TRANSAMERICA FINANCIAL ADVISORS, INC.
Adviser information for TRANSAMERICA FINANCIAL ADVISORS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1127 |
|---|---|
| Investment Advisory/Research | 1127 |
| Registered Broker-Dealer Representatives | 1102 |
| Registered State Investment Advisers | 1127 |
| Licensed Agents of an Insurance Company | 1127 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 45,001 | $1.6B |
| Total | 45,001 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 43,848 | $1.3B |
| HNW Individuals | 946 | $242.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 50 | $29.0M |
| Charitable organizations | 15 | $6.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 57 | $4.6M |
| Other | 85 | $3.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 1.3B |
| Portfolio Manager | 0 |
| Both for Same | 278.6M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TRANSAMERICA� ONE WEALTH MANAGEMENT PLATFORM | TRANSAMERICA FINANCIAL ADVISORS, INC. |
| TRANSAMERICA� ALPHA | TRANSAMERICA FINANCIAL ADVISORS, INC. |
| TRANSAMERICA� ELITE WEALTH MANAGEMENT | TRANSAMERICA FINANCIAL ADVISORS, INC. |
Principal Office
570 CARILLON PARKWAYST PETERSBURG
FL
United States
Monday - Friday, 8:00 A.M. TO 6:00 P.M.
Tel: 727-299-1800, Fax: 800-660-3702
Chief Compliance Officer
CHRISTINA KRAMER
CHIEF COMPLIANCE OFFICER
6400 C STREET SW
CEDAR RAPIDS
IA
United States
Tel:
770-510-5414
C***************@***************M
(Full email address available in API data)
Regulatory Contact
TODD CARPENTER
DIRECTOR, COMPLIANCE
6400 C STREET SW
6400 C STREET SW
IA
United States
Tel:
770-248-3422
T*************@***************M
(Full email address available in API data)
Industry Affiliates
| AEGON ASSET MANAGEMENT UK PLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AEGON ASSET MANAGEMENT US | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AEGON REAL ASSETS US | Other investment adviser, including financial plannersReal estate broker or dealer |
| INTERSECURITIES INSURANCE AGENCY, INC. | Insurance company or agency |
| TRANSAMERICA ASSET MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TRANSAMERICA CAPITAL, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TRANSAMERICA INVESTORS SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TRANSAMERICA LIFE INSURANCE COMPANY | Insurance company or agency |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | Insurance company or agency |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Other investment adviser, including financial plannersPension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COMMONWEALTH GENERAL CORPORATION | Domestic Entity | – | OWNER | 09/2015 | 10-25% |
| AUSA HOLDING, LLC | Domestic Entity | – | OWNER | 02/1991 | 50-75% |
| AEGON NV | Foreign Entity | AEGON INTERNATIONAL B.V. | OWNER | 02/1991 | > 75% |
| TRANSAMERICA CORPORATION | Domestic Entity | AUSA HOLDING, LLC | OWNER | 10/1999 | > 75% |
| AEGON INTERNATIONAL B.V. | Foreign Entity | TRANSAMERICA CORPORATION | TRUSTEE | 02/1991 | > 75% |
| AEGON ASSET MANAGEMENT SERVICES, INC. | Domestic Entity | – | OWNER | 01/2012 | 25-50% |
| BEITZEL, BRIAN | Individual | – | DIRECTOR, CHIEF FINANCIAL OFFICER | 01/2017 | < 5% |
| PERRY, KAREN BARNETT | Individual | – | CHIEF SUPERVISORY OFFICER | 04/2017 | < 5% |
| KRAMER, CHRISTINA D | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| MURSHEDI, AEYSHA K | Individual | – | CO-COO | 03/2023 | < 5% |
| BARRY, MICHELLE ANNE | Individual | – | DIRECTOR, PRESIDENT, CEO, CO-COO | 02/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 181 | 2K | – |
| ABBVIE INC | COM | 1K | 7K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 4K | 13K | – |
| ADOBE INC | COM | 5K | 9K | – |
| AEGON LTD | AMER REG 1 CERT | 1 | 3 | – |
| AES CORP | COM | 1 | 1 | – |
| AIR LEASE CORP | CL A | 1 | 1 | – |
