SAUBERAN & COMPANY, LLC

Adviser information for SAUBERAN & COMPANY, LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	122	$26.4M
Non-Discretionary	0	$0
Total	122	$26.4M

Clients

Type	Number	RAUM
Individuals	40	$5.1M
HNW Individuals	51	$21.3M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMHourly charges

Identifiers

SEC RIA File Number	801-38553
SEC ERA File Number	801-38553
SEC CIK Numbers	None
SEC CRD Numbers	106317
Legal Entity Identifier	None

Principal Office

175 WALNUT ST SUITE#2
LOCKPORT
NY
United States

Monday - Friday, 9AM - 5 PM

Tel: 716-439-1265, Fax: None

Websites

sauberanandcompany.com

Chief Compliance Officer

CHARLES K SAUBERAN

CFP

175 WALNUT ST SUITE #2

LOCKPORT

United States

Tel: 716-439-1265

C********@*********************M

(Full email address available in API data)

Regulatory Contact

SAUBERAN, CHARLES K

CFP