D.A.C. DAVIS INVESTMENT COUNSEL, INC.
Adviser information for D.A.C. DAVIS INVESTMENT COUNSEL, INC. last updated from Form ADV on June 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $12.7M |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $12.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 14 | $6.0M |
| HNW Individuals | <5 | $6.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-38202 |
|---|---|
| SEC ERA File Number | 801-38202 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107015 |
| Legal Entity Identifier | None |
Principal Office
41A HAZELTON AVENUETORONTO, ONTARIO
Canada
Monday - Friday, 8:30A.M. TO 5:00 P.M.
Tel: 416-324-2200, Fax: None
Chief Compliance Officer
JOHN MARTIN O'CONNELL
DIRECTOR, CHIEF COMPLIANCE OFFICER & PRESIDENT
41A HAZELTON AVENUE
TORONTO, ONTARIO
Canada
Tel:
416-324-2222
J**@***********M
(Full email address available in API data)
Regulatory Contact
JEAN-CHRISTOPHE O'CONNELL
DIRECTOR, VICE-PRESIDENT
41A HAZELTON AVENUE
TORONTO, ONTARIO
Canada
Tel:
416-324-2223
J***@***********M
(Full email address available in API data)
Industry Affiliates
| DAVIS REA LTD. INVESTMENT COUNSEL | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIS-REA LTD. | Foreign Entity | – | SHAREHOLDER | 04/1997 | > 75% |
| O'CONNELL, JOHN, MARTIN | Individual | – | DIRECTOR, CHAIRMAN, PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER & CEO | 12/2010 | < 5% |
| SOLUTIONS INVESTMENT MANAGEMENT INC. | Foreign Entity | DAVIS-REA LTD. | SHAREHOLDER | 12/2010 | > 75% |
| O'CONNELL, JEAN-CHRISTOPHE | Individual | – | DIRECTOR, VICE PRESIDENT | 11/2021 | < 5% |