| ALCON AG | ORD SHS | 1 | 1 | – |
| ALLY FINL INC | COM | 113 | 3K | – |
| ALPHABET INC | CAP STK CL C | 120 | 651 | – |
| ALPHABET INC | CAP STK CL A | 6K | 35K | – |
| AMCOR PLC | ORD | 1 | 1 | – |
| AMERICAN HOMES 4 RENT | CL A | 1 | 1 | – |
| AMERICAN TOWER CORP NEW | COM | 1 | 2 | – |
| AMERIPRISE FINL INC | COM | 753 | 2K | – |
| ANGEL OAK FUNDS TRUST | OAK ULTRASHORT | 3K | 55K | – |
| ANGEL OAK FUNDS TRUST | INCOME ETF | 2K | 98K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 1 | 1 | – |
| AON PLC | SHS CL A | 1 | 1 | – |
| APA CORPORATION | COM | 1 | 1 | – |
| APARTMENT INVT & MGMT CO | CL A | 1 | 1 | – |
| ARCH CAP GROUP LTD | ORD | 67 | 660 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 1 | 1 | – |
| AT&T INC | COM | 36 | 2K | – |
| AUTONATION INC | COM | 1 | 1 | – |
| BANCO SANTANDER S.A. | ADR | 278 | 60K | – |
| BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 4 | 104 | – |
| BLACKROCK INC | COM | 904 | 1K | – |
| BLUEPRINT MEDICINES CORP | COM | 1 | 1 | – |
| BOOKING HOLDINGS INC | COM | 1 | 1 | – |
| BOSTON PROPERTIES INC | COM | 1 | 1 | – |
| BOSTON SCIENTIFIC CORP | COM | 5K | 64K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1K | 24K | – |
| BROADCOM INC | COM | 2K | 2K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 113 | 570 | – |
| BUILDERS FIRSTSOURCE INC | COM | 1 | 1 | – |
| BUNGE GLOBAL SA | COM SHS | 78 | 722 | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 65 | 732 | – |
| CABOT CORP | COM | 1 | 1 | – |
| CAMECO CORP | COM | 1 | 1 | – |
| CAMPBELL SOUP CO | COM | 74 | 2K | – |
| CANADIAN NAT RES LTD | COM | 264 | 7K | – |
| CARDINAL HEALTH INC | COM | 1 | 9 | – |
| CARRIER GLOBAL CORPORATION | COM | 1 | 1 | – |
| CATERPILLAR INC | COM | 2K | 5K | – |
| CBOE GLOBAL MKTS INC | COM | 1 | 6 | – |
| CBRE GROUP INC | CL A | 45 | 498 | – |
| CELANESE CORP DEL | COM | 1 | 8 | – |
| CGI INC | CL A SUB VTG | 4 | 40 | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 8 | 46 | – |
| CHEVRON CORP NEW | COM | 3K | 17K | – |
| CHUBB LIMITED | COM | 60 | 235 | – |
| CINCINNATI FINL CORP | COM | 1 | 3 | – |
| CINTAS CORP | COM | 4K | 6K | – |
| CISCO SYS INC | COM | 1K | 30K | – |
| CITIGROUP INC | COM NEW | 352 | 6K | – |
| CITIZENS FINL GROUP INC | COM | 2 | 29 | – |
| CLOROX CO DEL | COM | 1 | 3 | – |
| CME GROUP INC | COM | 4K | 18K | – |
| CMS ENERGY CORP | COM | 1 | 1 | – |
| COCA COLA CO | COM | 921 | 14K | – |
| COCA-COLA EUROPACIFIC PARTNE | SHS | 5 | 64 | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 105 | 2K | – |
| COLGATE PALMOLIVE CO | COM | 1K | 10K | – |
| COMCAST CORP NEW | CL A | 1K | 29K | – |
| CONAGRA BRANDS INC | COM | 70 | 2K | – |
| CONCENTRIX CORP | COM | 1 | 1 | – |
| CONOCOPHILLIPS | COM | 1K | 10K | – |
| CORNING INC | COM | 102 | 3K | – |
| COSTCO WHSL CORP NEW | COM | 7K | 9K | – |
| COTERRA ENERGY INC | COM | 672 | 25K | – |
| CRANE COMPANY | COMMON STOCK | 1 | 1 | – |
| CRANE NXT CO | COM | 1 | 1 | – |
| CRH PLC | ORD | 304 | 4K | – |
| CROWN CASTLE INC | COM | 1 | 2 | – |
| CUMMINS INC | COM | 1K | 4K | – |
| CVS HEALTH CORP | COM | 885 | 15K | – |
| DANAHER CORPORATION | COM | 41 | 162 | – |
| DARDEN RESTAURANTS INC | COM | 4K | 28K | – |
| DEERE & CO | COM | 1 | 1 | – |
| DELTA AIR LINES INC DEL | COM NEW | 1 | 7 | – |
| DENTSPLY SIRONA INC | COM | 1 | 1 | – |
| DEVON ENERGY CORP NEW | COM | 98 | 2K | – |
| DEXCOM INC | COM | 5K | 48K | – |
| DIAMONDBACK ENERGY INC | COM | 125 | 623 | – |
| DICKS SPORTING GOODS INC | COM | 1 | 1 | – |
| DISCOVER FINL SVCS | COM | 1 | 1 | – |
| DISNEY WALT CO | COM | 1 | 4 | – |
| DOLBY LABORATORIES INC | COM CL A | 26 | 322 | – |
| DOLLAR GEN CORP NEW | COM | 21 | 155 | – |
| DOLLAR TREE INC | COM | 17 | 156 | – |
| DOMINION ENERGY INC | COM | 1 | 9 | – |
| DOW INC | COM | 756 | 14K | – |
| DTE ENERGY CO | COM | 1 | 1 | – |
