TANDEM CAPITAL MANAGEMENT, INC.
TANDEM CAPITAL MANAGEMENT CORP Legal Name
Adviser information for TANDEM CAPITAL MANAGEMENT, INC. last updated from Form ADV on April 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New Jersey, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 98 | $189.7M |
Non-Discretionary | 0 | $0 |
Total | 98 | $189.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 16 | $6.1M |
HNW Individuals | 73 | $162.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 4 | $9.2M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 5 | $12.0M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
50 TICE BOULEVARDWOODCLIFF LAKE
NJ
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 201-822-0028, Fax: 201-391-7866
Websites
Chief Compliance Officer
PHUALIN YOUNG
CCO
50 TICE BOULEVARD
WOODCLIFF LAKE
NJ
United States
Tel:
201-822-0028
Fax:
201-391-7866
T***@********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SHENG, JEAN, FONG | Individual | – | BOARD SECRETARY | 03/1991 | 50-75% |
SHENG, KENT, G. | Individual | – | PRESIDENT/CHIEF INVESTMENT OFFICER | 03/1991 | 10-25% |
WONG, LAUREN, LUAN | Individual | – | MANAGING DIRECTOR | 01/2007 | 25-50% |
YOUNG, PHUALIN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2004 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 8th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 3M | 32K | 0 |
ADVANCED MICRO DEVICES INC | COM | 441K | 3K | 0 |
AEROVIRONMENT INC | COM | 1M | 6K | 0 |
AIR PRODS & CHEMS INC | COM | 887K | 4K | 0 |
ALBEMARLE CORP | COM | 822K | 8K | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 1M | 18K | 0 |
ALPHABET INC | CAP STK CL C | 4M | 21K | 0 |
ALPHABET INC | CAP STK CL A | 8M | 42K | 0 |
AMAZON COM INC | COM | 1M | 7K | 0 |
AMERICAN CENTY ETF TR | US SML CP VALU | 451K | 5K | 0 |
APPLE INC | COM | 6M | 26K | 0 |
APPLIED MATLS INC | COM | 5M | 19K | 0 |
AUTOMATIC DATA PROCESSING IN | COM | 442K | 2K | 0 |
AVANTOR INC | COM | 977K | 46K | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | 0 |
BERKSHIRE HATHAWAY INC DEL | CL A | 619K | 1 | 0 |
BOEING CO | COM | 1M | 8K | 0 |
BOSTON SCIENTIFIC CORP | COM | 4M | 58K | 0 |
BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 2M | 40K | 0 |
BROOKFIELD BUSINESS CORP | CL A EXC SUB VTG | 1M | 60K | 0 |
BROOKFIELD BUSINESS PARTNERS | UNIT LTD L P | 589K | 32K | 0 |
BROOKFIELD CORP | CL A LTD VT SH | 2M | 45K | 0 |
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 1M | 46K | 0 |
BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 315K | 9K | 0 |
BROOKFIELD REINS LTD | CL A-1 EXCH NONV | 4M | 89K | 0 |
BROOKFIELD REINS LTD | CL A EXCH LT VTG | 881K | 20K | 0 |
CHART INDS INC | COM | 610K | 4K | 0 |
CITIGROUP INC | COM NEW | 1M | 19K | 0 |
COMCAST CORP NEW | CL A | 1M | 28K | 0 |
CROWDSTRIKE HLDGS INC | CL A | 813K | 2K | 0 |
DANAHER CORPORATION | COM | 4M | 15K | 0 |
EATON CORP PLC | SHS | 4M | 14K | 0 |
ELEVANCE HEALTH INC | COM | 4M | 8K | 0 |
ENBRIDGE INC | COM | 499K | 14K | 0 |
ENPHASE ENERGY INC | COM | 831K | 9K | 0 |
FEDEX CORP | COM | 2M | 7K | 0 |
FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 915K | 13K | 0 |
FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 577K | 3K | 0 |
FIDELITY COVINGTON TRUST | BLUE CHIP GRWTH | 592K | 14K | 0 |
FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 434K | 9K | 0 |
