RAINSBERGER WEALTH ADVISORS
RAINSBERGER WEALTH ADVISORS, INC. Legal Name
Adviser information for RAINSBERGER WEALTH ADVISORS last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Colorado, United States |
Employees
Total Number of Employees | 8 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 923 | $333.0M |
Non-Discretionary | 57 | $22.7M |
Total | 980 | $355.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 190 | $41.6M |
HNW Individuals | 92 | $312.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 1 | $1.6M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 51-100 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsRETIREMENT PLAN CONSULTING |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
980 PICO POINTCOLORADO SPRINGS
CO
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 719-328-1944, Fax: 719-328-1861
Chief Compliance Officer
MALINDA SUTTON
COO
980 PICO POINT
COLORADO SPRINGS
CO
United States
Tel:
719-328-1944
Fax:
719-328-1861
M******@**************M
(Full email address available in API data)
Regulatory Contact
ELLIS D. RAINSBERGER
PRESIDENT
980 PICO POINT
COLORADO SPRINGS
CO
United States
Tel:
719-328-1944
Fax:
719-328-1861
B**@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
RAINSBERGER, ELLIS, DWIGHT | Individual | – | PRESIDENT | 03/2009 | > 75% |
SUTTON, MALINDA, DAWN | Individual | – | CCO | 08/2013 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed January 26th, 2024 for period ending December 31st, 2023
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ACCENTURE PLC IRELAND | SHS CLASS A | 3M | 9K | – |
AMAZON COM INC | COM | 328K | 2K | – |
AMGEN INC | COM | 688K | 2K | – |
APPLE INC | COM | 5M | 26K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 739K | 2K | – |
BHP GROUP LTD | SPONSORED ADS | 2M | 30K | – |
BLACKROCK INC | COM | 1M | 2K | – |
BLACKSTONE INC | COM | 1M | 11K | – |
BROADCOM INC | COM | 2M | 2K | – |
CHEVRON CORP NEW | COM | 1M | 8K | – |
CISCO SYS INC | COM | 337K | 7K | – |
DUKE ENERGY CORP NEW | COM NEW | 1M | 11K | – |
GOLDMAN SACHS BDC INC | SHS | 420K | 29K | – |
ILLINOIS TOOL WKS INC | COM | 309K | 1K | – |
INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 1M | 14K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 630K | 4K | – |
INVESCO QQQ TR | UNIT SER 1 | 5M | 12K | – |
ISHARES INC | MSCI GBL MIN VOL | 4M | 41K | – |
ISHARES INC | CORE MSCI EMKT | 901K | 18K | – |
ISHARES TR | MSCI USA MMENTM | 8M | 51K | – |
ISHARES TR | US INDUSTRIALS | 2M | 18K | – |
ISHARES TR | 1 3 YR TREAS BD | 4M | 52K | – |
ISHARES TR | 3 7 YR TREAS BD | 8M | 68K | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 4M | 77K | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 234K | 5K | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 1M | 19K | – |
J P MORGAN EXCHANGE TRADED F | INCOME ETF | 7M | 156K | – |
JOHNSON & JOHNSON | COM | 2M | 12K | – |
JPMORGAN CHASE & CO | COM | 2M | 11K | – |
KINDER MORGAN INC DEL | COM | 1M | 62K | – |
KROGER CO | COM | 3M | 61K | – |
LINDE PLC | SHS | 1M | 3K | – |
LOWES COS INC | COM | 1M | 5K | – |
MERCK & CO INC | COM | 1M | 14K | – |
MICROSOFT CORP | COM | 2M | 5K | – |
NEWMONT CORP | COM | 331K | 8K | – |
PACKAGING CORP AMER | COM | 2M | 12K | – |
PAYPAL HLDGS INC | COM | 371K | 6K | – |
PEPSICO INC | COM | 2M | 10K | – |
PIONEER NAT RES CO | COM | 2M | 7K | – |
QUALCOMM INC | COM | 2M | 15K | – |
RIO TINTO PLC | SPONSORED ADR | 2M | 25K | – |
SALESFORCE INC | COM | 1M | 5K | – |
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 6M | 109K | – |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 11M | 203K | – |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 11M | 306K | – |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 2M | 38K | – |
SCHWAB STRATEGIC TR | US SML CAP ETF | 2M | 40K | – |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 7M | 264K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 8M | 100K | – |
SCHWAB STRATEGIC TR | US REIT ETF | 253K | 12K | – |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 8M | 102K | – |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 2M | 24K | – |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 2M | 12K | – |
SPDR S&P 500 ETF TR | TR UNIT | 399K | 840 | – |
SPDR SER TR | PORTFOLIO AGRGTE | 7M | 291K | – |
SPDR SER TR | S&P DIVID ETF | 1M | 9K | – |
VANECK ETF TRUST | GOLD MINERS ETF | 6M | 189K | – |
VANECK ETF TRUST | SEMICONDUCTR ETF | 2M | 9K | – |
VANECK ETF TRUST | BDC INCOME ETF | 686K | 43K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 4M | 16K | – |
VANGUARD INDEX FDS | GROWTH ETF | 448K | 1K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 379K | 868 | – |
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 3M | 30K | – |
VANGUARD MALVERN FDS | STRM INFPROIDX | 4M | 79K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 1M | 24K | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 343K | 3K | – |
VANGUARD WORLD FDS | FINANCIALS ETF | 1M | 15K | – |
VISA INC | COM CL A | 1M | 4K | – |