COMPTON CAPITAL MANAGEMENT INC
Adviser information for COMPTON CAPITAL MANAGEMENT INC last updated from Form ADV on April 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Rhode Island, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 153 | $201.7M |
| Non-Discretionary | 0 | $0 |
| Total | 153 | $201.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 63 | $19.2M |
| HNW Individuals | 81 | $168.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $10.7M |
| Charitable organizations | 2 | $2.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $596,059 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-38720 |
|---|---|
| SEC ERA File Number | 801-38720 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107002 |
| Legal Entity Identifier | None |
Principal Office
155 WESTMINSTER STREETSUITE 1100
PROVIDENCE
RI
United States
Monday - Friday, 8:30 - 4:30
Tel: 401-453-4040, Fax: 401-453-3275
Chief Compliance Officer
GEORGE F. KILBORN
PRESIDENT
155 WESTMINSTER STREET
SUITE 1100
PROVIDENCE
RI
United States
Tel:
401-453-4040
Fax:
401-453-3275
G**@*****************M
(Full email address available in API data)
Regulatory Contact
SUSY PEDDLE
VICE PRESIDENT OF ADMINISTRATION
155 WESTMINSTER STREET
SUITE 1100
PROVIDENCE
RI
United States
Tel:
401-453-4040
Fax:
401-453-3275
S**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KILBORN, GEORGE, FREDERICK | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 05/1991 | > 75% |
| PEDDLE, SUSY | Individual | – | VICE PRESIDENT | 01/2017 | < 5% |