TANDEM CAPITAL MANAGEMENT, INC.

TANDEM CAPITAL MANAGEMENT CORP Legal Name

Adviser information for TANDEM CAPITAL MANAGEMENT, INC. last updated from Form ADV on April 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New Jersey, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 98 $189.7M
Non-Discretionary 0 $0
Total 98 $189.7M

Clients

Type Number RAUM
Individuals 16 $6.1M
HNW Individuals 73 $162.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 4 $9.2M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $12.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-38764
SEC ERA File Number 801-38764
SEC CIK Numbers 873759
SEC CRD Numbers 107856
Legal Entity Identifier None

Principal Office

50 TICE BOULEVARD
WOODCLIFF LAKE
NJ
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 201-822-0028, Fax: 201-391-7866

Chief Compliance Officer

PHUALIN YOUNG
CCO
50 TICE BOULEVARD
WOODCLIFF LAKE
NJ
United States
Tel: 201-822-0028
Fax: 201-391-7866
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHENG, JEAN, FONG Individual BOARD SECRETARY 03/1991 50-75%
SHENG, KENT, G. Individual PRESIDENT/CHIEF INVESTMENT OFFICER 03/1991 10-25%
WONG, LAUREN, LUAN Individual MANAGING DIRECTOR 01/2007 25-50%
YOUNG, PHUALIN Individual CHIEF COMPLIANCE OFFICER 02/2004 < 5%

No. Employees, Historic

10502019202020212022202320245 on 10/9/20195 on 10/9/20195 on 10/9/20195 on 2/7/20205 on 6/29/20205 on 3/31/20215 on 3/31/20225 on 3/31/20225 on 6/29/20225 on 4/1/2023

RAUM, Historic

300M150M0201920202021202220232024128568862 on 10/9/2019128568862 on 10/9/2019128568862 on 10/9/2019166626922 on 2/7/2020166626922 on 6/29/2020186753402 on 3/31/2021238874765 on 3/31/2022238874765 on 3/31/2022238874765 on 6/29/2022189734027 on 4/1/2023

No. Clients, Historic

10050020192020202120222023202468 on 10/9/201968 on 10/9/201968 on 10/9/201976 on 2/7/202076 on 6/29/202077 on 3/31/202178 on 3/31/202278 on 3/31/202278 on 6/29/202298 on 4/1/2023