| DUKE ENERGY CORP NEW | COM NEW | 83 | 821 | – |
| EASTMAN CHEM CO | COM | 2 | 21 | – |
| EATON CORP PLC | SHS | 8K | 25K | – |
| EBAY INC. | COM | 106 | 2K | – |
| ECOLAB INC | COM | 16 | 65 | – |
| ELECTRONIC ARTS INC | COM | 131 | 938 | – |
| ELI LILLY & CO | COM | 8K | 9K | – |
| EMERSON ELEC CO | COM | 224 | 2K | – |
| ENBRIDGE INC | COM | 5 | 131 | – |
| EOG RES INC | COM | 795 | 6K | – |
| EQUIFAX INC | COM | 1 | 1 | – |
| EQUINIX INC | COM | 1 | 1 | – |
| EQUITY RESIDENTIAL | SH BEN INT | 337 | 5K | – |
| EVEREST GROUP LTD | COM | 5 | 12 | – |
| EXELON CORP | COM | 19 | 549 | – |
| EXPEDIA GROUP INC | COM NEW | 1 | 8 | – |
| EXXON MOBIL CORP | COM | 6K | 50K | – |
| FACTSET RESH SYS INC | COM | 64 | 157 | – |
| FASTENAL CO | COM | 61 | 957 | – |
| FEDEX CORP | COM | 212 | 707 | – |
| FERGUSON PLC NEW | SHS | 6 | 27 | – |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 46 | 788 | – |
| FIDELITY COVINGTON TRUST | MSCI RL EST ETF | 1 | 4 | – |
| FIDELITY NATL INFORMATION SV | COM | 1 | 14 | – |
| FIFTH THIRD BANCORP | COM | 114 | 3K | – |
| FIRST INDL RLTY TR INC | COM | 1 | 1 | – |
| FIRST TR EXCH TRD ALPHDX FD | LATIN AMER ALP | 259 | 15K | – |
| FIRST TR EXCH TRD ALPHDX FD | BRAZIL ALPHADEX | 1 | 82 | – |
| FIRST TR EXCH TRD ALPHDX FD | CHINA ALPHADEX | 1 | 6 | – |
| FIRST TR EXCH TRD ALPHDX FD | JAPAN ALPHADEX | 2K | 33K | – |
| FIRST TR EXCH TRD ALPHDX FD | GERMANY ALPHA | 1 | 11 | – |
| FIRST TR EXCH TRD ALPHDX FD | UNIT KING ALPH | 307 | 8K | – |
| FIRST TR EXCH TRD ALPHDX FD | SWITZLND ALPHA | 303 | 5K | – |
| FIRST TR EXCH TRD ALPHDX FD | EURO ALPHADEX | 1 | 6 | – |
| FIRST TR EXCH TRD ALPHDX FD | INDIA NFTY50 EQW | 330 | 5K | – |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 6 | 232 | – |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 3K | 42K | – |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 6 | 294 | – |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 1 | 2 | – |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 3K | 38K | – |
| FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 6 | 83 | – |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 13 | 90 | – |
| FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 3 | 66 | – |
| FIRST TR EXCHANGE TRADED FD | DJ GLBL DIVID | 5 | 219 | – |
| FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 3 | 34 | – |
| FIRST TR EXCHANGE-TRADED ALP | MID CAP VAL FD | 13 | 251 | – |
| FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP | 7 | 96 | – |
| FIRST TR EXCHANGE-TRADED ALP | SML CAP VAL ALPH | 4 | 69 | – |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ TRANSN | 4 | 129 | – |
| FIRST TR EXCHANGE-TRADED FD | NASDQ SEMCNDTR | 3K | 31K | – |
| FIRST TR EXCHANGE-TRADED FD | NASDQ OIL GAS | 6 | 181 | – |
| FIRST TR EXCHANGE-TRADED FD | NASDQ FOD BVRG | 19 | 796 | – |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ BK ETF | 5 | 152 | – |
| FIRST TR LRGE CP CORE ALPHA | COM SHS | 1K | 15K | – |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 1K | 13K | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 3K | 14K | – |
| FIRST TR SML CP CORE ALPHA F | COM SHS | 3 | 25 | – |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 2K | 12K | – |
| FISERV INC | COM | 142 | 948 | – |
| FLEX LTD | ORD | 4 | 122 | – |
| FMC CORP | COM NEW | 37 | 636 | – |
| FOOT LOCKER INC | COM | 1 | 1 | – |
| FORTREA HLDGS INC | COMMON STOCK | 1 | 19 | – |
| FRANKLIN TEMPLETON ETF TR | US TREASURY BOND | 3K | 152K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE UNTD KGDM | 394 | 15K | – |
| FREEPORT-MCMORAN INC | CL B | 5K | 104K | – |
| GALLAGHER ARTHUR J & CO | COM | 4K | 15K | – |
| GAMING & LEISURE PPTYS INC | COM | 1 | 1 | – |
| GARMIN LTD | SHS | 1 | 3 | – |
| GEN DIGITAL INC | COM | 1 | 1 | – |
| GENERAL DYNAMICS CORP | COM | 1K | 4K | – |
