ADRIAN DAY ASSET MANAGEMENT
GLOBAL STRATEGIC MANAGEMENT INC Legal Name
Adviser information for ADRIAN DAY ASSET MANAGEMENT last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 241 | $101.5M |
| Non-Discretionary | 0 | $0 |
| Total | 241 | $101.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $4.4M |
| HNW Individuals | 103 | $94.5M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.4M |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $113,572 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 8 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-39145 |
|---|---|
| SEC ERA File Number | 801-39145 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105985 |
| Legal Entity Identifier | 5493000GWOSINLXXND35 |
Principal Office
LOTS 81-82, STREET C, STE. 206DORADO
PR
United States
Monday - Friday, 10 A.M. TO 4 P.M.
Tel: 410-224-2037, Fax: None
Chief Compliance Officer
MICHAEL QUAIN, ACTING AS PRINCIPAL IN QUAIN COMPLIANCE CONSULTING, LLC
16 HICKORY DRIVE
EAST STROUDSBURG
PA
United States
Tel:
646-232-3827
M*@************M
(Full email address available in API data)
Industry Affiliates
| EURO PACIFIC ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAY, ADRIAN, VINCENT | Individual | – | CHAIRMAN, PRESIDENT, TREASURER | 04/1991 | > 75% |
| MICHAEL QUAIN, ACTING AS PRINCIPAL IN QUAIN COMPLIANCE CONSULTING, LLC | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2014 | < 5% |
| ANDERES, KAREN, RENEE | Individual | – | SECRETARY | 08/2020 | < 5% |
| DAY, EMILY, VICTORIA | Individual | – | ASSISTANT SECRETARY | 09/2021 | < 5% |