Hedge Fund Database

LINCOLN CAPITAL CORPORATION

Adviser information for LINCOLN CAPITAL CORPORATION last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Rhode Island, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 814 $348.3M
Non-Discretionary 25 $1.6M
Total 839 $349.9M

Clients

Type Number RAUM
Individuals 159 $69.2M
HNW Individuals 101 $267.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $7.0M
Charitable organizations 4 $6.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-38517
SEC ERA File Number 801-38517
SEC CIK Numbers 872359
SEC CRD Numbers 109922
Legal Entity Identifier None

Principal Office

620 MAIN STREET
UNIT #CU-2
EAST GREENWICH
RI
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: (401) 454-3040, Fax: (401) 453-0678

Websites

www.lincolncapitalcorp.com/ www.linkedin.com/company/lincoln-capital www.facebook.com/lincolncapitalcorp/

Chief Compliance Officer

ALEXANDER R. ALBERT
GENERAL MANAGER AND INVESTMENT ADVISER REPRESENTATIVE
620 MAIN STREET
UNIT #CU-2
EAST GREENWICH
RI
United States
Tel: (401) 454-3040
Fax: (401) 453-0678
(Full email address available in API data)

Regulatory Contact

BRITTANY A. MORAN
VICE PRESIDENT AND FINANCIAL ADVISOR
620 MAIN STREET
UNIT #CU-2
EAST GREENWICH
RI
United States
Tel: (401) 454-3040
Fax: (401) 453-0678
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ALBERT, RONALD, EDWARD Individual – PRESIDENT 01/1989 < 5%
ALBERT, ALEXANDER, REED Individual – GENERAL MANAGER AND CHIEF COMPLIANCE OFFICER 01/2020 10-25%
MORAN, BRITTANY, ALBERT Individual – VICE PRESIDENT AND FINANCIAL ADVISOR 07/2011 10-25%
THE RONALD E. ALBERT TRUST Domestic Entity – SHAREHOLDER 03/2004 50-75%
MCGUIRK, SEAN Individual – SENIOR RESEARCH ANALYST 01/2020 10-25%
THE SEAN MCGUIRK LIVING TRUST Domestic Entity – SHAREHOLDER 05/2018 10-25%
BRITTANY MORAN REVOCABLE TRUST Domestic Entity – SHAREHOLDER 08/2016 10-25%
THE ALEXANDER REED ALBERT LIVING TRUST Domestic Entity – SHAREHOLDER 08/2020 10-25%
ALBERT, RONALD, EDWARD Individual – TRUSTEE 03/2004 > 75%
ALBERT, ALEXANDER, REED Individual – TRUSTEE 01/2020 > 75%
MORAN, BRITTANY, ALBERT Individual – TRUSTEE 07/2011 > 75%
MCGUIRK, SEAN Individual – TRUSTEE 05/2018 > 75%

No. Employees, Historic

105020192020202120222023202420256 on 4/18/20196 on 5/6/20197 on 3/30/20207 on 6/29/20207 on 9/14/20207 on 3/23/20217 on 10/25/20217 on 3/14/20227 on 4/18/20227 on 11/1/20227 on 11/16/20227 on 2/2/20236 on 3/15/20236 on 6/29/20236 on 2/21/20246 on 2/28/20246 on 2/28/20246 on 3/4/2024

RAUM, Historic

400M200M02019202020212022202320242025230069968 on 4/18/2019230069968 on 5/6/2019251946784 on 3/30/2020251946784 on 6/29/2020251946784 on 9/14/2020301999786 on 3/23/2021301999786 on 10/25/2021344604919 on 3/14/2022344604919 on 4/18/2022344604919 on 11/1/2022344604919 on 11/16/2022344604919 on 2/2/2023303373998 on 3/15/2023303373998 on 6/29/2023349926226 on 2/21/2024349926226 on 2/28/2024349926226 on 2/28/2024349926226 on 3/4/2024