| GENERAL MLS INC | COM | 165 | 3K | – |
| GENUINE PARTS CO | COM | 699 | 5K | – |
| GILEAD SCIENCES INC | COM | 1K | 17K | – |
| GLOBAL PMTS INC | COM | 1 | 1 | – |
| GLOBAL X FDS | GLB X MLP ENRG I | 2K | 34K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 1 | 4 | – |
| GLOBAL X FDS | US INFR DEV ETF | 4K | 112K | – |
| GODADDY INC | CL A | 4 | 22 | – |
| GOLDMAN SACHS ETF TR | ACES ULTRA SHR | 74 | 1K | – |
| GOLDMAN SACHS ETF TR | ACCESS INVT GR | 1 | 4 | – |
| GOLDMAN SACHS GROUP INC | COM | 1 | 1 | – |
| GSK PLC | SPONSORED ADR | 9 | 220 | – |
| HALEON PLC | SPON ADS | 1 | 1 | – |
| HALLIBURTON CO | COM | 93 | 3K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 105 | 1K | – |
| HASBRO INC | COM | 1 | 1 | – |
| HERSHEY CO | COM | 92 | 500 | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 2 | 84 | – |
| HOLOGIC INC | COM | 71 | 949 | – |
| HOME DEPOT INC | COM | 6K | 18K | – |
| HONEYWELL INTL INC | COM | 386 | 2K | – |
| HORMEL FOODS CORP | COM | 1 | 1 | – |
| HP INC | COM | 722 | 21K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 7 | 139 | – |
| HUMANA INC | COM | 1 | 1 | – |
| HUNTINGTON BANCSHARES INC | COM | 70 | 5K | – |
| IAC INC | COM NEW | 1 | 1 | – |
| ICON PLC | SHS | 6 | 19 | – |
| IDEXX LABS INC | COM | 1 | 1 | – |
| ILLINOIS TOOL WKS INC | COM | 829 | 3K | – |
| IMPERIAL OIL LTD | COM NEW | 4 | 48 | – |
| INTEL CORP | COM | 5 | 156 | – |
| INTERCONTINENTAL HOTELS GROU | SPONSORED ADS | 1 | 1 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 307 | 2K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 96 | 1K | – |
| INTERPUBLIC GROUP COS INC | COM | 1 | 1 | – |
| INTUIT | COM | 6K | 9K | – |
| INTUITIVE SURGICAL INC | COM NEW | 5K | 12K | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 2K | 115K | – |
| INVESCO CURRENCYSHARES EURO | EURO SHS | 1 | 4 | – |
| INVESCO CURRENCYSHARES JAPAN | JAPANESE YEN | 1 | 4 | – |
| INVESCO CURRENCYSHARES SWISS | SWISS FRANC | 827 | 8K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 7K | 101K | – |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 12 | 474 | – |
| INVESCO EXCH TRADED FD TR II | KBW BK ETF | 1K | 21K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 12K | 61K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2K | 11K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT BASC | 123 | 1K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT UTIL | 10 | 264 | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT CSMR | 14K | 146K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT TECH | 15K | 239K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT INDS | 15K | 113K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT FINL | 13K | 268K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT ENRG | 102 | 2K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT CSMR | 154 | 2K | – |
| INVITATION HOMES INC | COM | 1 | 1 | – |
| ISHARES GOLD TR | ISHARES NEW | 1 | 19 | – |
| ISHARES INC | MSCI AUSTRIA ETF | 2 | 55 | – |
| ISHARES INC | MSCI BRAZIL ETF | 1 | 6 | – |
| ISHARES INC | MSCI EMERG MRKT | 515 | 9K | – |
| ISHARES INC | MSCI EURZONE ETF | 2K | 37K | – |
| ISHARES INC | MSCI PAC JP ETF | 58 | 1K | – |
| ISHARES INC | MSCI STH KOR ETF | 2 | 19 | – |
| ISHARES INC | MSCI GERMANY ETF | 1 | 12 | – |
| ISHARES INC | MSCI TAIWAN ETF | 3 | 42 | – |
| ISHARES INC | MSCI JPN ETF NEW | 2K | 37K | – |
| ISHARES TR | TIPS BD ETF | 143 | 1K | – |
| ISHARES TR | CORE US AGGBD ET | 2K | 17K | – |
| ISHARES TR | IBOXX INV CP ETF | 132 | 1K | – |
| ISHARES TR | 20 YR TR BD ETF | 5K | 54K | – |
| ISHARES TR | 7-10 YR TRSY BD | 6K | 68K | – |
| ISHARES TR | 1 3 YR TREAS BD | 12K | 151K | – |
| ISHARES TR | MSCI EAFE ETF | 1 | 2 | – |
| ISHARES TR | RUS MD CP GR ETF | 1 | 4 | – |
| ISHARES TR | RUS MID CAP ETF | 208 | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 2K | 4K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2 | 7 | – |
