ARMSTRONG, FLEMING & MOORE, INC.

Adviser information for ARMSTRONG, FLEMING & MOORE, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location District of Columbia, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 14
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 57 $141.9M
Non-Discretionary 390 $897.6M
Total 447 $1.0B

Clients

Type Number RAUM
Individuals 162 $42.8M
HNW Individuals 275 $957.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $4.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 7 $34.2M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters
Compensation % of AUMHourly chargesFixed feesCommissions
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-38960
SEC ERA File Number 801-38960
SEC CIK Numbers 1990099
SEC CRD Numbers 107347
Legal Entity Identifier None

Principal Office

1800 M STREET NW
#1010-S
WASHINGTON
DC
United States
MONDAY - THURSDAY; FRIDAY UNTIL 4:00 PM, 8:30 AM - 5:00 PM
Tel: 202-887-8135, Fax: 202-887-0050

Chief Compliance Officer

ELIZABETH FLEMING
VICE PRESIDENT
1800 M STREET NW
#1010-S
WASHINGTON
DC
United States
Tel: 202-887-8135
Fax: 202-887-0050
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ARMSTRONG, ALEXANDRA Individual CHAIRMAN EMERITUS 04/1991 < 5%
MOORE, MARY, LOUISE Individual TREASURER 05/2003 25-50%
FLEMING, RYAN, MAUGHAN Individual PRESIDENT 03/2012 25-50%
FLEMING, ELIZABETH, VILLACORTA Individual CHIEF COMPLIANCE OFFICER 12/2004 < 5%
RIVERS, CHRISTOPHER, JAMES Individual SECRETARY 03/2012 25-50%
HOLUBOWICH, CARL, LEONARD Individual VICE PRESIDENT 03/2014 10-25%

No. Employees, Historic

3015020202021202220232024202521 on 3/29/202021 on 6/30/202021 on 7/1/202020 on 3/31/202120 on 3/30/202220 on 3/28/202320 on 3/26/2024

RAUM, Historic

2B1B0202020212022202320242025770554500 on 3/29/2020770554500 on 6/30/2020770554500 on 7/1/2020927094678 on 3/31/20211020591900 on 3/30/2022876868353 on 3/28/20231039470881 on 3/26/2024

No. Clients, Historic

5002500202020212022202320242025358 on 3/29/2020358 on 6/30/2020358 on 7/1/2020375 on 3/31/2021403 on 3/30/2022418 on 3/28/2023444 on 3/26/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 257K 3K
ABBVIE INC COM 543K 3K
ACCENTURE PLC IRELAND SHS CLASS A 315K 1K
AIR PRODS & CHEMS INC COM 519K 2K
ALPHABET INC CAP STK CL A 2M 9K
ALPHABET INC CAP STK CL C 1M 6K
AMAZON COM INC COM 2M 10K
AMERIPRISE FINL INC COM 427K 1K
APPLE INC COM 20M 97K
ASML HOLDING N V N Y REGISTRY SHS 402K 393
ASTRAZENECA PLC SPONSORED ADR 213K 3K
AT&T INC COM 1M 53K
BERKSHIRE HATHAWAY INC DEL CL A 612K 1
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 6K
BLACKSTONE INC COM 371K 3K
BOEING CO COM 218K 1K
BRISTOL-MYERS SQUIBB CO COM 338K 8K
CAPITAL GROUP CORE BALANCED SHS 557K 19K
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 921K 29K
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 3M 94K
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 1M 45K
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 2M 51K
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 16M 611K
CAPITAL GRP FIXED INCM ETF T MUNICIPAL INCOME 537K 20K
CATERPILLAR INC COM 414K 1K
CAVA GROUP INC COM 28M 298K
CHARTER COMMUNICATIONS INC N CL A 503K 2K
CHEVRON CORP NEW COM 2M 12K
CISCO SYS INC COM 466K 10K
COCA COLA CO COM 544K 9K
COINBASE GLOBAL INC COM CL A 222K 1K
COLGATE PALMOLIVE CO COM 289K 3K
COSTCO WHSL CORP NEW COM 3M 3K
CSX CORP COM 322K 10K
DISNEY WALT CO COM 760K 8K
DUPONT DE NEMOURS INC COM 228K 3K
ELI LILLY & CO COM 752K 830
EMERSON ELEC CO COM 931K 8K
EXXON MOBIL CORP COM 2M 21K
FIRST MID ILL BANCSHARES INC COM 820K 25K
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 306K 11K
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 204K 6K
GE AEROSPACE COM NEW 660K 4K
GE VERNOVA INC COM 202K 1K
GENERAL MLS INC COM 378K 6K
GEOPARK LTD USD SHS 2M 183K
HOME DEPOT INC COM 351K 1K
HONEYWELL INTL INC COM 941K 4K
INTERNATIONAL BUSINESS MACHS COM 926K 5K
IQVIA HLDGS INC COM 549K 3K
ISHARES INC CORE MSCI EMKT 1M 22K
ISHARES INC ESG AWR MSCI EM 219K 7K
ISHARES TR CORE MSCI EAFE 575K 8K
ISHARES TR EAFE GRWTH ETF 856K 8K
ISHARES TR MODERT ALLOC ETF 585K 14K
ISHARES TR NATIONAL MUN ETF 213K 2K
ISHARES TR RUS 2000 GRW ETF 494K 2K
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 595K 10K
JOHNSON & JOHNSON COM 2M 13K
JPMORGAN CHASE & CO. COM 2M 10K
LOCKHEED MARTIN CORP COM 227K 486
M & T BK CORP COM 429K 3K
MARRIOTT INTL INC NEW CL A 3M 14K
MASTERCARD INCORPORATED CL A 342K 776
MCDONALDS CORP COM 277K 1K
MERCK & CO INC COM 986K 8K
META PLATFORMS INC CL A 207K 410
MICROSOFT CORP COM 2M 5K
NETFLIX INC COM 680K 1K
NEXTERA ENERGY INC COM 491K 7K
NOVO-NORDISK A S ADR 1M 7K
NVIDIA CORPORATION COM 3M 21K
PALANTIR TECHNOLOGIES INC CL A 638K 25K
PEPSICO INC COM 862K 5K
PFIZER INC COM 336K 12K
PNC FINL SVCS GROUP INC COM 472K 3K
PPG INDS INC COM 301K 2K
PROCTER AND GAMBLE CO COM 2M 12K
REALTY INCOME CORP COM 917K 17K
REGENERON PHARMACEUTICALS COM 220K 209
RTX CORPORATION COM 296K 3K
SALESFORCE INC COM 231K 900
SCIENCE APPLICATIONS INTL CO COM 4M 37K
SOUTHERN CO COM 301K 4K
T ROWE PRICE ETF INC PRICE BLUE CHIP 11M 279K
TESLA INC COM 2M 10K
TRANE TECHNOLOGIES PLC SHS 231K 703
UNION PAC CORP COM 1M 5K
VERIZON COMMUNICATIONS INC COM 999K 24K
VISA INC COM CL A 274K 1K
WALMART INC COM 225K 3K
WARNER BROS DISCOVERY INC COM SER A 131K 18K
WEC ENERGY GROUP INC COM 287K 4K
WP CAREY INC COM 3M 56K