ROFFMAN MILLER ASSOCIATES INC

ROFFMAN MILLLER ASSOCIATES INC Legal Name

Adviser information for ROFFMAN MILLER ASSOCIATES INC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,447 $2.5B
Non-Discretionary 11 $26.5M
Total 1,458 $2.5B

Clients

Type Number RAUM
Individuals 478 $190.1M
HNW Individuals 977 $2.2B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $90.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUM

Identifiers

SEC RIA File Number 801-38491
SEC ERA File Number 801-38491
SEC CIK Numbers 869367
SEC CRD Numbers 106019
Legal Entity Identifier None

Principal Office

1835 MARKET STREET
SUITE 500
PHILADELPHIA
PA
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 215-981-1030, Fax: 215-981-0146

Chief Compliance Officer

GREENWELL, F PAULETTE
VICE PRESIDENT
1835 MARKET STREET
SUITE 500
PHILADELPHIA
PA
United States
Tel: 215-981-1030
Fax: 215-981-0146
(Full email address available in API data)

Regulatory Contact

MARK FROMBACH
CIO
1835 MARKET STREET
SUITE 500
PHILADELPHIA
PA
United States
Tel: 2159811030
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GORIN, ROY, L. Individual DIRECTOR 05/1995 < 5%
GREENWELL, PAULETTE Individual VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER 06/1998 25-50%
MILLER, ROBERT, PETERS Individual CHAIRMAN AND FOUNDER 10/1990 5-10%
HOFMANN, ROBERT, THOMAS Individual PRESIDENT & INVESTMENT MANAGER 06/2005 25-50%
FROMBACH, MARK, RICHARD Individual CHIEF INVESTMENT OFFICER, TREASURER 06/2008 10-25%

No. Employees, Historic

2010020192020202120222023202420259 on 5/7/20199 on 2/13/20209 on 4/9/20209 on 5/26/20209 on 6/5/202010 on 3/11/202110 on 10/19/202111 on 3/10/202211 on 3/30/202211 on 2/21/202312 on 2/26/2024

RAUM, Historic

3B2B020192020202120222023202420251409749887 on 5/7/20191735330880 on 2/13/20201735330880 on 4/9/20201735330880 on 5/26/20201735330880 on 6/5/20201932222256 on 3/11/20211932222256 on 10/19/20212327854959 on 3/10/20222327854959 on 3/30/20222094262806 on 2/21/20232484019710 on 2/26/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251130 on 5/7/20191204 on 2/13/20201204 on 4/9/20201204 on 5/26/20201204 on 6/5/20201249 on 3/11/20211249 on 10/19/20211341 on 3/10/20221341 on 3/30/20221396 on 2/21/20231455 on 2/26/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON.COM INC Stock 44M 227K 0
JOHNSON & JOHNSON Stock 37M 250K 0
VANGUARD TOTAL STOCK MARKET ETF ETF 2M 8K 0
COSTCO WHOLESALE Stock 11M 13K 0
MEDTRONIC PLC SHS Stock 18M 230K 0
MERCK & CO INC Stock 31M 254K 0
SPDR S&P 500 ETF TRUST ETF 2M 4K 0
NORDSON CORP Stock 35M 150K 0
DIAGEO PLC ADR 15M 123K 0
VERIZON COMMUNICATIONS INC Stock 15M 367K 0
CHUBB LIMITED Stock 33M 128K 0
FEDEX CORP COM Stock 15M 49K 0
PEPSICO INC Stock 39M 238K 0
KIMBERLY-CLARK CORP COM Stock 2M 13K 0
HONEYWELL INTL INC Stock 37M 176K 0
HOME DEPOT INC Stock 48M 138K 0
AUTOMATIC DATA PROCESSING INC Stock 43M 180K 0
UGI CORP NEW Stock 4M 176K 0
SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 979K 10K 0
ADOBE CO Stock 21M 37K 0
ALPHABET INC-CL A Stock 73M 400K 0
CONSTELLATION BRANDS INC CL A Stock 8M 32K 0
MICROSOFT CORP Stock 110M 245K 0
RPM INTL INC Stock 42M 394K 0
EXPONENT INC Stock 30M 311K 0
BOEING CO Stock 12M 67K 0
NEXTERA ENERGY INC COM Stock 1M 17K 0
AMPHENOL CORP Stock 33M 484K 0
AIR PRODUCTS & CHEMICALS, INC. Stock 18M 68K 0
VANGUARD RUSSELL 1000 GROWTH ETF ETF 3M 37K 0
VANGUARD RUSSELL 1000 VALUE ETF ETF 1M 14K 0
VANGUARD RUSSELL 2000 GROWTH ETF ETF 409K 2K 0
PPL CORP COM Stock 4M 148K 0
ISHARES RUSSELL 2000 ETF ETF 229K 1K 0
AFLAC CO Stock 35M 393K 0
VANGUARD SMALL CAP VALUE ETF ETF 550K 3K 0
VISA INC CL A Stock 32M 122K 0
VANGUARD VALUE ETF ETF 1M 9K 0
META PLATFORMS INC CL A Stock 3M 6K 0
ASML HOLDING N.V. ADR 21M 21K 0
JOHNSON CTLS INTL PLC SHS Stock 23M 343K 0
ACCENTURE PLC IRELAND SHS CLASS A Stock 21M 68K 0
ARTESIAN RESOURCES CORP Stock 3M 81K 0
ISHARES RUSSELL 2000 GROWTH ETF ETF 347K 1K 0
CHURCH & DWIGHT CO Stock 29M 283K 0
STRYKER CORPORATION Stock 44M 130K 0
GENERAL DYNAMICS CORP Stock 16M 55K 0
SPDR SSGA US SMALL CAP LOW VOLATILITY INDEX ETF ETF 472K 4K 0
DISCOVER FINL SVCS COM Stock 721K 6K 0
MCDONALDS CORP Stock 39M 155K 0
AMETEK INC Stock 22M 130K 0
INTERCONTINENTAL EXCHANGE INC Stock 13M 98K 0
SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETF ETF 2M 12K 0
AT&T INC Stock 4M 209K 0
THE CIGNA GROUP COM Stock 569K 2K 0
SALESFORCE INC Stock 9M 35K 0
MCCORMICK & CO INC Stock 26M 370K 0
THERMO FISHER SCIENTIFIC INC Stock 19M 35K 0
JPMORGAN CHASE & CO Stock 56M 278K 0
ALBEMARLE CORP Stock 6M 64K 0
VANGUARD FTSE DEVELOPED MARKETS ETF ETF 1M 20K 0
DANAHER CORPORATION COM Stock 11M 43K 0
TJX COS INC Stock 19M 172K 0
BANK AMERICA CORP Stock 26M 644K 0
INTERNATIONAL BUSINESS MACHS COM Stock 1M 6K 0
ORACLE CORP Stock 12M 82K 0
TEXAS INSTRS INC Stock 49M 250K 0
PFIZER INC COM Stock 715K 26K 0
3M CO Stock 3M 31K 0
ALPHABET INC-CL C Stock 4M 20K 0
AMERICAN EXPRESS CO Stock 43M 185K 0
EXXON MOBIL CORP COM Stock 5M 43K 0
COLGATE PALMOLIVE CO COM Stock 2M 21K 0
APPLE INC Stock 103M 487K 0
DISNEY WALT CO Stock 23M 236K 0