Hedge Fund Database

L.M. KOHN & COMPANY

Adviser information for L.M. KOHN & COMPANY last updated from Form ADV on December 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End SEPTEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 93
Investment Advisory/Research 70
Registered Broker-Dealer Representatives 84
Registered State Investment Advisers 70
Licensed Agents of an Insurance Company 59
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,229 $620.2M
Non-Discretionary 3,477 $1.1B
Total 5,706 $1.7B

Clients

Type Number RAUM
Individuals 1,626 $827.7M
HNW Individuals 785 $623.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 97 $194.8M
Charitable organizations 25 $25.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesFLAT COMMISSION/EXECUTION FEE
Other Business Activities Broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 1.0B
Portfolio Manager 240.6M
Both for Same 208.1M
Portfolio Manager to Program Sponsor
L.M. KOHN & COMPANY WRAP FEE PROGRAM L.M. KOHN & COMPANY

Identifiers

SEC RIA File Number 801-38116
SEC ERA File Number 801-38116
SEC CIK Numbers 870260
SEC CRD Numbers 27913
Legal Entity Identifier None

Principal Office

10151 CARVER RD.
SUITE 100
CINCINNATI
OH
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 513-792-0301, Fax: 513-792-0300

Websites

www.lmkohn.com

Chief Compliance Officer

MIKE BELL
10151 CARVER RD.
SUITE 100
CINCINNATI
OH
United States
Tel: 513-792-0301 X116
Fax: 513-792-0300
(Full email address available in API data)

Regulatory Contact

CARL HOLLISTER
PRESIDENT
10151 CARVER RD.
SUITE 100
CINCINNATI
OH
United States
Tel: (513) 792-0301 X105
Fax: (513) 792-0300
(Full email address available in API data)

Industry Affiliates

INVEST CAPITAL PARTNERS Other investment adviser, including financial planners
PATHWAYS WEALTH MANAGEMENT, INC. Other investment adviser, including financial planners
PCA INVESTMENT ADVISORY SERVICES, INC. Other investment adviser, including financial plannersPension consultant

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KOHN, LARRY MICHAEL Individual – CEO/COB/TREASURER 11/1990 > 75%
HOLLISTER, CARL ROBERT Individual – PRESIDENT 10/2017 < 5%
KOHN, ANDREW LEONARD Individual – VICE-PRESIDENT/SECRETARY/ASSISTANT TREASURER 10/2017 < 5%
BELL, MIKE MARTIN Individual – CHIEF COMPLIANCE OFFICER 01/2022 < 5%
CHON, TIMOTHY BRYAN Individual – CHIEF OPERATING OFFICER/ASST. SECRETARY 03/2022 < 5%
CHESS, ROBERT HUBERT JR Individual – DIRECTOR OF SUPERVISION 10/2021 < 5%

No. Employees, Historic

2001000201920202021202220232024116 on 12/19/2019116 on 6/24/2020111 on 12/16/2020110 on 12/17/2021110 on 1/5/202286 on 12/14/202286 on 10/9/202393 on 12/11/202393 on 12/19/2023

RAUM, Historic

2B1B02019202020212022202320241225602432 on 12/19/20191225602432 on 6/24/20201359147435 on 12/16/20201816084804 on 12/17/20211816084804 on 1/5/20221385234184 on 12/14/20221385234184 on 10/9/20231671192505 on 12/11/20231671192505 on 12/19/2023

No. Clients, Historic

3,0001,50002019202020212022202320242178 on 12/19/20192178 on 6/24/20202252 on 12/16/20202390 on 12/17/20212390 on 1/5/20222294 on 12/14/20222294 on 10/9/20232533 on 12/11/20232533 on 12/19/2023

