43K
VANGUARD INDEX FDS TOTAL STK MKT 4M 16K
VANGUARD INDEX FDS GROWTH ETF 448K 1K
VANGUARD INDEX FDS S&P 500 ETF SHS 379K 868
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 3M 30K
VANGUARD MALVERN FDS STRM INFPROIDX 4M 79K
VANGUARD STAR FDS VG TL INTL STK F 1M 24K
VANGUARD WHITEHALL FDS HIGH DIV YLD 343K 3K
VANGUARD WORLD FDS FINANCIALS ETF 1M 15K
VISA INC COM CL A 1M 4K