| ISHARES TR | U.S. UTILITS ETF | 1 | 6 | – |
| ISHARES TR | U.S. TECH ETF | 2K | 16K | – |
| ISHARES TR | CORE S&P SCP ETF | 16K | 150K | – |
| ISHARES TR | DOW JONES US ETF | 1 | 4 | – |
| ISHARES TR | SHRT NAT MUN ETF | 6K | 56K | – |
| ISHARES TR | MSCI AC ASIA ETF | 2 | 18 | – |
| ISHARES TR | JPMORGAN USD EMG | 4K | 44K | – |
| ISHARES TR | NATIONAL MUN ETF | 3K | 29K | – |
| ISHARES TR | IBOXX HI YD ETF | 4K | 50K | – |
| ISHARES TR | MRGSTR SM CP GR | 11 | 228 | – |
| ISHARES TR | ISHS 5-10YR INVT | 1 | 14 | – |
| ISHARES TR | 10-20 YR TRS ETF | 20 | 188 | – |
| ISHARES TR | U.S. MED DVC ETF | 22 | 378 | – |
| ISHARES TR | NEW ZEALAND ETF | 1 | 5 | – |
| ISHARES TR | MSCI EURO FL ETF | 1K | 55K | – |
| ISHARES TR | MSCI POLAND ETF | 2 | 50 | – |
| ISHARES TR | FLTG RATE NT ETF | 965 | 19K | – |
| ISHARES TR | MSCI EAFE MIN VL | 1K | 17K | – |
| ISHARES TR | MSCI USA MIN VOL | 7 | 73 | – |
| ISHARES TR | 0-5 YR TIPS ETF | 1 | 10 | – |
| ISHARES TR | CORE MSCI TOTAL | 5K | 69K | – |
| ISHARES TR | CORE MSCI EAFE | 18 | 242 | – |
| ISHARES TR | CORE 1 5 YR USD | 3 | 54 | – |
| ISHARES TR | 0-5YR HI YL CP | 1 | 6 | – |
| ISHARES TR | CONV BD ETF | 470 | 6K | – |
| ISHARES TR | MSCI UK ETF NEW | 1 | 1 | – |
| ISHARES TR | MSCI USA SMCP MN | 5 | 112 | – |
| ISHARES TR | 0-3 MNTH TREASRY | 962 | 10K | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS CDA | 2 | 29 | – |
| JABIL INC | COM | 1 | 1 | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 3K | 62K | – |
| JANUS DETROIT STR TR | HENDERSON MTG | 7K | 165K | – |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 1 | 11 | – |
| JEFFERIES FINL GROUP INC | COM | 1 | 1 | – |
| JOHNSON & JOHNSON | COM | 549 | 4K | – |
| JOHNSON CTLS INTL PLC | SHS | 1 | 8 | – |
| JPMORGAN CHASE & CO. | COM | 2K | 12K | – |
| KELLANOVA | COM | 130 | 2K | – |
| KENVUE INC | COM | 721 | 40K | – |
| KEYCORP | COM | 1 | 11 | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 44 | 318 | – |
| KIMBERLY-CLARK CORP | COM | 939 | 7K | – |
| KIMCO RLTY CORP | COM | 1 | 1 | – |
| KLA CORP | COM NEW | 1 | 1 | – |
| KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 1 | 1 | – |
| KOHLS CORP | COM | 1 | 1 | – |
| KRAFT HEINZ CO | COM | 174 | 5K | – |
| KRANESHARES TRUST | CSI CHI INTERNET | 1 | 4 | – |
| KROGER CO | COM | 76 | 2K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 221 | 981 | – |
| LABCORP HOLDINGS INC | COM SHS | 41 | 201 | – |
| LEGG MASON ETF INVT | FRANKLIN US LOW | 1 | 3 | – |
| LENNAR CORP | CL A | 1 | 4 | – |
| LINCOLN ELEC HLDGS INC | COM | 17 | 87 | – |
| LINDE PLC | SHS | 6 | 12 | – |
| LISTED FD TR | STF TACTICAL GRW | 181K | 5M | – |
| LISTED FD TR | STF TAC GW & INC | 9K | 359K | – |
| LKQ CORP | COM | 124 | 3K | – |
| LOCKHEED MARTIN CORP | COM | 1K | 2K | – |
| LOEWS CORP | COM | 1 | 1 | – |
| LOGITECH INTL S A | SHS | 1 | 1 | – |
| LPL FINL HLDGS INC | COM | 155 | 555 | – |
| LULULEMON ATHLETICA INC | COM | 4 | 13 | – |
| LUMEN TECHNOLOGIES INC | COM | 1 | 1 | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 77 | 805 | – |
| M & T BK CORP | COM | 701 | 5K | – |
| MANAGED PORTFOLIO SERIES | TORTOISE NRAM PI | 7 | 226 | – |
| MARATHON OIL CORP | COM | 67 | 2K | – |
| MARATHON PETE CORP | COM | 242 | 1K | – |
| MARCUS & MILLICHAP INC | COM | 1 | 1 | – |
| MARKETAXESS HLDGS INC | COM | 1 | 1 | – |
| MARSH & MCLENNAN COS INC | COM | 70 | 331 | – |
| MARTIN MARIETTA MATLS INC | COM | 4K | 8K | – |
| MASTERCARD INCORPORATED | CL A | 34 | 76 | – |
| MATCH GROUP INC NEW | COM | 1 | 1 | – |
| MCCORMICK & CO INC | COM NON VTG | 1 | 4 | – |
| MCDONALDS CORP | COM | 675 | 3K | – |
| MCKESSON CORP | COM | 137 | 234 | – |
| MEDTRONIC PLC | SHS | 533 | 7K | – |
| MERCK & CO INC | COM | 861 | 7K | – |