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABORATORIES Common Stock 213K 2K –
ABBVIE INC Common Stock 2M 13K –
ABRDN GLOBAL PREMIER Common Stock 132K 35K –
ADOBE INC Common Stock 2M 4K –
Airbnb Inc Class A Common Stock Common Stock 991K 6K –
ALPHABET INC Common Stock 8M 47K –
ALPHABET INC Common Stock 1M 7K –
ALTRIA GROUP INC Common Stock 511K 11K –
AMAZON.COM INC Common Stock 17M 91K –
AMEREN CORP Common Stock 201K 3K –
AMERICAN ELECTRIC POWER Common Stock 217K 2K –
AMERICAN TOWER CORPORATION Common Stock 539K 3K –
AMGEN INC Common Stock 679K 2K –
APPLE INC Common Stock 37M 175K –
APPLIED MATERIALS INC Common Stock 1M 5K –
ARK ETF TRUST Exchange Traded Fund 402K 9K –
AT&T INC Common Stock 371K 19K –
AUTOZONE INC Common Stock 246K 83 –
BCE INC NOUV Common Stock 436K 13K –
BERKSHIRE HATHAWAY INC DEL Common Stock 7M 16K –
BLACKROCK HEALTH SCIENCES TR Common Stock 290K 7K –
BLACKROCK INC Common Stock 816K 1K –
BLACKSTONE INC Common Stock 2M 13K –
BOEING CO Common Stock 711K 4K –
BOOKING HOLDINGS INC Common Stock 2M 537 –
BRISTOL MYERS SQUIBB CO Common Stock 335K 8K –
BROADCOM INC Common Stock 948K 591 –
BROWN-FORMAN CORPORATION Common Stock 527K 12K –
CALAMOS CONV & HIGH INCOME Common Stock 244K 22K –
CALAMOS CONVERTIBLE Common Stock 641K 55K –
CALAMOS GLOBAL DYNAMIC INCOME Common Stock 156K 23K –
CATERPILLAR INC Common Stock 813K 2K –
CENTENE CORP DEL Common Stock 262K 4K –
CHEVRON CORPORATION Common Stock 1M 7K –
CHIPOTLE MEXICAN GRILL INC Common Stock 774K 12K –
CISCO SYSTEMS INC Common Stock 739K 16K –
COCA COLA COMPANY Common Stock 867K 14K –
COHEN & STEERS CLOSED-END Common Stock 160K 13K –
COLGATE PALMOLIVE COMPANY Common Stock 223K 2K –
COLUMBIA SELIGMAN PREM TECH Common Stock 341K 10K –
COMCAST CORP Common Stock 373K 10K –
COSTCO WHOLESALE CORP-NEW Common Stock 13M 16K –
CROWDSTRIKE HOLDINGS INC Common Stock 313K 816 –
CSX CORPORATION Common Stock 955K 29K –
CUMMINS INC Common Stock 241K 870 –
CVS HEALTH CORPORATION Common Stock 807K 14K –
DECKERS OUTDOOR CORPORATION Common Stock 492K 508 –
DEERE & CO Common Stock 1M 3K –
DIAGEO PLC-SPONSORED ADR Common Stock 402K 3K –
DOW INC Common Stock 320K 6K –
DUKE ENERGY CORPORATION Common Stock 620K 6K –
EATON CORPORATION PLC Common Stock 220K 702 –
EATON VANCE TAX MANAGED Common Stock 156K 11K –
ELI LILLY & CO Common Stock 2M 2K –
EMERSON ELECTRIC CO Common Stock 506K 5K –
ENBRIDGE INC Common Stock 239K 7K –
ENERGY TRANSFER LP Common Stock 255K 16K –
Expeditors International Of Washington Inc Class A Common Stock Exchange Traded Fund 230K 2K –
EXXON MOBIL CORP Common Stock 2M 19K –
FIFTH THIRD BANCORP Common Stock 2M 57K –
