PORTFOLIO ADVISORS, INC.
Adviser information for PORTFOLIO ADVISORS, INC. last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 819 | $206.2M |
| Total | 819 | $206.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 192 | $64.2M |
| HNW Individuals | 63 | $140.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $907,052 |
| Charitable organizations | <5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesRETIREMENT PLAN ASSETS UNDER ADVISEMENT |
Identifiers
| SEC RIA File Number | 801-38220 |
|---|---|
| SEC ERA File Number | 801-38220 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106111 |
| Legal Entity Identifier | None |
Principal Office
7571 N. REMINGTON AVE., STE. 105FRESNO
CA
United States
Monday - Friday, 9:00 - 5:00
Tel: 559-432-8400, Fax: None
Chief Compliance Officer
JESSICA WOODS
CLIENT SERVICES MANAGER
7571 N. REMINGTON AVE., STE. 105
FRESNO
CA
United States
Tel:
559-432-8400
J******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MISTRY, TINA | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | 01/2014 | < 5% |
| WOODS, JESSICA | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2018 | < 5% |
| ELLIS FAMILY TRUST | Domestic Entity | – | OWNER | 09/2021 | > 75% |
| MISTRY, TINA | Individual | ELLIS FAMILY TRUST | TRUSTEE | 09/2021 |