No. Clients, Historic

30015002019202020212022202320242025225 on 4/18/2019225 on 5/6/2019218 on 3/30/2020218 on 6/29/2020218 on 9/14/2020226 on 3/23/2021226 on 10/25/2021241 on 3/14/2022241 on 4/18/2022241 on 11/1/2022241 on 11/16/2022241 on 2/2/2023243 on 3/15/2023243 on 6/29/2023270 on 2/21/2024270 on 2/28/2024270 on 2/28/2024270 on 3/4/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 743K 7K –
ADVANCED MICRO DEVICES INC COM 4M 28K –
ALEXANDRIA REAL ESTATE EQ IN COM 202K 2K –
ALPHABET INC CAP STK CL A 5M 29K –
ALPHABET INC CAP STK CL C 292K 2K –
AMAZON COM INC COM 9M 44K –
AMGEN INC COM 607K 2K –
APPLE INC COM 13M 61K –
BANK AMERICA CORP COM 487K 12K –
BANK NEW YORK MELLON CORP COM 293K 5K –
BLACKSTONE INC COM 271K 2K –
BROADCOM INC COM 401K 250 –
BROADWIND INC COM NEW 48K 14K –
CANADIAN NAT RES LTD COM 2M 66K –
CENCORA INC COM 5M 23K –
CITIZENS FINL GROUP INC COM 228K 6K –
CNA FINL CORP COM 230K 5K –
CORNING INC COM 212K 5K –
COSTCO WHSL CORP NEW COM 386K 454 –
DOMINION ENERGY INC COM 3M 52K –
ELI LILLY & CO COM 307K 339 –
EOS ENERGY ENTERPRISES INC COM CL A 19K 15K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 5M 107K –
FIRST MAJESTIC SILVER CORP COM 203K 34K –
FORD MTR CO DEL COM 329K 26K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 18M 167K –
INTERNATIONAL BUSINESS MACHS COM 209K 1K –
ISHARES TR 0-3 MNTH TREASRY 331K 3K –
ISHARES TR 7-10 YR TRSY BD 2M 18K –
ISHARES TR CORE MSCI EAFE 15M 204K –
ISHARES TR CORE S&P SCP ETF 687K 6K –
ISHARES TR CORE S&P500 ETF 4M 8K –
ISHARES TR INTL EQTY FACTOR 4M 139K –
ISHARES TR MBS ETF 7M 72K –
ISHARES TR MSCI EAFE ETF 403K 5K –
ISHARES TR MSCI USA MMENTM 332K 2K –
ISHARES TR MSCI USA QLT FCT 8M 47K –
JANUS DETROIT STR TR HENDERSON MTG 6M 125K –
JANUS DETROIT STR TR HENDRSON AAA CL 8M 153K –
JPMORGAN CHASE & CO. COM 4M 22K –
KINROSS GOLD CORP COM 125K 15K –
KLA CORP COM NEW 317K 385 –
LAM RESEARCH CORP COM 761K 714 –
MANULIFE FINL CORP COM 307K 12K –
META PLATFORMS INC CL A 710K 1K –
MICROSOFT CORP COM 23M 51K –
MONDELEZ INTL INC CL A 3M 43K –
NETFLIX INC COM 739K 1K –
NEW FOUND GOLD CORP COM 71K 25K –
NVIDIA CORPORATION COM 1M 9K –
PARKER-HANNIFIN CORP COM 295K 583 –
PFIZER INC COM 311K 11K –
QUALCOMM INC COM 3M 14K –
SCHWAB CHARLES CORP COM 5M 65K –
SCHWAB STRATEGIC TR US BRD MKT ETF 2M 37K –
SCHWAB STRATEGIC TR US MID-CAP ETF 9M 113K –
SELECT SECTOR SPDR TR TECHNOLOGY 339K 2K –
SMITH DOUGLAS HOMES CORP COM SHS CL A 1M 50K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 353K 10K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR SER TR BLOOMBERG 1-3 MO 729K 8K –
SPDR SER TR PORT MTG BK ETF 232K 11K –
SPDR SER TR PORTFOLIO S&P500 6M 87K –
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 322K 10K –
SPROTT PHYSICAL GOLD & SILVE TR UNIT 948K 43K –
SPROTT PHYSICAL SILVER TR TR UNIT 645K 65K –
STANLEY BLACK & DECKER INC COM 3M 33K –
T ROWE PRICE ETF INC CAP APPRECIATION 2M 73K –
T ROWE PRICE ETF INC US EQUITY RESEAR 2M 58K –
TESLA INC COM 259K 1K –
TEXTRON INC COM 3M 36K –
T-MOBILE US INC COM 6M 32K –
TRUMP MEDIA & TECHNOLOGY GRO *W EXP 03/25/202 746K 35K –
TRUMP MEDIA & TECHNOLOGY GRO COM 655K 20K –
TYSON FOODS INC CL A 2M 42K –
UNITEDHEALTH GROUP INC COM 6M 12K –
VANGUARD INDEX FDS MID CAP ETF 2M 7K –
VANGUARD MUN BD FDS TAX EXEMPT BD 1M 22K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 8M 140K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 985K 5K –
VANGUARD WELLINGTON FD US MOMENTUM 5M 32K –
WALMART INC COM 2M 31K –