FIRST TR EXCHANGE TRADED Exchange Traded Fund 342K 14K –
FIRST TR EXCHANGE TRADED FD Exchange Traded Fund 250K 13K –
FIRST TR EXCHANGE TRADED FD Exchange Traded Fund 4M 133K –
FIRST TR EXCHANGE TRADED FD Exchange Traded Fund 803K 33K –
FIRST TR EXCHANGE TRADED FD Exchange Traded Fund 657K 15K –
FIRST TR EXCHANGE TRADED FD II Exchange Traded Fund 324K 10K –
FIRST TR EXCHANGE TRADED FD II Exchange Traded Fund 953K 43K –
FIRST TR EXCHANGE TRADED FD II Exchange Traded Fund 579K 6K –
FIRST TR EXCHANGE TRADED FD IV Exchange Traded Fund 1M 23K –
FIRST TR EXCHANGE TRADED FD IV Exchange Traded Fund 454K 9K –
FIRST TR EXCHANGE TRADED FD VI Exchange Traded Fund 520K 5K –
FIRST TR STOXX EUROPEAN SELECT Exchange Traded Fund 129K 11K –
FIRST TR VALUE LINE DIVID Common Stock 715K 18K –
FIRST TRUST CAPITAL STRENGTH Exchange Traded Fund 613K 7K –
FIRST TRUST CLOUD COMPUTING Exchange Traded Fund 269K 3K –
FIRST TRUST DORSEY WRIGHT Exchange Traded Fund 985K 17K –
FIRST TRUST ETF Exchange Traded Fund 642K 3K –
FIRST TRUST EXCHANGE TRADED Exchange Traded Fund 334K 6K –
FIRST TRUST EXCHANGE TRADED Exchange Traded Fund 238K 2K –
FIRST TRUST EXCHANGE TRADED Exchange Traded Fund 211K 7K –
FIRST TRUST EXCHANGE TRADED Exchange Traded Fund 793K 14K –
FIRST TRUST GLOBAL TACTICAL Exchange Traded Fund 1M 46K –
FIRST TRUST MORNINGSTAR Common Stock 401K 11K –
FIRST TRUST MORNINGSTAR Common Stock 217K 6K –
FIRST TRUST NASDAQ-100 Exchange Traded Fund 208K 1K –
FIRST TRUST NORTH AMERICAN Exchange Traded Fund 207K 7K –
FIRST TRUST PREFERRED Exchange Traded Fund 369K 21K –
FIRST TRUST RISING DIVIDEND Exchange Traded Fund 3M 58K –
FLEXSHARES Common Stock 2M 37K –
FLEXSHARES TR Common Stock 913K 23K –
FLEXSHARES TR IBOXX 5 YR Common Stock 489K 21K –
FORD MOTOR CO Common Stock 334K 27K –
GABELLI CONVERTIBLE AND INCOME Closed End Fund 120K 33K –
GAMCO GLOBAL GOLD NATURAL Common Stock 129K 32K –
GAMCO NATURAL RESOURCES GOLD Common Stock 96K 17K –
GAMING & LEISURE PROPERTIES Common Stock 319K 7K –
GENERAL MILLS INC Common Stock 362K 6K –
GERMAN AMERICAN BANCORP INC Common Stock 17M 492K –
GLOBAL X FDS Exchange Traded Fund 344K 20K –
GLOBAL X FDS Exchange Traded Fund 220K 5K –
GLOBAL X FUNDS Exchange Traded Fund 939K 9K –
GLOBAL X FUNDS Exchange Traded Fund 248K 7K –
GLOBAL X FUNDS Common Stock 347K 11K –
GOLDMAN SACHS GROUP INC Common Stock 827K 2K –
HOME DEPOT INC Common Stock 4M 12K –
HONEYWELL INTL INC Common Stock 625K 3K –
Idexx Laboratories Corp Common Stock 203K 416 –
INNOVATOR ETFS TR Exchange Traded Fund 340K 18K –
INTEL CORP Common Stock 274K 9K –
INTERNATIONAL BUSINESS Common Stock 343K 2K –
