Hedge Fund Database

SHARKEY HOWES & JAVER INC

Adviser information for SHARKEY HOWES & JAVER INC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,478 $824.7M
Non-Discretionary 0 $0
Total 2,478 $824.7M

Clients

Type Number RAUM
Individuals 703 $219.2M
HNW Individuals 225 $600.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 7 $5.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $179,433
Other 0 $0
Type Number
No. of Non-RAUM Clients 35
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-38328
SEC ERA File Number 801-38328
SEC CIK Numbers 1642246
SEC CRD Numbers 106050
Legal Entity Identifier None

Principal Office

720 SOUTH COLORADO BLVD
SUITE 600 SOUTH TOWER
DENVER
CO
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 303-639-5100, Fax: 303-759-2335

Websites

secure.shj401k.com/home/index.jsp www.linkedin.com/in/karlton-childress-73a276a9/ www.linkedin.com/in/melissa-baldwin-4b50655b/ www.plannersearch.org/financial-planner/search/sharkey-howes-javer www.letsmakeaplan.org/choose-a-cfp-professional/find-a-cfp-professional/results/ www.linkedin.com/in/brad-conover/ www.linkedin.com/in/joel-javer-a14027a7/ blog.shwj.com/ vimeo.com/shwj www.facebook.com/sharkeyhowesjaver/ twitter.com/shjwealth www.linkedin.com/in/claire-o-neill-schulte-cfp%c2%ae-3574b768/ www.linkedin.com/in/cody-campbell-cfp%c2%ae-2673a95a/ sharkeyhowesjaver.podbean.com/ soundcloud.com/sharkey-howes-javer www.linkedin.com/company/sharkey-howes-&-javer itunes.apple.com/al/podcast/sharkey-howes-javer/id1041517113?mt=2 findanadvisor.napfa.org/home.aspx/search www.linkedin.com/in/scott-brookes-918616a/ www.shjwealthadvisors.com www.youtube.com/@shjwealthadvisors www.linkedin.com/in/cory-hassenstab/

Chief Compliance Officer

JAVER, JOEL BARRY
PRESIDENT
720 SOUTH COLORADO BLVD
SUITE 600 SOUTH TOWER
DENVER
CO
United States
Tel: 303-639-5100
Fax: 303-759-2335
(Full email address available in API data)

Regulatory Contact

BALDWIN, MELISSA
FINANCIAL ADVISOR
720 SOUTH COLORADO BLVD
SUITE 600 SOUTH TOWER
DENVER
CO
United States
Tel: 303-639-5100
Fax: 303-759-2335
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HOWES, LAWRENCE, EDWARD Individual – CHIEF FINANCIAL OFFICER 10/1990 25-50%
JAVER, JOEL, BARRY Individual – CHIEF COMPLIANCE OFFICER 10/1990 25-50%
CHILDRESS, KARLTON, DEAN Individual – PRESIDENT AND MANAGING DIRECTOR 11/2023 25-50%
BALDWIN, MELISSA, JEAN Individual – SHAREHOLDER 05/2019 < 5%

No. Employees, Historic

2010020202021202220232024202515 on 2/28/202015 on 5/22/202015 on 6/16/202015 on 6/30/202015 on 7/31/202015 on 7/31/202015 on 1/13/202115 on 1/14/202114 on 2/23/202114 on 10/20/202114 on 10/30/202114 on 1/26/202214 on 3/1/202214 on 3/7/202214 on 10/31/202214 on 1/3/202313 on 2/3/202313 on 3/14/202313 on 10/16/202313 on 10/16/202315 on 2/14/202415 on 2/14/2024

RAUM, Historic

1B500M0202020212022202320242025805889482 on 2/28/2020805889482 on 5/22/2020805889482 on 6/16/2020805889482 on 6/30/2020805889482 on 7/31/2020805889482 on 7/31/2020805889482 on 1/13/2021805889482 on 1/14/2021769485101 on 2/23/2021769485101 on 10/20/2021769485101 on 10/30/2021769485101 on 1/26/2022903625913 on 3/1/2022903625913 on 3/7/2022903625913 on 10/31/2022903625913 on 1/3/2023765201954 on 2/3/2023765201954 on 3/14/2023765201954 on 10/16/2023765201954 on 10/16/2023824658255 on 2/14/2024824658255 on 2/14/2024

