INVESCO SENIOR SECURED MANAGEMENT, INC.
Adviser information for INVESCO SENIOR SECURED MANAGEMENT, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 91 |
|---|---|
| Investment Advisory/Research | 59 |
| Registered Broker-Dealer Representatives | 11 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 46 | $31.1B |
| Non-Discretionary | 0 | $0 |
| Total | 46 | $31.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $759.7M |
| Investment companies | 7 | $15.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 22 | $11.0B |
| Pension and profit sharing plans | <5 | $1.1B |
| Charitable organizations | <5 | $5.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $231.3M |
| Insurance companies | <5 | $1.9B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $198.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 52 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
225 LIBERTY STREETNEW YORK
NY
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 212-278-9000, Fax: 212-278-9064
Chief Compliance Officer
JOSHUA LEVIT
CHIEF COMPLIANCE OFFICER
1331 SPRING STREET, NW
ATLANTA
GA
United States
Tel:
404-439-3164
J*********@**********M
(Full email address available in API data)
Industry Affiliates
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INTELLIFLO ADVISERS, INC. | Other investment adviser, including financial planners |
| INVESCO | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT LTD. | Other investment adviser, including financial planners |
| INVESCO CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO CAPITAL MARKETS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO CLO EQUITY FUND 3 L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO CLO EQUITY FUND IV L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO EUROPEAN RR L.P. | Other investment adviser, including financial planners |
| INVESCO FUND MANAGERS LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO HONG KONG LIMITED | Other investment adviser, including financial planners |
| INVESCO INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| INVESCO INVESTMENT MANAGEMENT LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO LOAN MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO MANAGED ACCOUNTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO MANAGEMENT S.A. | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO PENSIONS LTD | Insurance company or agency |
| INVESCO PRIVATE CAPITAL, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO REAL ESTATE MANAGEMENT S.� R.L. | Other investment adviser, including financial planners |
| INVESCO RR FUND L.P. | Other investment adviser, including financial planners |
| INVESCO SPECIALIZED PRODUCTS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO TRUST COMPANY | Trust company |
| IRE (CAYMAN) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPPENHEIMERFUNDS INC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WL ROSS & CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALINEA CLO, LTD. | Securitized Asset Fund | $482.5M | $0.0M | 4 |
| BB AGGREGATOR LLC | Private Equity Fund | $0.0M | $0.0M | 0 |
| DIVERSIFIED CREDIT PORTFOLIO LTD | BANK LOAN | $360.3M | $5.0M | 15 |
| INVESCO CREDIT PARTNERS OPPORTUNITIES FUND 2020, L.P | Private Equity Fund | $73.7M | $5.0M | 1 |
| INVESCO CREDIT PARTNERS CO-INVESTMENT (MG) FUND, L.P. | Private Equity Fund | $25.0M | $0.0M | 3 |
| INVESCO CREDIT PARTNERS FUND-A L.P. | Private Equity Fund | $93.1M | $5.0M | 13 |