INTERPUBLIC GROUP OF COS INC Common Stock 461K 16K –
INVESCO EXCHANGE TRADED FD TR Exchange Traded Fund 204K 10K –
INVESCO EXCHANGE TRADED FD TR Exchange Traded Fund 871K 20K –
INVESCO EXCHANGE TRADED FUND Exchange Traded Fund 2M 12K –
INVESCO EXCHANGE TRADEDFD Exchange Traded Fund 316K 7K –
INVESCO QQQ TR Exchange Traded Fund 3M 7K –
Invsc S P 500 Momentum Etf Exchange Traded Fund 910K 10K –
IRON MOUNTAIN INCORPORATED Common Stock 402K 4K –
ISHARES 20 PLUS YEAR TREASURY Exchange Traded Fund 378K 4K –
ISHARES CORE S&P 500 ETF Exchange Traded Fund 651K 1K –
ISHARES CORE S&P MID CAP ETF Exchange Traded Fund 373K 6K –
ISHARES CORE S&P SMALL CAP ETF Exchange Traded Fund 436K 4K –
ISHARES IBOXX $ INVESTMENT Exchange Traded Fund 395K 4K –
ISHARES MICRO CAP ETF Exchange Traded Fund 217K 2K –
Ishares Msci Netherlands Etf Exchange Traded Fund 265K 5K –
ISHARES RUSSELL 1000 ETF Exchange Traded Fund 330K 1K –
ISHARES RUSSELL 1000 GROWTH Exchange Traded Fund 284K 779 –
ISHARES RUSSELL 2000 ETF Exchange Traded Fund 983K 5K –
ISHARES RUSSELL 2000 ETF Exchange Traded Fund 376K 2K –
ISHARES RUSSELL MID CAP GROWTH Exchange Traded Fund 449K 4K –
ISHARES S&P 500 GROWTH ETF Exchange Traded Fund 222K 2K –
ISHARES SILVER SHARES Exchange Traded Fund 363K 14K –
ISHARES TR Exchange Traded Fund 1M 26K –
ISHARES TR Exchange Traded Fund 1M 6K –
ISHARES TRUST Exchange Traded Fund 724K 4K –
ISHARES TRUST Exchange Traded Fund 369K 15K –
ISHARES TRUST Exchange Traded Fund 253K 10K –
ISHARES TRUST Exchange Traded Fund 565K 6K –
ISHARES TRUST Exchange Traded Fund 400K 5K –
ISHARES TRUST Exchange Traded Fund 351K 11K –
ISHARES U S ETF TR Exchange Traded Fund 546K 9K –
J P MORGAN EXCHANGE TRADED Exchange Traded Fund 249K 4K –
JOHN HANCOCK FINANCIAL Common Stock 344K 12K –
JOHNSON & JOHNSON Common Stock 2M 11K –
JOHNSON & JOHNSON Common Stock 275K 2K –
JPMORGAN CHASE & CO Common Stock 4M 18K –
KINDER MORGAN INC Common Stock 207K 10K –
KKR & CO INC Common Stock 376K 4K –
LEGG MASON ETF INVESTMENT TRST Exchange Traded Fund 971K 33K –
LINDE PLC Common Stock 618K 1K –
LOCKHEED MARTIN CORP Common Stock 2M 4K –
LOWES COMPANIES INC Common Stock 1M 6K –
LULULEMON ATHLETICA INC Common Stock 299K 1K –
M & T BANK CORP Common Stock 417K 3K –
MADISON COVERED CALL & EQUITY Common Stock 129K 17K –
MARATHON PETE CORP Common Stock 242K 1K –
MASTERCARD INCORPORATED Common Stock 4M 9K –
MCDONALDS CORP Common Stock 1M 5K –
MERCK & CO INC Common Stock 1M 10K –
META PLATFORMS INC Common Stock 1M 3K –
MFS CHARTER INCOME TRUST-SBI Common Stock 188K 30K –
MFS INTERMEDIATE INCOME TRUST Common Stock 84K 32K –
MICROSOFT CORP Common Stock 11M 26K –
