ROBBINS WEALTH MANAGEMENT
ROBBINS FINANCIAL ADVISORY SERVICE INC Legal Name
Adviser information for ROBBINS WEALTH MANAGEMENT last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $19.0M |
| Non-Discretionary | 349 | $181.1M |
| Total | 368 | $200.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 87 | $55.5M |
| HNW Individuals | 53 | $144.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-38204 |
|---|---|
| SEC ERA File Number | 801-38204 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106088 |
| Legal Entity Identifier | None |
Principal Office
3939 WEST RIDGE ROADSUITE C2
ERIE
PA
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 814-838-4185, Fax: 814-838-2268
Websites
Chief Compliance Officer
JAMES H. ROBBINS
PRESIDENT
2132 LOUDON HILL
SPRING HILL
TN
United States
Tel:
814-838-4185
Fax:
814-838-2268
J**@************M
(Full email address available in API data)
Regulatory Contact
RUSSELL I. MERWICK
OPERATIONS MANAGER
3939 WEST RIDGE ROAD
SUITE C2
ERIE
PA
United States
Tel:
814-838-4185
Fax:
814-838-2268
R******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBBINS, JAMES, HARRISON | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 03/1991 | 50-75% |
| ROBBINS, JANICE, KAY | Individual | – | OWNER | 09/1990 | 50-75% |