| META PLATFORMS INC | CL A | 6K | 13K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 156 | 2K | – |
| MICROSOFT CORP | COM | 8K | 18K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 315 | 29K | – |
| MKS INSTRS INC | COM | 1 | 1 | – |
| MOLINA HEALTHCARE INC | COM | 1 | 1 | – |
| MONDELEZ INTL INC | CL A | 844 | 13K | – |
| MONGODB INC | CL A | 1 | 1 | – |
| MOODYS CORP | COM | 4K | 9K | – |
| MORGAN STANLEY | COM NEW | 703 | 7K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 1 | 2 | – |
| MSCI INC | COM | 1 | 1 | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 1 | 1 | – |
| NETAPP INC | COM | 146 | 1K | – |
| NETEASE INC | SPONSORED ADS | 2 | 16 | – |
| NEWMONT CORP | COM | 52 | 1K | – |
| NEXTERA ENERGY INC | COM | 1 | 1 | – |
| NICE LTD | SPONSORED ADR | 8 | 46 | – |
| NIKE INC | CL B | 111 | 1K | – |
| NORFOLK SOUTHN CORP | COM | 143 | 662 | – |
| NORTHROP GRUMMAN CORP | COM | 3 | 7 | – |
| NOVARTIS AG | SPONSORED ADR | 1 | 1 | – |
| NOVO-NORDISK A S | ADR | 246 | 2K | – |
| NRG ENERGY INC | COM NEW | 1 | 1 | – |
| NUCOR CORP | COM | 1 | 4 | – |
| NVENT ELECTRIC PLC | SHS | 8 | 104 | – |
| NVIDIA CORPORATION | COM | 15K | 123K | – |
| NVR INC | COM | 124 | 17 | – |
| NXP SEMICONDUCTORS N V | COM | 6K | 21K | – |
| OKTA INC | CL A | 1 | 1 | – |
| OLD DOMINION FREIGHT LINE IN | COM | 3K | 17K | – |
| OMNICOM GROUP INC | COM | 146 | 2K | – |
| ORACLE CORP | COM | 136 | 961 | – |
| OREILLY AUTOMOTIVE INC | COM | 5K | 4K | – |
| ORGANON & CO | COMMON STOCK | 1 | 1 | – |
| PACKAGING CORP AMER | COM | 93 | 505 | – |
| PAGSEGURO DIGITAL LTD | COM CL A | 3 | 230 | – |
| PARAMOUNT GLOBAL | CLASS B COM | 28 | 3K | – |
| PARKER-HANNIFIN CORP | COM | 4K | 8K | – |
| PAYCHEX INC | COM | 811 | 7K | – |
| PENSKE AUTOMOTIVE GRP INC | COM | 1 | 1 | – |
| PENTAIR PLC | SHS | 5 | 59 | – |
| PEPSICO INC | COM | 817 | 5K | – |
| PFIZER INC | COM | 1K | 42K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 1K | 22K | – |
| PHILIP MORRIS INTL INC | COM | 645 | 6K | – |
| PHILLIPS 66 | COM | 163 | 1K | – |
| PINNACLE WEST CAP CORP | COM | 1 | 1 | – |
| PNC FINL SVCS GROUP INC | COM | 987 | 6K | – |
| POTLATCHDELTIC CORPORATION | COM | 1 | 1 | – |
| POWERSHARES ACTIVELY MANAGED | ULTRA SHRT DUR | 1 | 9 | – |
| PPG INDS INC | COM | 96 | 756 | – |
| PPL CORP | COM | 66 | 2K | – |
| PRICE T ROWE GROUP INC | COM | 1 | 1 | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 257 | 3K | – |
| PROCTER AND GAMBLE CO | COM | 5K | 30K | – |
| PROGRESSIVE CORP | COM | 199 | 956 | – |
| PUBLIC STORAGE OPER CO | COM | 268 | 929 | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 22 | 291 | – |
| PULTE GROUP INC | COM | 1 | 1 | – |
| QORVO INC | COM | 1 | 1 | – |
| QUALCOMM INC | COM | 2K | 10K | – |
| QUEST DIAGNOSTICS INC | COM | 84 | 612 | – |
| RAYONIER INC | COM | 1 | 1 | – |
| RBB FD INC | SGI DIVERSI TAC | 343 | 11K | – |
| RBB FD INC | SGI US LARGE CAP | 305 | 9K | – |
| REGAL REXNORD CORPORATION | COM | 1 | 1 | – |
| REGIONS FINANCIAL CORP NEW | COM | 94 | 5K | – |
| RELX PLC | SPONSORED ADR | 1 | 1 | – |
| REPUBLIC SVCS INC | COM | 39 | 198 | – |
| ROBERT HALF INC. | COM | 1 | 1 | – |
| ROPER TECHNOLOGIES INC | COM | 4K | 8K | – |
| ROSS STORES INC | COM | 1 | 4 | – |
| ROYAL BK CDA | COM | 6 | 54 | – |
| ROYALTY PHARMA PLC | SHS CLASS A | 46 | 2K | – |
| S&P GLOBAL INC | COM | 83 | 185 | – |
| SAP SE | SPON ADR | 1 | 1 | – |
| SCHLUMBERGER LTD | COM STK | 157 | 3K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 15K | 226K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 21 | 268 | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 1 | 1 | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 1 | 12 | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 8K | 159K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 6K | 177K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 1 | 1 | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 5 | 51 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 4K | 28K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 1K | 16K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 1K | 6K | – |