MICROSOFT CORP Common Stock 379K 849 –
MONDELEZ INTERNATIONAL INC Common Stock 293K 4K –
MORGAN STANLEY Common Stock 260K 3K –
MURPHY USA INC Common Stock 292K 623 –
NEUBERGER BERMAN REAL ESTATE Common Stock 71K 21K –
NEXTERA ENERGY INC Common Stock 1M 14K –
NIKE INC Common Stock 664K 9K –
NORFOLK SOUTHERN CORP Common Stock 209K 975 –
NVIDIA CORP Common Stock 22M 182K –
O REILLY AUTOMOTIVE INC Common Stock 681K 645 –
ORACLE CORPORATION Common Stock 2M 18K –
PACER FUNDS TRUST Common Stock 302K 6K –
PALO ALTO NETWORKS INC Common Stock 427K 1K –
PALO ALTO NETWORKS INC Common Stock 216K 638 –
PARKER HANNIFIN CORP Common Stock 1M 2K –
PAYCHEX INC Common Stock 959K 8K –
PEPSICO INC Common Stock 3M 17K –
PFIZER INC Common Stock 888K 32K –
PHILIP MORRIS INTERNATIONAL Common Stock 723K 7K –
PIMCO DYNAMIC INCOME FUND Common Stock 245K 13K –
PNC FINANCIAL SVCS GROUP INC Common Stock 735K 5K –
PPG INDUSTRIES INC Common Stock 202K 2K –
PROCTER & GAMBLE CO Common Stock 2M 15K –
PROCTER & GAMBLE CO Common Stock 969K 6K –
PROSHARES S&P 500 DIVIDEND Common Stock 428K 4K –
PROSHARES TRUST Common Stock 623K 8K –
PROSHARES TRUST Common Stock 501K 8K –
QUALCOMM INC Common Stock 2M 9K –
REALTY INCOME CORP Common Stock 807K 15K –
REGENERON PHARMACEUTICALS INC Common Stock 217K 206 –
RTX CORPORATION Common Stock 435K 4K –
SALESFORCE INC Common Stock 2M 8K –
SECTOR SPDR TRUST SBI CONSUMER Common Stock 819K 11K –
SELECT SECTOR SPDR FUND Exchange Traded Fund 433K 2K –
SELECT SECTOR SPDR TRUST Exchange Traded Fund 1M 21K –
SELECT SECTOR SPDR TRUST Exchange Traded Fund 1M 6K –
SELECT SECTOR SPDR TRUST Exchange Traded Fund 950K 7K –
SELECT SECTOR SPDR TRUST Exchange Traded Fund 891K 10K –
SELECT SECTOR SPDR TRUST Exchange Traded Fund 595K 14K –
SERVICENOW INC Common Stock 1M 2K –
SHERWIN WILLIAMS CO Common Stock 577K 2K –
SOUTHERN CO Common Stock 1M 16K –
SPDR DOW JONES INDL AVERAGE Common Stock 802K 2K –
SPDR GOLD TR Common Stock 263K 1K –
Spdr Index Shs Fds S&p Global Infrastructure Etf Exchange Traded Fund 340K 6K –
SPDR S&P 500 ETF TRUST Exchange Traded Fund 11M 21K –
SPDR SER TR Exchange Traded Fund 236K 3K –
SPDR SERIES TRUST Exchange Traded Fund 1M 18K –
SPDR SERIES TRUST Exchange Traded Fund 9M 103K –
SPDR SERIES TRUST Exchange Traded Fund 1M 50K –
SPDR SERIES TRUST Exchange Traded Fund 1M 29K –
SPDR SERIES TRUST Exchange Traded Fund 1M 17K –
SPDR SERIES TRUST Exchange Traded Fund 869K 13K –
SPDR SERIES TRUST Exchange Traded Fund 843K 30K –
SPDR SERIES TRUST Exchange Traded Fund 606K 9K –
SPDR SERIES TRUST Exchange Traded Fund 598K 15K –
SPDR SERIES TRUST Exchange Traded Fund 387K 14K –
