ROFFMAN MILLER ASSOCIATES INC
ROFFMAN MILLLER ASSOCIATES INC Legal Name
Adviser information for ROFFMAN MILLER ASSOCIATES INC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Pennsylvania, United States |
Employees
Total Number of Employees | 12 |
---|---|
Investment Advisory/Research | 12 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 12 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 2 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,447 | $2.5B |
Non-Discretionary | 11 | $26.5M |
Total | 1,458 | $2.5B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 478 | $190.1M |
HNW Individuals | 977 | $2.2B |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $90.7M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 5 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
---|---|
Compensation | % of AUM |
Principal Office
1835 MARKET STREETSUITE 500
PHILADELPHIA
PA
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 215-981-1030, Fax: 215-981-0146
Websites
Chief Compliance Officer
GREENWELL, F PAULETTE
VICE PRESIDENT
1835 MARKET STREET
SUITE 500
PHILADELPHIA
PA
United States
Tel:
215-981-1030
Fax:
215-981-0146
P*******@****************M
(Full email address available in API data)
Regulatory Contact
MARK FROMBACH
CIO
1835 MARKET STREET
SUITE 500
PHILADELPHIA
PA
United States
Tel:
2159811030
M***@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GORIN, ROY, L. | Individual | – | DIRECTOR | 05/1995 | < 5% |
GREENWELL, PAULETTE | Individual | – | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | 06/1998 | 25-50% |
MILLER, ROBERT, PETERS | Individual | – | CHAIRMAN AND FOUNDER | 10/1990 | 5-10% |
HOFMANN, ROBERT, THOMAS | Individual | – | PRESIDENT & INVESTMENT MANAGER | 06/2005 | 25-50% |
FROMBACH, MARK, RICHARD | Individual | – | CHIEF INVESTMENT OFFICER, TREASURER | 06/2008 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AMAZON.COM INC | Stock | 44M | 227K | 0 |
JOHNSON & JOHNSON | Stock | 37M | 250K | 0 |
VANGUARD TOTAL STOCK MARKET ETF | ETF | 2M | 8K | 0 |
COSTCO WHOLESALE | Stock | 11M | 13K | 0 |
MEDTRONIC PLC SHS | Stock | 18M | 230K | 0 |
MERCK & CO INC | Stock | 31M | 254K | 0 |
SPDR S&P 500 ETF TRUST | ETF | 2M | 4K | 0 |
NORDSON CORP | Stock | 35M | 150K | 0 |
DIAGEO PLC | ADR | 15M | 123K | 0 |
VERIZON COMMUNICATIONS INC | Stock | 15M | 367K | 0 |
CHUBB LIMITED | Stock | 33M | 128K | 0 |
FEDEX CORP COM | Stock | 15M | 49K | 0 |
PEPSICO INC | Stock | 39M | 238K | 0 |
KIMBERLY-CLARK CORP COM | Stock | 2M | 13K | 0 |
HONEYWELL INTL INC | Stock | 37M | 176K | 0 |
HOME DEPOT INC | Stock | 48M | 138K | 0 |
AUTOMATIC DATA PROCESSING INC | Stock | 43M | 180K | 0 |
UGI CORP NEW | Stock | 4M | 176K | 0 |
SCHWAB U.S. LARGE-CAP GROWTH ETF | ETF | 979K | 10K | 0 |
ADOBE CO | Stock | 21M | 37K | 0 |
ALPHABET INC-CL A | Stock | 73M | 400K | 0 |
CONSTELLATION BRANDS INC CL A | Stock | 8M | 32K | 0 |
MICROSOFT CORP | Stock | 110M | 245K | 0 |
RPM INTL INC | Stock | 42M | 394K | 0 |
EXPONENT INC | Stock | 30M | 311K | 0 |
BOEING CO | Stock | 12M | 67K | 0 |
NEXTERA ENERGY INC COM | Stock | 1M | 17K | 0 |
AMPHENOL CORP | Stock | 33M | 484K | 0 |
AIR PRODUCTS & CHEMICALS, INC. | Stock | 18M | 68K | 0 |
VANGUARD RUSSELL 1000 GROWTH ETF | ETF | 3M | 37K | 0 |
VANGUARD RUSSELL 1000 VALUE ETF | ETF | 1M | 14K | 0 |
VANGUARD RUSSELL 2000 GROWTH ETF | ETF | 409K | 2K | 0 |
PPL CORP COM | Stock | 4M | 148K | 0 |
ISHARES RUSSELL 2000 ETF | ETF | 229K | 1K | 0 |
AFLAC CO | Stock | 35M | 393K | 0 |
VANGUARD SMALL CAP VALUE ETF | ETF | 550K | 3K | 0 |
VISA INC CL A | Stock | 32M | 122K | 0 |
VANGUARD VALUE ETF | ETF | 1M | 9K | 0 |
META PLATFORMS INC CL A | Stock | 3M | 6K | 0 |
ASML HOLDING N.V. | ADR | 21M | 21K | 0 |
JOHNSON CTLS INTL PLC SHS | Stock | 23M | 343K | 0 |
ACCENTURE PLC IRELAND SHS CLASS A | Stock | 21M | 68K | 0 |
ARTESIAN RESOURCES CORP | Stock | 3M | 81K | 0 |
ISHARES RUSSELL 2000 GROWTH ETF | ETF | 347K | 1K | 0 |
CHURCH & DWIGHT CO | Stock | 29M | 283K | 0 |
STRYKER CORPORATION | Stock | 44M | 130K | 0 |
GENERAL DYNAMICS CORP | Stock | 16M | 55K | 0 |
SPDR SSGA US SMALL CAP LOW VOLATILITY INDEX ETF | ETF | 472K | 4K | 0 |
DISCOVER FINL SVCS COM | Stock | 721K | 6K | 0 |
MCDONALDS CORP | Stock | 39M | 155K | 0 |
AMETEK INC | Stock | 22M | 130K | 0 |
INTERCONTINENTAL EXCHANGE INC | Stock | 13M | 98K | 0 |
SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETF | ETF | 2M | 12K | 0 |
AT&T INC | Stock | 4M | 209K | 0 |
THE CIGNA GROUP COM | Stock | 569K | 2K | 0 |
SALESFORCE INC | Stock | 9M | 35K | 0 |
MCCORMICK & CO INC | Stock | 26M | 370K | 0 |
THERMO FISHER SCIENTIFIC INC | Stock | 19M | 35K | 0 |
JPMORGAN CHASE & CO | Stock | 56M | 278K | 0 |
ALBEMARLE CORP | Stock | 6M | 64K | 0 |
VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 1M | 20K | 0 |
DANAHER CORPORATION COM | Stock | 11M | 43K | 0 |
TJX COS INC | Stock | 19M | 172K | 0 |
BANK AMERICA CORP | Stock | 26M | 644K | 0 |
INTERNATIONAL BUSINESS MACHS COM | Stock | 1M | 6K | 0 |
ORACLE CORP | Stock | 12M | 82K | 0 |
TEXAS INSTRS INC | Stock | 49M | 250K | 0 |
PFIZER INC COM | Stock | 715K | 26K | 0 |
3M CO | Stock | 3M | 31K | 0 |
ALPHABET INC-CL C | Stock | 4M | 20K | 0 |
AMERICAN EXPRESS CO | Stock | 43M | 185K | 0 |
EXXON MOBIL CORP COM | Stock | 5M | 43K | 0 |
COLGATE PALMOLIVE CO COM | Stock | 2M | 21K | 0 |
APPLE INC | Stock | 103M | 487K | 0 |
DISNEY WALT CO | Stock | 23M | 236K | 0 |