| SELECT SECTOR SPDR TR | ENERGY | 3K | 28K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 4K | 106K | – |
| SELECT SECTOR SPDR TR | INDL | 1K | 11K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 9K | 41K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 3K | 40K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 1 | 1 | – |
| SERVICE PPTYS TR | COM SH BEN INT | 1 | 1 | – |
| SERVICENOW INC | COM | 6K | 7K | – |
| SHERWIN WILLIAMS CO | COM | 4K | 14K | – |
| SIMON PPTY GROUP INC NEW | COM | 59 | 383 | – |
| SINOVAC BIOTECH LTD | SHS | 1 | 2 | – |
| SKYWORKS SOLUTIONS INC | COM | 70 | 654 | – |
| SLM CORP | COM | 1 | 3 | – |
| SMITH & NEPHEW PLC | SPDN ADR NEW | 1 | 1 | – |
| SMUCKER J M CO | COM NEW | 63 | 571 | – |
| SOLVENTUM CORP | COM SHS | 24 | 442 | – |
| SONY GROUP CORP | SPONSORED ADR | 1 | 1 | – |
| SOUTHERN CO | COM | 82 | 1K | – |
| SOUTHWEST AIRLS CO | COM | 7 | 234 | – |
| SPDR INDEX SHS FDS | S&P EMKTSC ETF | 5K | 82K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 62 | 113 | – |
| SPDR SER TR | PORTFOLIO CRPORT | 2K | 72K | – |
| SPDR SER TR | BLOOMBERG INTL | 8 | 279 | – |
| SPDR SER TR | ICE PFD SEC ETF | 3 | 80 | – |
| SPDR SER TR | BBG CONV SEC ETF | 62 | 860 | – |
| SPDR SER TR | PORTFOLIO LN COR | 1 | 4 | – |
| SPDR SER TR | PORTFOLIO INTRMD | 1 | 22 | – |
| SPDR SER TR | BLOOMBERG EMERGI | 8 | 365 | – |
| SPDR SER TR | PORTFOLIO SHORT | 956 | 32K | – |
| SPDR SER TR | FTSE INT GVT ETF | 12 | 311 | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 1 | 28 | – |
| SPDR SER TR | PORTFLI TIPS ETF | 1 | 25 | – |
| SPDR SER TR | PORTFOLIO LN TSR | 6K | 235K | – |
| SPDR SER TR | PORTFLI INTRMDIT | 6K | 212K | – |
| SPDR SER TR | S&P REGL BKG | 2 | 26 | – |
| SPDR SER TR | S&P BK ETF | 2 | 30 | – |
| SPDR SER TR | PORTFOLIO S&P500 | 8K | 123K | – |
| SPDR SER TR | S&P BIOTECH | 739 | 8K | – |
| SPDR SER TR | BLOOMBERG INVT | 968 | 31K | – |
| SPDR SER TR | BLOOMBERG SHT TE | 1 | 11 | – |
| SPDR SER TR | S&P OILGAS EXP | 2K | 11K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 962 | 10K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 1 | 1 | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 30 | 632 | – |
| SPDR SER TR | PORTFOLIO S&P600 | 3K | 81K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 1 | 1 | – |
| SS&C TECHNOLOGIES HLDGS INC | COM | 122 | 2K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 962 | 23K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 6K | 142K | – |
| SSGA ACTIVE TR | SPDR DBLELN EMRG | 1 | 2 | – |
| STANLEY BLACK & DECKER INC | COM | 1 | 2 | – |
| STARBUCKS CORP | COM | 476 | 6K | – |
| STEEL DYNAMICS INC | COM | 1 | 4 | – |
| STRYKER CORPORATION | COM | 21 | 61 | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 6 | 407 | – |
| SUNCOR ENERGY INC NEW | COM | 4 | 82 | – |
| SYNOPSYS INC | COM | 6K | 11K | – |
| SYSCO CORP | COM | 141 | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 12 | 68 | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 35 | 224 | – |
| TAPESTRY INC | COM | 1 | 1 | – |
| TD SYNNEX CORPORATION | COM | 1 | 1 | – |
| TE CONNECTIVITY LTD | SHS | 149 | 988 | – |
| TELEDYNE TECHNOLOGIES INC | COM | 66 | 170 | – |
| TESLA INC | COM | 3 | 15 | – |
| TEXAS INSTRS INC | COM | 2K | 8K | – |
| THE CIGNA GROUP | COM | 5 | 14 | – |
| THE TRADE DESK INC | COM CL A | 4K | 37K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 64 | 116 | – |
| THOMSON REUTERS CORP. | COM | 101 | 594 | – |
| TJX COS INC NEW | COM | 5K | 50K | – |
| T-MOBILE US INC | COM | 1 | 2 | – |
