ALEXANDER RANDOLPH ADVISORY INC

Adviser information for ALEXANDER RANDOLPH ADVISORY INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Virginia, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 424 $247.7M
Non-Discretionary 75 $113.4M
Total 499 $361.1M

Clients

Type Number RAUM
Individuals 48 $22.7M
HNW Individuals 100 $338.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $218,664
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 29
No. of Non-U.S. Clients 3
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-39091
SEC ERA File Number 801-39091
SEC CIK Numbers 874816
SEC CRD Numbers 106024
Legal Entity Identifier None

Principal Office

8200 GREENSBORO DRIVE
SUITE 1125
MCLEAN
VA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 703-734-1507, Fax: 703-556-9264

Chief Compliance Officer

GARY SCHLAFFER
CHAIRMAN & CHIEF COMPLIANCE OFFICER
8200 GREENSBORO DRIVE
SUITE 1125
MCLEAN
VA
United States
Tel: 703-734-1507 EXT. 7025
Fax: 703-556-9264
(Full email address available in API data)

Regulatory Contact

MATTHEW SHRIVER
PRINCIPAL
8200 GREENSBORO DRIVE
SUITE 1125
MCLEAN
VA
United States
Tel: 703-734-1507 EXT 7018
Fax: 703-556-9264
(Full email address available in API data)

Industry Affiliates

3504 LILLARD COURT, FAIRFAX, VA 22033 Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KRUEGER, ROBERT, ANDREW Individual PRINCIPAL 01/2002 10-25%
SCHLAFFER, GARY, WILLIAM Individual CHAIRMAN & CHIEF COMPLIANCE OFFICER 01/2002 > 75%
SHRIVER, MATTHEW, DAVID Individual DIRECTOR 12/2009 < 5%

No. Employees, Historic

10502020202120222023202420258 on 3/27/20208 on 6/30/20208 on 3/31/20216 on 3/30/20226 on 5/31/20227 on 3/31/20237 on 3/29/2024

RAUM, Historic

400M200M0202020212022202320242025306204641 on 3/27/2020306204641 on 6/30/2020321688589 on 3/31/2021354146183 on 3/30/2022354146183 on 5/31/2022315973912 on 3/31/2023361098158 on 3/29/2024

No. Clients, Historic

2001000202020212022202320242025138 on 3/27/2020138 on 6/30/2020139 on 3/31/2021144 on 3/30/2022144 on 5/31/2022146 on 3/31/2023149 on 3/29/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN EMRG MKTS EQTY INCM FD COM 757K 143K
ALLSTATE CORP COM 3M 20K
ALPHABET INC CAP STK CL A 5M 25K
AMERICAN EXPRESS CO COM 906K 4K
AMGEN INC COM 2M 7K
APPLE INC COM 393K 2K
BRANDYWINEGBL GBL INCM OPP F COM 935K 113K
CARTERS INC COM 2M 34K
CISCO SYS INC COM 3M 56K
CITIGROUP INC COM NEW 782K 12K
CVS HEALTH CORP COM 3M 56K
DNP SELECT INCOME FD INC COM 272K 33K
FRANKLIN RESOURCES INC COM 2M 92K
INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 437K 24K
INVESCO LTD SHS 2M 138K
INVESCO QQQ TR UNIT SER 1 641K 1K
ISHARES TR CORE 1 5 YR USD 11M 224K
ISHARES TR CORE S&P MCP ETF 286K 5K
ISHARES TR CORE S&P SCP ETF 460K 4K
ISHARES TR LATN AMER 40 ETF 244K 10K
ISHARES TR MSCI EAFE ETF 395K 5K
ISHARES TR MSCI EMG MKT ETF 417K 10K
ISHARES TR RUS 2000 VAL ETF 237K 2K
ISHARES TR S&P 500 VAL ETF 245K 1K
ISHARES U S ETF TR BLACKROCK SH DUR 12M 241K
ISHARES U S ETF TR BLACKROCK SHORT 251K 5K
JPMORGAN CHASE & CO. COM 4M 18K
MANPOWERGROUP INC WIS COM 2M 32K
MEDTRONIC PLC SHS 1M 14K
MICROSOFT CORP COM 4M 8K
MORGAN STANLEY EMERGING MKTS COM 7M 2M
OMNICOM GROUP INC COM 2M 25K
PUBLIC STORAGE OPER CO COM 231K 803
PVH CORPORATION COM 2M 21K
QORVO INC COM 2M 13K
QUALCOMM INC COM 386K 2K
RLJ LODGING TR COM 4M 455K
ROYCE MICRO-CAP TR INC COM 9M 997K
ROYCE SMALL CAP TRUST INC COM 428K 30K
SELECT SECTOR SPDR TR ENERGY 252K 3K
SKYWORKS SOLUTIONS INC COM 1M 12K
SPDR S&P 500 ETF TR TR UNIT 335K 615
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 216K 404
TEMPLETON EMERGING MKTS FD COM 2M 124K
THE CIGNA GROUP COM 3M 8K
VANGUARD INDEX FDS REAL ESTATE ETF 236K 3K
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 244K 6K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 450K 9K
VANGUARD WORLD FD INF TECH ETF 477K 827
VIATRIS INC COM 4M 348K
VISHAY INTERTECHNOLOGY INC COM 2M 74K
WARNER BROS DISCOVERY INC COM SER A 3M 420K