FIGS INC | CL A | 725K | 133K | 0 |
FIRST CTZNS BANCSHARES INC N | CL A | 763K | 451 | 0 |
FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 211K | 6K | 0 |
FORD MTR CO DEL | COM | 268K | 21K | 0 |
FORTIVE CORP | COM | 2M | 28K | 0 |
GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 2M | 28K | 0 |
GE VERNOVA LLC | COM | 2M | 13K | 0 |
GENERAL ELECTRIC CO | COM NEW | 7M | 42K | 0 |
GENERAL MTRS CO | COM | 2M | 47K | 0 |
GLOBAL X FDS | US INFR DEV ETF | 595K | 16K | 0 |
GOLDMAN SACHS GROUP INC | COM | 237K | 511 | 0 |
HOME DEPOT INC | COM | 2M | 5K | 0 |
IAC INC | COM NEW | 2M | 47K | 0 |
INTEGRA LIFESCIENCES HLDGS C | COM NEW | 781K | 27K | 0 |
INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 921K | 14K | 0 |
INVESCO EXCHANGE TRADED FD T | S&P MIDCAP 400 | 544K | 5K | 0 |
INVESCO QQQ TR | UNIT SER 1 | 599K | 1K | 0 |
ISHARES TR | CORE S&P500 ETF | 659K | 1K | 0 |
ISHARES TR | RUS 1000 ETF | 876K | 3K | 0 |
ISHARES TR | RUS 1000 GRW ETF | 417K | 1K | 0 |
ISHARES TR | EXPND TEC SC ETF | 500K | 5K | 0 |
ISHARES TR | CORE DIV GRWTH | 355K | 6K | 0 |
ISHARES TR | CORE DIVID ETF | 439K | 10K | 0 |
JONES LANG LASALLE INC | COM | 3M | 14K | 0 |
JPMORGAN CHASE & CO | COM | 4M | 18K | 0 |
L3HARRIS TECHNOLOGIES INC | COM | 2M | 8K | 0 |
LAM RESEARCH CORP | COM | 555K | 510 | 0 |
LOCKHEED MARTIN CORP | COM | 444K | 960 | 0 |
MARVELL TECHNOLOGY INC | COM | 3M | 39K | 0 |
META PLATFORMS INC | CL A | 6M | 10K | 0 |
MICROSOFT CORP | COM | 12M | 26K | 0 |
NEWMONT CORP | COM | 211K | 5K | 0 |
NEXTERA ENERGY INC | COM | 707K | 10K | 0 |
NVIDIA CORPORATION | COM | 934K | 7K | 0 |
ON SEMICONDUCTOR CORP | COM | 328K | 4K | 0 |
PALO ALTO NETWORKS INC | COM | 1M | 3K | 0 |
PARAMOUNT GLOBAL | CLASS B COM | 142K | 12K | 0 |
PAYPAL HLDGS INC | COM | 282K | 5K | 0 |
PEPSICO INC | COM | 2M | 14K | 0 |
PHILIP MORRIS INTL INC | COM | 1M | 14K | 0 |
PROCTER AND GAMBLE CO | COM | 292K | 2K | 0 |
PROLOGIS INC. | COM | 2M | 19K | 0 |
QUALCOMM INC | COM | 6M | 28K | 0 |
REGAL REXNORD CORPORATION | COM | 2M | 14K | 0 |
RTX CORPORATION | COM | 400K | 4K | 0 |
S&P GLOBAL INC | COM | 215K | 475 | 0 |
SCHWAB CHARLES CORP | COM | 4M | 49K | 0 |
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 592K | 11K | 0 |
SELECT SECTOR SPDR TR | INDL | 223K | 2K | 0 |
SHELL PLC | SPON ADS | 2M | 27K | 0 |
SL GREEN RLTY CORP | COM | 3M | 62K | 0 |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 317K | 805 | 0 |
SPDR SER TR | PRTFLO S&P500 GW | 514K | 6K | 0 |
STEEL DYNAMICS INC | COM | 200K | 2K | 0 |
STONECO LTD | COM CL A | 571K | 46K | 0 |
STRYKER CORPORATION | COM | 5M | 16K | 0 |
TRI CONTL CORP | COM | 254K | 8K | 0 |
UBER TECHNOLOGIES INC | COM | 2M | 31K | 0 |
UNICYCIVE THERAPEUTICS INC | COM | 7K | 16K | 0 |
UNION PAC CORP | COM | 2M | 10K | 0 |
UNITEDHEALTH GROUP INC | COM | 1M | 2K | 0 |
VANECK ETF TRUST | SEMICONDUCTR ETF | 867K | 3K | 0 |
VANGUARD INDEX FDS | TOTAL STK MKT | 797K | 3K | 0 |
VANGUARD INDEX FDS | GROWTH ETF | 2M | 4K | 0 |
VANGUARD INDEX FDS | REAL ESTATE ETF | 283K | 3K | 0 |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 357K | 701 | 0 |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 11K | 0 |
VENTAS INC | COM | 897K | 17K | 0 |
VERISK ANALYTICS INC | COM | 341K | 1K | 0 |
VISA INC | COM CL A | 616K | 2K | 0 |
WASTE MGMT INC DEL | COM | 1M | 6K | 0 |
XP INC | CL A | 404K | 24K | 0 |