No. Clients, Historic

2,0001,00002020202120222023202420251090 on 2/28/20201090 on 5/22/20201090 on 6/16/20201090 on 6/30/20201090 on 7/31/20201090 on 7/31/20201090 on 1/13/20211090 on 1/14/20211021 on 2/23/20211021 on 10/20/20211021 on 10/30/20211021 on 1/26/20221003 on 3/1/20221003 on 3/7/20221003 on 10/31/20221003 on 1/3/20231002 on 2/3/20231002 on 3/14/20231002 on 10/16/20231002 on 10/16/2023935 on 2/14/2024935 on 2/14/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 507K 913 0
ALPHABET INC CAP STK CL A 396K 2K 0
ALPHABET INC CAP STK CL C 290K 2K 0
AMPHENOL CORP NEW CL A 398K 6K 0
ANALOG DEVICES INC COM 1M 5K 0
APPLE INC COM 1M 5K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 4K 0
BLACKROCK ETF TRUST US CARBON TRANS 4M 73K 0
BLACKROCK ETF TRUST WORLD EX US CARB 718K 16K 0
BLACKROCK ETF TRUST US EQT FACTOR 38M 817K 0
BLACKROCK ETF TRUST II FLEXIBLE INCOME 7M 129K 0
CAMBRIA ETF TR SHSHLD YIELD ETF 478K 7K 0
CAPITAL GRP FIXED INCM ETF T US MULTI-SECTOR 1M 43K 0
CDW CORP COM 282K 1K 0
CHEVRON CORP NEW COM 243K 2K 0
COSTCO WHSL CORP NEW COM 401K 471 0
DBX ETF TR XTRACK MSCI EAFE 440K 11K 0
DELL TECHNOLOGIES INC CL C 379K 3K 0
DIMENSIONAL ETF TRUST US EQUITY ETF 339K 6K 0
EXXON MOBIL CORP COM 275K 2K 0
GLOBAL X FDS US INFR DEV ETF 9M 237K 0
GLOBAL X FDS S&P 500 QLT ETF 412K 12K 0
GLOBAL X FDS ADAPTIVE US 3M 78K 0
GLOBAL X FDS DEFENSE TECH ETF 3M 77K 0
HOME DEPOT INC COM 670K 2K 0
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 8M 42K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 13K 0
INVESCO QQQ TR UNIT SER 1 813K 2K 0
ISHARES INC CORE MSCI EMKT 9M 162K 0
ISHARES INC ESG AWR MSCI EM 1M 31K 0
ISHARES INC MSCI EMRG CHN 6M 108K 0
ISHARES INC MSCI EQUAL WEITE 1M 16K 0
ISHARES TR ESG AWRE USD ETF 3M 135K 0
ISHARES TR RUSSELL 2000 ETF 813K 4K 0
ISHARES TR S&P 500 VAL ETF 13M 74K 0
ISHARES TR S&P 500 GRWT ETF 28M 302K 0
ISHARES TR RUS 1000 ETF 2M 6K 0
ISHARES TR MSCI ACWI ETF 854K 8K 0
ISHARES TR CORE S&P MCP ETF 715K 12K 0
ISHARES TR RUS 1000 GRW ETF 3M 9K 0
ISHARES TR RUS MD CP GR ETF 601K 5K 0
ISHARES TR MBS ETF 16M 177K 0
ISHARES TR 20 YR TR BD ETF 10M 105K 0
ISHARES TR CORE S&P500 ETF 115M 211K 0
ISHARES TR EAFE VALUE ETF 11M 209K 0
ISHARES TR INVESTMENT GRADE 2M 40K 0
ISHARES TR GLOBAL TECH ETF 2M 25K 0
ISHARES TR US INFRASTRUC 3M 65K 0
ISHARES TR EAFE GRWTH ETF 22M 211K 0
ISHARES TR MSCI KLD400 SOC 3M 30K 0
ISHARES TR U.S. TECH ETF 10M 69K 0
ISHARES TR JPMORGAN USD EMG 3M 30K 0
ISHARES TR ESG AWR US AGRGT 2M 45K 0
ISHARES TR CORE TOTAL USD 67M 1M 0
ISHARES TR MSCI USA QLT FCT 47M 275K 0