Holdings

From latest 13F, filed July 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 3M 32K 0
ADVANCED MICRO DEVICES INC COM 441K 3K 0
AEROVIRONMENT INC COM 1M 6K 0
AIR PRODS & CHEMS INC COM 887K 4K 0
ALBEMARLE CORP COM 822K 8K 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 1M 18K 0
ALPHABET INC CAP STK CL C 4M 21K 0
ALPHABET INC CAP STK CL A 8M 42K 0
AMAZON COM INC COM 1M 7K 0
AMERICAN CENTY ETF TR US SML CP VALU 451K 5K 0
APPLE INC COM 6M 26K 0
APPLIED MATLS INC COM 5M 19K 0
AUTOMATIC DATA PROCESSING IN COM 442K 2K 0
AVANTOR INC COM 977K 46K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K 0
BERKSHIRE HATHAWAY INC DEL CL A 619K 1 0
BOEING CO COM 1M 8K 0
BOSTON SCIENTIFIC CORP COM 4M 58K 0
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 2M 40K 0
BROOKFIELD BUSINESS CORP CL A EXC SUB VTG 1M 60K 0
BROOKFIELD BUSINESS PARTNERS UNIT LTD L P 589K 32K 0
BROOKFIELD CORP CL A LTD VT SH 2M 45K 0
BROOKFIELD INFRAST PARTNERS LP INT UNIT 1M 46K 0
BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 315K 9K 0
BROOKFIELD REINS LTD CL A-1 EXCH NONV 4M 89K 0
BROOKFIELD REINS LTD CL A EXCH LT VTG 881K 20K 0
CHART INDS INC COM 610K 4K 0
CITIGROUP INC COM NEW 1M 19K 0
COMCAST CORP NEW CL A 1M 28K 0
CROWDSTRIKE HLDGS INC CL A 813K 2K 0
DANAHER CORPORATION COM 4M 15K 0
EATON CORP PLC SHS 4M 14K 0
ELEVANCE HEALTH INC COM 4M 8K 0
ENBRIDGE INC COM 499K 14K 0
ENPHASE ENERGY INC COM 831K 9K 0
FEDEX CORP COM 2M 7K 0
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 915K 13K 0
FIDELITY COVINGTON TRUST MSCI INFO TECH I 577K 3K 0
FIDELITY COVINGTON TRUST BLUE CHIP GRWTH 592K 14K 0
FIDELITY COVINGTON TRUST HIGH DIVID ETF 434K 9K 0
FIGS INC CL A 725K 133K 0
FIRST CTZNS BANCSHARES INC N CL A 763K 451 0
FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 211K 6K 0
FORD MTR CO DEL COM 268K 21K 0
FORTIVE CORP COM 2M 28K 0
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 2M 28K 0
GE VERNOVA LLC COM 2M 13K 0
GENERAL ELECTRIC CO COM NEW 7M 42K 0
GENERAL MTRS CO COM 2M 47K 0
GLOBAL X FDS US INFR DEV ETF 595K 16K 0
GOLDMAN SACHS GROUP INC COM 237K 511 0
HOME DEPOT INC COM 2M 5K 0
IAC INC COM NEW 2M 47K 0
INTEGRA LIFESCIENCES HLDGS C COM NEW 781K 27K 0
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 921K 14K 0
INVESCO EXCHANGE TRADED FD T S&P MIDCAP 400 544K 5K 0
INVESCO QQQ TR UNIT SER 1 599K 1K 0
ISHARES TR CORE S&P500 ETF 659K 1K 0
ISHARES TR RUS 1000 ETF 876K 3K 0
ISHARES TR RUS 1000 GRW ETF 417K 1K 0
ISHARES TR EXPND TEC SC ETF 500K 5K 0
ISHARES TR CORE DIV GRWTH 355K 6K 0
ISHARES TR CORE DIVID ETF 439K 10K 0
JONES LANG LASALLE INC COM 3M 14K 0
JPMORGAN CHASE & CO COM 4M 18K 0
L3HARRIS TECHNOLOGIES INC COM 2M 8K 0
LAM RESEARCH CORP COM 555K 510 0
LOCKHEED MARTIN CORP COM 444K 960 0
MARVELL TECHNOLOGY INC COM 3M 39K 0
META PLATFORMS INC CL A 6M 10K 0
MICROSOFT CORP COM 12M 26K 0
NEWMONT CORP COM 211K 5K 0
NEXTERA ENERGY INC COM 707K 10K 0
NVIDIA CORPORATION COM 934K 7K 0
ON SEMICONDUCTOR CORP COM 328K 4K 0
PALO ALTO NETWORKS INC COM 1M 3K 0
PARAMOUNT GLOBAL CLASS B COM 142K 12K 0
PAYPAL HLDGS INC COM 282K 5K 0
PEPSICO INC COM 2M 14K 0
PHILIP MORRIS INTL INC COM 1M 14K 0
PROCTER AND GAMBLE CO COM 292K 2K 0
PROLOGIS INC. COM 2M 19K 0
QUALCOMM INC COM 6M 28K 0
REGAL REXNORD CORPORATION COM 2M 14K 0
RTX CORPORATION COM 400K 4K 0
S&P GLOBAL INC COM 215K 475 0
SCHWAB CHARLES CORP COM 4M 49K 0
SCHWAB STRATEGIC TR SCHWAB FDT US SC 592K 11K 0
SELECT SECTOR SPDR TR INDL 223K 2K 0
SHELL PLC SPON ADS 2M 27K 0
SL GREEN RLTY CORP COM 3M 62K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 317K 805 0
SPDR SER TR PRTFLO S&P500 GW 514K 6K 0
STEEL DYNAMICS INC COM 200K 2K 0
STONECO LTD COM CL A 571K 46K 0
STRYKER CORPORATION COM 5M 16K 0
TRI CONTL CORP COM 254K 8K 0
UBER TECHNOLOGIES INC COM 2M 31K 0
UNICYCIVE THERAPEUTICS INC COM 7K 16K 0
UNION PAC CORP COM 2M 10K 0
UNITEDHEALTH GROUP INC COM 1M 2K 0
VANECK ETF TRUST SEMICONDUCTR ETF 867K 3K 0
VANGUARD INDEX FDS TOTAL STK MKT 797K 3K 0
VANGUARD INDEX FDS GROWTH ETF 2M 4K 0
VANGUARD INDEX FDS REAL ESTATE ETF 283K 3K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 357K 701 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 11K 0
VENTAS INC COM 897K 17K 0
VERISK ANALYTICS INC COM 341K 1K 0
VISA INC COM CL A 616K 2K 0
WASTE MGMT INC DEL COM 1M 6K 0
XP INC CL A 404K 24K 0