DELTA FINANCIAL GROUP, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	New Jersey, United States

Employees

Total Number of Employees	10
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	3,077	$1.1B
Non-Discretionary	179	$72.4M
Total	3,256	$1.2B

Clients

Type	Number	RAUM
Individuals	752	$253.6M
HNW Individuals	322	$916.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	12	$24.0M
Charitable organizations	<5	$815,280
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	5	$2.4M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	67
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-38772
SEC ERA File Number	801-38772
SEC CIK Numbers	1965718
SEC CRD Numbers	107399
Legal Entity Identifier	None

Principal Office

37 STONEHOUSE ROAD
BASKING RIDGE
NJ
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic