TGS FINANCIAL ADVISORS
PROFESSIONAL FINANCIAL ADVISORS INC Legal Name
Adviser information for TGS FINANCIAL ADVISORS last updated from Form ADV on March 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,170 | $336.4M |
| Non-Discretionary | 20 | $3.5M |
| Total | 1,190 | $339.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 163 | $52.6M |
| HNW Individuals | 89 | $287.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 336.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TGS FINANCIAL ADVISORS WRAP PROGRAM | TGS FINANCIAL ADVISORS |
| TRIAGEMD FOUNDATIONS WRAP FEE PROGRAM | TGS FINANCIAL ADVISORS |
Identifiers
| SEC RIA File Number | 801-38963 |
|---|---|
| SEC ERA File Number | 801-38963 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107289 |
| Legal Entity Identifier | None |
Principal Office
100 W. MATSONFORD ROADBUILDING 3, SUITE 304
RADNOR
PA
United States
Monday - Friday, 9AM TO 5PM
Tel: 610-892-9900, Fax: 610-892-9830
Websites
twitter.com/@triage_md
twitter.com/triage_md
www.facebook.com/triagemd/tgs
vimeo.com/140471594
www.triagemd.com
instagram.com/triage_md/
www.tgsfin.com
www.tgsfinancial.com
www.triage-md.com
www.facebook.com/tgsfinancial
www.linkedin.com/company/tgs-financial-advisors
www.linkedin.com/company/triagemd/
Chief Compliance Officer
PETER MAI
100 MATSONFORD ROAD
BUILDING 3, SUITE 304
RADNOR
PA
United States
Tel:
610-892-9900
Fax:
610-892-9830
P****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEMPHILL, JAMES, STEUART | Individual | – | PRINCIPAL | 02/1990 | > 75% |
| RYLKO, THOMAS, ALAN | Individual | – | DIRECTOR | 06/2014 | < 5% |
| GADRA, DAVID, M. | Individual | – | DIRECTOR | 11/2014 | < 5% |
| MAI, PETER | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |