JPMORGAN ALTERNATIVE ASSET MANAGEMENT
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. Legal Name
Adviser information for JPMORGAN ALTERNATIVE ASSET MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 59 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 195 | $10.8B |
| Non-Discretionary | 92 | $8.0B |
| Total | 287 | $18.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 60 | $678.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 26 | $4.1B |
| Pension and profit sharing plans | 11 | $2.1B |
| Charitable organizations | 27 | $595.9M |
| State or municipal gov entities | <5 | $98.1M |
| Other investment advisers | <5 | $6.8B |
| Insurance companies | <5 | $822.9M |
| Sovereign wealth funds and foreign official institutions | <5 | $1.2B |
| Corporations or other businesses | <5 | $38.1M |
| Other | 129 | $2.4B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 57 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)PORTFOLIO MANAGEMENT FOR HEDGE FUNDS/FUND OF FUNDS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
383 MADISON AVENUENEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-648-1597, Fax: None
Chief Compliance Officer
KIRK D. RULE
EXECUTIVE DIRECTOR
277 PARK AVENUE
NY1-E026
NEW YORK
NY
United States
Tel:
(212) 648-1597
K**********@***********M
(Full email address available in API data)
Industry Affiliates
| J.P. MORGAN (SUISSE) SA | Banking or thrift institution |
| J.P. MORGAN ASSET MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| J.P. MORGAN SE | Banking or thrift institution |
| J.P. MORGAN SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered security-based swap dealerFutures commission merchantInsurance company or agencyPension consultant |
| JPMORGAN ASSET MANAGEMENT (CANADA) INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JPMORGAN ASSET MANAGEMENT (EUROPE) S.A.R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JPMORGAN CHASE BANK, N.A. | Other investment adviser, including financial plannersRegistered security-based swap dealerCommodity pool operator or commodity trading advisorBanking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles |
| JPMORGAN FUNDS (ASIA) LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED | Other investment adviser, including financial plannersPension consultantSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 475 FUND, LTD. | Hedge Fund | $137.7M | $0.1M | 1 |
| ELAN FUND LP | Hedge Fund | $820.9M | $0.0M | 2 |
| EMERGING OPPORTUNITIES FUND SPC, LTD. - MS SEGREGATED PORTFOLIO | Hedge Fund | $29.4M | $0.1M | 23 |
| EPP DISTRESSED DEBT FUND | Hedge Fund | $23.3M | $0.1M | 1 |
| FOCUSED OPPORTUNITY FUND, LTD | Hedge Fund | $0.9M | $0.3M | 2 |
| FUNDS HOLDING SPC, LTD.- MSFII DEC19 SEGREGATED PORTFOLIO | Hedge Fund | $2.4M | $0.0M | 6 |
| MULTI-STRATEGY FUND II, L.P. | Hedge Fund | $3.1M | $0.1M | 22 |
| MULTI-STRATEGY FUND II, LTD. | Hedge Fund | $21.0M | $0.1M | 108 |
| OMNI SPC, LTD | Hedge Fund | $4,927.3M | $0.1M | 366 |
| OPPORTUNISTIC ACCESS FEEDER FUND, LTD. | Hedge Fund | $99.8M | $0.1M | 99 |
| OPPORTUNISTIC ACCESS MASTER FUND, LP | Hedge Fund | $361.6M | $0.1M | 10 |
| PCS 23 HOLDINGS, L.P. | Private Equity Fund | $0.0M | $5.0M | 0 |
| PRIVATE CREDIT SECONDARIES 23 FUND (LUXEMBOURG), SCSP. | Private Equity Fund | $0.0M | $5.0M | 7 |
| PRIVATE CREDIT SECONDARIES 23 FUND, L.P. | Private Equity Fund | $0.0M | $5.0M | 10 |
| SELECT CREDIT OPPORTUNITIES OFFSHORE FUND I, L.P. | Private Equity Fund | $100.3M | $0.3M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | Domestic Entity | – | SHAREHOLDER | 01/2006 | > 75% |
| JPMORGAN CHASE & CO. | Domestic Entity | JPMORGAN CHASE HOLDINGS LLC | SHAREHOLDER | 04/2017 | > 75% |
| DIVUOLO, THOMAS, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR/CHIEF ADMINISTRATIVE OFFICER | 04/2003 | < 5% |
| ZUMMO, PAUL, ANTHONY | Individual | – | CHIEF INVESTMENT OFFICER/DIRECTOR | 03/2006 | < 5% |
| RULE, KIRK, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2016 | < 5% |
| JPMORGAN CHASE HOLDINGS LLC | Domestic Entity | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | SHAREHOLDER | 04/2017 | > 75% |
| BURKE, BRIAN, JOSEPH | Individual | – | DIRECTOR | 12/2019 | < 5% |
| Debord, Daniel | Individual | – | DIRECTOR | 10/2020 | < 5% |
| ROBINSON, BRANDON, MATHIAS | Individual | – | DIRECTOR | 12/2020 | < 5% |