ALEXANDER RANDOLPH ADVISORY INC
Adviser information for ALEXANDER RANDOLPH ADVISORY INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Virginia, United States |
Employees
Total Number of Employees | 7 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 424 | $247.7M |
Non-Discretionary | 75 | $113.4M |
Total | 499 | $361.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 48 | $22.7M |
HNW Individuals | 100 | $338.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $218,664 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 29 |
No. of Non-U.S. Clients | 3 |
No. of Financial Planning Clients | 51-100 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
8200 GREENSBORO DRIVESUITE 1125
MCLEAN
VA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 703-734-1507, Fax: 703-556-9264
Websites
Chief Compliance Officer
GARY SCHLAFFER
CHAIRMAN & CHIEF COMPLIANCE OFFICER
8200 GREENSBORO DRIVE
SUITE 1125
MCLEAN
VA
United States
Tel:
703-734-1507 EXT. 7025
Fax:
703-556-9264
G***@**************M
(Full email address available in API data)
Regulatory Contact
MATTHEW SHRIVER
PRINCIPAL
8200 GREENSBORO DRIVE
SUITE 1125
MCLEAN
VA
United States
Tel:
703-734-1507 EXT 7018
Fax:
703-556-9264
M***@**************M
(Full email address available in API data)
Industry Affiliates
3504 LILLARD COURT, FAIRFAX, VA 22033 | Accountant or accounting firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KRUEGER, ROBERT, ANDREW | Individual | – | PRINCIPAL | 01/2002 | 10-25% |
SCHLAFFER, GARY, WILLIAM | Individual | – | CHAIRMAN & CHIEF COMPLIANCE OFFICER | 01/2002 | > 75% |
SHRIVER, MATTHEW, DAVID | Individual | – | DIRECTOR | 12/2009 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABRDN EMRG MKTS EQTY INCM FD | COM | 757K | 143K | – |
ALLSTATE CORP | COM | 3M | 20K | – |
ALPHABET INC | CAP STK CL A | 5M | 25K | – |
AMERICAN EXPRESS CO | COM | 906K | 4K | – |
AMGEN INC | COM | 2M | 7K | – |
APPLE INC | COM | 393K | 2K | – |
BRANDYWINEGBL GBL INCM OPP F | COM | 935K | 113K | – |
CARTERS INC | COM | 2M | 34K | – |
CISCO SYS INC | COM | 3M | 56K | – |
CITIGROUP INC | COM NEW | 782K | 12K | – |
CVS HEALTH CORP | COM | 3M | 56K | – |
DNP SELECT INCOME FD INC | COM | 272K | 33K | – |
FRANKLIN RESOURCES INC | COM | 2M | 92K | – |
INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 437K | 24K | – |
INVESCO LTD | SHS | 2M | 138K | – |
INVESCO QQQ TR | UNIT SER 1 | 641K | 1K | – |
ISHARES TR | CORE 1 5 YR USD | 11M | 224K | – |
ISHARES TR | CORE S&P MCP ETF | 286K | 5K | – |
ISHARES TR | CORE S&P SCP ETF | 460K | 4K | – |
ISHARES TR | LATN AMER 40 ETF | 244K | 10K | – |
ISHARES TR | MSCI EAFE ETF | 395K | 5K | – |
ISHARES TR | MSCI EMG MKT ETF | 417K | 10K | – |
ISHARES TR | RUS 2000 VAL ETF | 237K | 2K | – |
ISHARES TR | S&P 500 VAL ETF | 245K | 1K | – |
ISHARES U S ETF TR | BLACKROCK SH DUR | 12M | 241K | – |
ISHARES U S ETF TR | BLACKROCK SHORT | 251K | 5K | – |
JPMORGAN CHASE & CO. | COM | 4M | 18K | – |
MANPOWERGROUP INC WIS | COM | 2M | 32K | – |
MEDTRONIC PLC | SHS | 1M | 14K | – |
MICROSOFT CORP | COM | 4M | 8K | – |
MORGAN STANLEY EMERGING MKTS | COM | 7M | 2M | – |
OMNICOM GROUP INC | COM | 2M | 25K | – |
PUBLIC STORAGE OPER CO | COM | 231K | 803 | – |
PVH CORPORATION | COM | 2M | 21K | – |
QORVO INC | COM | 2M | 13K | – |
QUALCOMM INC | COM | 386K | 2K | – |
RLJ LODGING TR | COM | 4M | 455K | – |
ROYCE MICRO-CAP TR INC | COM | 9M | 997K | – |
ROYCE SMALL CAP TRUST INC | COM | 428K | 30K | – |
SELECT SECTOR SPDR TR | ENERGY | 252K | 3K | – |
SKYWORKS SOLUTIONS INC | COM | 1M | 12K | – |
SPDR S&P 500 ETF TR | TR UNIT | 335K | 615 | – |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 216K | 404 | – |
TEMPLETON EMERGING MKTS FD | COM | 2M | 124K | – |
THE CIGNA GROUP | COM | 3M | 8K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 236K | 3K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 244K | 6K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 450K | 9K | – |
VANGUARD WORLD FD | INF TECH ETF | 477K | 827 | – |
VIATRIS INC | COM | 4M | 348K | – |
VISHAY INTERTECHNOLOGY INC | COM | 2M | 74K | – |
WARNER BROS DISCOVERY INC | COM SER A | 3M | 420K | – |