ISHARES TR U.S. MED DVC ETF 690K 12K 0
ISHARES TR TIPS BD ETF 1M 10K 0
ISHARES TR NATIONAL MUN ETF 2M 18K 0
ISHARES TR HDG MSCI EAFE 3M 97K 0
ISHARES TR ESG MSCI USA ETF 3M 59K 0
ISHARES TR COHEN STEER REIT 271K 5K 0
ISHARES TR IBOXX INV CP ETF 2M 14K 0
ISHARES TR RUS 1000 VAL ETF 994K 6K 0
ISHARES TR CONV BD ETF 239K 3K 0
ISHARES TR ESG ADV TTL USD 1M 33K 0
ISHARES TR CORE MSCI TOTAL 411K 6K 0
ISHARES TR US TREAS BD ETF 4M 161K 0
ISHARES TR CORE US AGGBD ET 303K 3K 0
ISHARES TR ESG AWR MSCI USA 21M 179K 0
ISHARES TR TRS FLT RT BD 281K 6K 0
ISHARES TR ESG EAFE ETF 1M 21K 0
ISHARES U S ETF TR IT RT HDG HGYL 1M 17K 0
ISHARES U S ETF TR INT RT HDG C B 1M 16K 0
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 329K 7K 0
J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 1M 23K 0
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 4M 69K 0
J P MORGAN EXCHANGE TRADED F BETABUILDERS US 12M 269K 0
J P MORGAN EXCHANGE TRADED F USD EMRNG MKT 612K 16K 0
JOHNSON & JOHNSON COM 245K 2K 0
KRANESHARES TRUST MSCI EMG EX CH 933K 31K 0
LOWES COS INC COM 209K 946 0
MICROSOFT CORP COM 3M 7K 0
MOODYS CORP COM 226K 538 0
NOVO-NORDISK A S ADR 209K 1K 0
PACER FDS TR PACER US SMALL 1M 27K 0
PACER FDS TR GLOBL CASH ETF 8M 240K 0
PROCTER AND GAMBLE CO COM 221K 1K 0
QUANTA SVCS INC COM 726K 3K 0
READY CAPITAL CORP COM 133K 16K 0
SCHWAB STRATEGIC TR US SML CAP ETF 383K 8K 0
SCHWAB STRATEGIC TR US BRD MKT ETF 9M 136K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 398K 4K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 580K 7K 0
SCHWAB STRATEGIC TR INTERNL DIVID 312K 13K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 4M 63K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 1M 19K 0
SELECT SECTOR SPDR TR TECHNOLOGY 3M 13K 0
SELECT SECTOR SPDR TR ENERGY 239K 3K 0
SPDR INDEX SHS FDS MSCI ACWI EXUS 5M 180K 0
SPDR S&P 500 ETF TR TR UNIT 2M 4K 0
SPDR SER TR PORTFLI TIPS ETF 201K 8K 0
SPDR SER TR PORT MTG BK ETF 3M 154K 0
SPDR SER TR NUVEEN BLMBRG SH 233K 5K 0
SPDR SER TR PRTFLO S&P500 GW 4M 51K 0
SPDR SER TR PRTFLO S&P500 VL 3M 63K 0
STRYKER CORPORATION COM 201K 590 0
T ROWE PRICE ETF INC CAP APPRECIATION 5M 159K 0
THERMO FISHER SCIENTIFIC INC COM 317K 573 0
UNITEDHEALTH GROUP INC COM 304K 597 0
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 14M 27K 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 3M 29K 0
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 2M 28K 0
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 265K 5K 0
VANGUARD WORLD FD MEGA GRWTH IND 6M 18K 0
VERISK ANALYTICS INC COM 248K 920 0
WISDOMTREE TR INTL QULTY DIV 3M 82K 0