| TORONTO DOMINION BK ONT | COM NEW | 4 | 63 | – |
| TOYOTA MOTOR CORP | ADS | 9 | 42 | – |
| TRACTOR SUPPLY CO | COM | 1 | 2 | – |
| TRANE TECHNOLOGIES PLC | SHS | 1 | 3 | – |
| TRAVEL PLUS LEISURE CO | COM | 1 | 1 | – |
| TRUIST FINL CORP | COM | 137 | 4K | – |
| TYSON FOODS INC | CL A | 85 | 1K | – |
| UNILEVER PLC | SPON ADR NEW | 284 | 5K | – |
| UNION PAC CORP | COM | 1K | 5K | – |
| UNITED PARCEL SERVICE INC | CL B | 982 | 7K | – |
| UNITED RENTALS INC | COM | 1 | 1 | – |
| UNITED THERAPEUTICS CORP DEL | COM | 1 | 1 | – |
| UNITEDHEALTH GROUP INC | COM | 4K | 9K | – |
| US BANCORP DEL | COM NEW | 252 | 6K | – |
| V F CORP | COM | 1 | 11 | – |
| VALERO ENERGY CORP | COM | 146 | 930 | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 789 | 23K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 5K | 170K | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 1 | 1 | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 1 | 1 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 24K | 331K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 7K | 140K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 1 | 1 | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 5K | 24K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 9K | 104K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 3K | 11K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 20K | 81K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 67K | 270K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 11 | 47 | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 2K | 55K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 2K | 17K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1 | 6 | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 5 | 100 | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 3K | 53K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 5K | 63K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 7 | 108 | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 1 | 11 | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 1 | 4 | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 1K | 14K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 3K | 15K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 18K | 356K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 3K | 52K | – |
| VANGUARD WORLD FD | ENERGY ETF | 1 | 5 | – |
| VANGUARD WORLD FD | UTILITIES ETF | 2 | 8 | – |
| VEEVA SYS INC | CL A COM | 2 | 9 | – |
| VENTAS INC | COM | 1 | 1 | – |
| VERALTO CORP | COM SHS | 12 | 122 | – |
| VERISK ANALYTICS INC | COM | 1 | 1 | – |
| VERIZON COMMUNICATIONS INC | COM | 83 | 2K | – |
| VERTEX PHARMACEUTICALS INC | COM | 216 | 461 | – |
| VIPSHOP HLDGS LTD | SPONSORED ADS A | 6 | 456 | – |
| VISA INC | COM CL A | 5K | 19K | – |
| VITESSE ENERGY INC | COMMON STOCK | 1 | 1 | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 10 | 797 | – |
| WALMART INC | COM | 159 | 2K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 1 | 1 | – |
| WASTE MGMT INC DEL | COM | 88 | 410 | – |
| WEC ENERGY GROUP INC | COM | 1 | 1 | – |
| WELLS FARGO CO NEW | COM | 393 | 7K | – |
| WELLTOWER INC | COM | 1 | 1 | – |
| WESTERN DIGITAL CORP. | COM | 1 | 1 | – |
| WESTERN UN CO | COM | 1 | 1 | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 1 | 1 | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 1 | 1 | – |
| WISDOMTREE TR | EMERG CUR STR FD | 1 | 21 | – |
| WISDOMTREE TR | EM EX ST-OWNED | 12K | 381K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 961 | 19K | – |
| WK KELLOGG CO | COM SHS | 9 | 533 | – |
| XCEL ENERGY INC | COM | 1 | 10 | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 35 | 112 | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 40 | 367 | – |
| ZIMVIE INC | COM | 1 | 1 | – |
| ZIONS BANCORPORATION N A | COM | 1 | 8 | – |
| ZOETIS INC | CL A | 4K | 24K | – |