ARMSTRONG, FLEMING & MOORE, INC.
Adviser information for ARMSTRONG, FLEMING & MOORE, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | District of Columbia, United States |
Employees
Total Number of Employees | 20 |
---|---|
Investment Advisory/Research | 16 |
Registered Broker-Dealer Representatives | 14 |
Registered State Investment Advisers | 7 |
Licensed Agents of an Insurance Company | 6 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 57 | $141.9M |
Non-Discretionary | 390 | $897.6M |
Total | 447 | $1.0B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 162 | $42.8M |
HNW Individuals | 275 | $957.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $4.7M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 7 | $34.2M |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 26-50 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
---|---|
Compensation | % of AUMHourly chargesFixed feesCommissions |
Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Principal Office
1800 M STREET NW#1010-S
WASHINGTON
DC
United States
MONDAY - THURSDAY; FRIDAY UNTIL 4:00 PM, 8:30 AM - 5:00 PM
Tel: 202-887-8135, Fax: 202-887-0050
Chief Compliance Officer
ELIZABETH FLEMING
VICE PRESIDENT
1800 M STREET NW
#1010-S
WASHINGTON
DC
United States
Tel:
202-887-8135
Fax:
202-887-0050
B*******@********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ARMSTRONG, ALEXANDRA | Individual | – | CHAIRMAN EMERITUS | 04/1991 | < 5% |
MOORE, MARY, LOUISE | Individual | – | TREASURER | 05/2003 | 25-50% |
FLEMING, RYAN, MAUGHAN | Individual | – | PRESIDENT | 03/2012 | 25-50% |
FLEMING, ELIZABETH, VILLACORTA | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2004 | < 5% |
RIVERS, CHRISTOPHER, JAMES | Individual | – | SECRETARY | 03/2012 | 25-50% |
HOLUBOWICH, CARL, LEONARD | Individual | – | VICE PRESIDENT | 03/2014 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 257K | 3K | – |
ABBVIE INC | COM | 543K | 3K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 315K | 1K | – |
AIR PRODS & CHEMS INC | COM | 519K | 2K | – |
ALPHABET INC | CAP STK CL A | 2M | 9K | – |
ALPHABET INC | CAP STK CL C | 1M | 6K | – |
AMAZON COM INC | COM | 2M | 10K | – |
AMERIPRISE FINL INC | COM | 427K | 1K | – |
APPLE INC | COM | 20M | 97K | – |
ASML HOLDING N V | N Y REGISTRY SHS | 402K | 393 | – |
ASTRAZENECA PLC | SPONSORED ADR | 213K | 3K | – |
AT&T INC | COM | 1M | 53K | – |
BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 6K | – |
BLACKSTONE INC | COM | 371K | 3K | – |
BOEING CO | COM | 218K | 1K | – |
BRISTOL-MYERS SQUIBB CO | COM | 338K | 8K | – |
CAPITAL GROUP CORE BALANCED | SHS | 557K | 19K | – |
CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | 921K | 29K | – |
CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 3M | 94K | – |
CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 1M | 45K | – |
CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 2M | 51K | – |
CAPITAL GROUP INTL FOCUS EQT | SHS CREATION UNI | 16M | 611K | – |
CAPITAL GRP FIXED INCM ETF T | MUNICIPAL INCOME | 537K | 20K | – |
CATERPILLAR INC | COM | 414K | 1K | – |