| INVESCO CREDIT PARTNERS FUND, LP | Private Equity Fund | $116.6M | $5.0M | 44 |
| INVESCO CREDIT PARTNERS MASTER FUND II, L.P. | Private Equity Fund | $776.9M | $5.0M | 132 |
| INVESCO CREDIT PARTNERS MASTER FUND III, LP | Private Equity Fund | $476.3M | $5.0M | 41 |
| INVESCO CREDIT PARTNERS OPPORTUNITIES FUND 2023, L.P. | Private Equity Fund | $75.5M | $5.0M | 1 |
| INVESCO DIRECT LENDING (UL) MASTER FUND II, SCSP | Private Equity Fund | $330.5M | $5.0M | 8 |
| INVESCO EUROPEAN RR LP | Private Equity Fund | $83.7M | $10.0M | 4 |
| INVESCO PRIVATE CREDIT OPPORTUNITIES MASTER FUND, LP | Private Equity Fund | $542.9M | $5.0M | 14 |
| INVESCO R.R. FUND, LP | Private Equity Fund | $147.6M | $10.0M | 7 |
| INVESCO ZODIAC FUNDS - EUROPEAN SENIOR LOAN FUND | BANK LOAN | $964.9M | $0.1M | 81 |
| INVESCO ZODIAC FUNDS - INVESCO EUROPEAN SENIOR LOAN ESG FUND | BANK LOAN | $183.8M | $0.1M | 10 |
| INVESCO ZODIAC FUNDS - INVESCO GLOBAL SENIOR LOAN ESG FUND | BANK LOAN | $159.2M | $1.0M | 5 |
| INVESCO ZODIAC FUNDS - INVESCO GLOBAL SENIOR LOAN FUND | BANK LOAN | $1,039.5M | $1.0M | 28 |
| INVESCO ZODIAC FUNDS - INVESCO US SENIOR LOAN ESG FUND | BANK LOAN | $322.8M | $0.1M | 11 |
| INVESCO ZODIAC FUNDS - INVESCO US SENIOR LOAN FUND | BANK LOAN | $4,034.8M | $0.1M | 228 |
| INVESCO ZODIAC FUNDS -EUROPEAN SENIOR LOAN SELECT FUND | BANK LOAN | $103.8M | $1.0M | 4 |
| RECETTE CLO, LTD | Securitized Asset Fund | $347.2M | $0.0M | 2 |
| UPLAND CLO, LTD | Securitized Asset Fund | $365.0M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVESCO HOLDING COMPANY (US), INC. | Domestic Entity | OPPENHEIMER ACQUISITION CORPORATION | SOLE SHAREHOLDER | 05/2019 | > 75% |
| INVESCO GROUP SERVICES, INC. | Domestic Entity | INVESCO ADVISERS, INC. | SOLE SHAREHOLDER | 06/2010 | > 75% |
| INVESCO ADVISERS, INC. | Domestic Entity | – | SOLE SHAREHOLDER | 12/2005 | > 75% |
| INVESCO HOLDING COMPANY LIMITED | Foreign Entity | INVESCO HOLDING COMPANY (US), INC. | SOLE SHAREHOLDER | 01/2002 | > 75% |
| BASKIND, SCOTT, DAVID | Individual | – | HEAD OF GLOBAL PRIVATE CREDIT & CHIEF INVESTMENT OFFICER | 05/2014 | < 5% |
| INVESCO LTD. | Foreign Entity | INVESCO HOLDING COMPANY LIMITED | SOLE SHAREHOLDER | 01/2002 | > 75% |
| DROBNY, ROBERT, PHILLIP | Individual | – | OPERATING OFFICER | 06/2010 | < 5% |
| OPPENHEIMERFUNDS, INC. | Domestic Entity | INVESCO GROUP SERVICES, INC. | SOLE SHAREHOLDER | 05/2019 | > 75% |
| OPPENHEIMER ACQUISITION CORPORATION | Domestic Entity | OPPENHEIMERFUNDS, INC. | SOLE SHAREHOLDER | 05/2019 | > 75% |
| Levit, Joshua, Evan | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2021 | < 5% |
| REINA, ANTONIO, MICHAEL | Individual | – | SECRETARY | 03/2021 | < 5% |
| Vacheron, Terry, Gibson | Individual | – | DIRECTOR | 03/2022 | < 5% |
| Phegley, Richard, Lee | Individual | – | CHIEF FINANCIAL OFFICER | 03/2020 | < 5% |
| WONG, TONY, LIK | Individual | – | DIRECTOR | 03/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Algoma Steel | Common | 20M | 3M | – |
| Caesars Entertainment, Inc. | Common | 3M | 70K | – |
| iHeartCommunications, Inc. | Common | 2M | 2M | – |
| Patterson-UTI Energy, Inc. | Common | 2M | 178K | – |
| Saba Capital Income & Opportunity | Common | 3M | 395K | – |
| Talos Energy Inc. | Common | 68M | 6M | – |
| Seadrill Limited (fka Aquadrill) | Common | 40M | 783K | – |
| Diebold Nixdorf, Inc. | Common | 8M | 201K | – |