SPDR SERIES TRUST Exchange Traded Fund 349K 8K –
SPDR SERIES TRUST Exchange Traded Fund 307K 10K –
SPDR SERIES TRUST Exchange Traded Fund 216K 12K –
SSGA ACTIVE TRUST Exchange Traded Fund 352K 8K –
STANDARD & POORS MIDCAP 400 Exchange Traded Fund 1M 3K –
STRYKER CORP Common Stock 941K 3K –
SUNOCO LP Common Stock 351K 6K –
SYSCO CORP Common Stock 540K 8K –
TARGET CORP Common Stock 367K 2K –
TESLA INC Common Stock 964K 5K –
TEXAS INSTRUMENTS INCORPORATED Common Stock 290K 1K –
THERMO FISHER SCIENTIFIC INC Common Stock 436K 788 –
TRADE DESK INC (THE) Common Stock 289K 3K –
TRANE TECHNOLOGIES PLC Common Stock 233K 709 –
TRANSDIGM GROUP INCORPORATED Common Stock 307K 240 –
UBER TECHNOLOGIES INC Common Stock 825K 11K –
UNION PACIFIC CORP Common Stock 1M 5K –
UNITED PARCEL SVC INC Common Stock 2M 12K –
United States Copper Index Etf Exchange Traded Fund 362K 13K –
UNITEDHEALTH GROUP INC Common Stock 3M 5K –
VALERO ENERGY CORP NEW Common Stock 884K 6K –
VANGUARD FTSE DEVELOPED Common Stock 1M 30K –
VANGUARD FTSE EMERGING MARKETS Exchange Traded Fund 208K 5K –
VANGUARD INDEX FUNDS Exchange Traded Fund 709K 4K –
VANGUARD INDEX FUNDS Exchange Traded Fund 381K 2K –
VANGUARD INDEX FUNDS Exchange Traded Fund 342K 915 –
VANGUARD INDEX FUNDS Exchange Traded Fund 335K 1K –
VANGUARD INDEX FUNDS Exchange Traded Fund 225K 1K –
VANGUARD INDEX FUNDS Exchange Traded Fund 5M 17K –
VANGUARD INDEX FUNDS Exchange Traded Fund 695K 3K –
VANGUARD INTL EQUITY INDEX FD Exchange Traded Fund 486K 7K –
VANGUARD S&P 500 ETF Exchange Traded Fund 4M 9K –
VANGUARD S&P 500 ETF Exchange Traded Fund 497K 994 –
VANGUARD SCOTTSDALE FUNDS Exchange Traded Fund 687K 12K –
VANGUARD SHORT TERM BOND ETF Exchange Traded Fund 243K 3K –
VANGUARD SPECIALIZED FUNDS Exchange Traded Fund 1M 8K –
VANGUARD SPECIALIZED FUNDS Exchange Traded Fund 859K 10K –
VANGUARD STAR FD Common Stock 286K 5K –
VANGUARD TOTAL BOND MARKET ETF Exchange Traded Fund 337K 5K –
VANGUARD TOTAL INTERNATIONAL Exchange Traded Fund 281K 6K –
VERIZON COMMUNICATIONS Common Stock 853K 21K –
VISA INC Common Stock 5M 19K –
WALMART INC Common Stock 2M 29K –
WALT DISNEY CO Common Stock 2M 17K –
WASTE MANAGEMENT INC DEL Common Stock 1M 5K –
WD 40 CO Common Stock 1M 5K –
WILLIAMS COMPANIES INC Common Stock 247K 6K –
WISDOMTREE BLOOMBERG U S Exchange Traded Fund 620K 23K –
WISDOMTREE TR Exchange Traded Fund 782K 17K –
WISDOMTREE TR Exchange Traded Fund 789K 16K –
WISDOMTREE TRUST Exchange Traded Fund 5M 109K –
WISDOMTREE TRUST Exchange Traded Fund 602K 13K –
WISDOMTREE TRUST Exchange Traded Fund 364K 8K –
YUM BRANDS INC Common Stock 364K 3K –
ZOETIS INC Common Stock 244K 1K –