CAVA GROUP INC | COM | 28M | 298K | – |
CHARTER COMMUNICATIONS INC N | CL A | 503K | 2K | – |
CHEVRON CORP NEW | COM | 2M | 12K | – |
CISCO SYS INC | COM | 466K | 10K | – |
COCA COLA CO | COM | 544K | 9K | – |
COINBASE GLOBAL INC | COM CL A | 222K | 1K | – |
COLGATE PALMOLIVE CO | COM | 289K | 3K | – |
COSTCO WHSL CORP NEW | COM | 3M | 3K | – |
CSX CORP | COM | 322K | 10K | – |
DISNEY WALT CO | COM | 760K | 8K | – |
DUPONT DE NEMOURS INC | COM | 228K | 3K | – |
ELI LILLY & CO | COM | 752K | 830 | – |
EMERSON ELEC CO | COM | 931K | 8K | – |
EXXON MOBIL CORP | COM | 2M | 21K | – |
FIRST MID ILL BANCSHARES INC | COM | 820K | 25K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 306K | 11K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST U.S EQT | 204K | 6K | – |
GE AEROSPACE | COM NEW | 660K | 4K | – |
GE VERNOVA INC | COM | 202K | 1K | – |
GENERAL MLS INC | COM | 378K | 6K | – |
GEOPARK LTD | USD SHS | 2M | 183K | – |
HOME DEPOT INC | COM | 351K | 1K | – |
HONEYWELL INTL INC | COM | 941K | 4K | – |
INTERNATIONAL BUSINESS MACHS | COM | 926K | 5K | – |
IQVIA HLDGS INC | COM | 549K | 3K | – |
ISHARES INC | CORE MSCI EMKT | 1M | 22K | – |
ISHARES INC | ESG AWR MSCI EM | 219K | 7K | – |
ISHARES TR | CORE MSCI EAFE | 575K | 8K | – |
ISHARES TR | EAFE GRWTH ETF | 856K | 8K | – |
ISHARES TR | MODERT ALLOC ETF | 585K | 14K | – |
ISHARES TR | NATIONAL MUN ETF | 213K | 2K | – |
ISHARES TR | RUS 2000 GRW ETF | 494K | 2K | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 595K | 10K | – |
JOHNSON & JOHNSON | COM | 2M | 13K | – |
JPMORGAN CHASE & CO. | COM | 2M | 10K | – |
LOCKHEED MARTIN CORP | COM | 227K | 486 | – |
M & T BK CORP | COM | 429K | 3K | – |
MARRIOTT INTL INC NEW | CL A | 3M | 14K | – |
MASTERCARD INCORPORATED | CL A | 342K | 776 | – |
MCDONALDS CORP | COM | 277K | 1K | – |
MERCK & CO INC | COM | 986K | 8K | – |
META PLATFORMS INC | CL A | 207K | 410 | – |
MICROSOFT CORP | COM | 2M | 5K | – |
NETFLIX INC | COM | 680K | 1K | – |
NEXTERA ENERGY INC | COM | 491K | 7K | – |
NOVO-NORDISK A S | ADR | 1M | 7K | – |
NVIDIA CORPORATION | COM | 3M | 21K | – |
PALANTIR TECHNOLOGIES INC | CL A | 638K | 25K | – |
PEPSICO INC | COM | 862K | 5K | – |
PFIZER INC | COM | 336K | 12K | – |
PNC FINL SVCS GROUP INC | COM | 472K | 3K | – |
PPG INDS INC | COM | 301K | 2K | – |
PROCTER AND GAMBLE CO | COM | 2M | 12K | – |
REALTY INCOME CORP | COM | 917K | 17K | – |
REGENERON PHARMACEUTICALS | COM | 220K | 209 | – |
RTX CORPORATION | COM | 296K | 3K | – |
SALESFORCE INC | COM | 231K | 900 | – |
SCIENCE APPLICATIONS INTL CO | COM | 4M | 37K | – |
SOUTHERN CO | COM | 301K | 4K | – |
T ROWE PRICE ETF INC | PRICE BLUE CHIP | 11M | 279K | – |
TESLA INC | COM | 2M | 10K | – |
TRANE TECHNOLOGIES PLC | SHS | 231K | 703 | – |
UNION PAC CORP | COM | 1M | 5K | – |
VERIZON COMMUNICATIONS INC | COM | 999K | 24K | – |
VISA INC | COM CL A | 274K | 1K | – |
WALMART INC | COM | 225K | 3K | – |
WARNER BROS DISCOVERY INC | COM SER A | 131K | 18K | – |
WEC ENERGY GROUP INC | COM | 287K | 4K | – |
WP CAREY INC | COM | 3M | 56K | – |