Hedge Fund Database

PETRA FINANCIAL ADVISORS INC

Adviser information for PETRA FINANCIAL ADVISORS INC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,185 $357.2M
Non-Discretionary 0 $0
Total 1,185 $357.2M

Clients

Type Number RAUM
Individuals 276 $92.7M
HNW Individuals 100 $256.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $4.7M
Charitable organizations 5 $3.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-39169
SEC ERA File Number 801-39169
SEC CIK Numbers 1971427
SEC CRD Numbers 107196
Legal Entity Identifier None

Principal Office

2 NORTH NEVADA AVE SUITE 1300
COLORADO SPRINGS
CO
United States
Monday - Friday, MON-THUR 8:30 - 5:00; FRI 8:00-4:00
Tel: 719-636-9000, Fax: 719-636-9151

Websites

lighthousefinancialllc.com/ www.facebook.com/lighthousefinancialllc/ www.petrafinancial.com

Chief Compliance Officer

CRYSTAL KARSTENS
PARAPLANNER
2 N. NEVADA AVE, STE 1300
COLORADO SPRINGS
CO
United States
Tel: (719) 636-9000
Fax: (719) 636-9151
(Full email address available in API data)

Regulatory Contact

DAVID FORBES
PRESIDENT
2 N. NEVADA AVE, STE 1300
COLORADO SPRINGS
CO
United States
Tel: (719) 636-9000
Fax: (719) 636-9151
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
THE MAJ TRUST DATED AUGUST 8, 2008 Domestic Entity – TRUST 07/2019 25-50%
FORBES, DAVID, STEPHEN Individual – CHAIRMAN 07/2019 25-50%
FORBES, JONATHAN, STEPHEN Individual – PRESIDENT/CERTIFIED FINANCIAL PLANNER 07/2019 10-25%
WALTON, BILL, JACK Individual THE MAJ TRUST DATED AUGUST 8, 2008 TRUSTEE 07/2019
Karstens, Crystal, Faith Individual – CHIEF COMPLIANCE OFFICER 03/2023 < 5%

No. Employees, Historic

2010020192020202120222023202420257 on 8/1/20197 on 11/7/20197 on 3/20/20207 on 6/2/20207 on 9/16/20207 on 9/22/20208 on 3/12/20218 on 4/1/20218 on 3/16/20228 on 3/24/20228 on 9/28/20228 on 9/30/20228 on 9/30/202211 on 3/14/202311 on 4/11/202311 on 4/13/202311 on 4/13/202314 on 3/22/2024

RAUM, Historic

400M200M02019202020212022202320242025123693135 on 8/1/2019123693135 on 11/7/2019158993379 on 3/20/2020158993379 on 6/2/2020158993379 on 9/16/2020158993379 on 9/22/2020174090333 on 3/12/2021174090333 on 4/1/2021248967083 on 3/16/2022248967083 on 3/24/2022248967083 on 9/28/2022248967083 on 9/30/2022248967083 on 9/30/2022305765819 on 3/14/2023305765819 on 4/11/2023305765819 on 4/13/2023305765819 on 4/13/2023357186375 on 3/22/2024

No. Clients, Historic

40020002019202020212022202320242025132 on 8/1/2019132 on 11/7/2019127 on 3/20/2020127 on 6/2/2020127 on 9/16/2020127 on 9/22/2020133 on 3/12/2021133 on 4/1/2021160 on 3/16/2022160 on 3/24/2022160 on 9/28/2022160 on 9/30/2022160 on 9/30/2022301 on 3/14/2023301 on 4/11/2023301 on 4/13/2023301 on 4/13/2023381 on 3/22/2024

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABERCROMBIE & FITCH CO CL A 1M 6K –
ALPHABET INC CAP STK CL A 387K 2K –
AMAZON COM INC COM 372K 2K –
APPLE INC COM 955K 5K –
ARCH CAP GROUP LTD ORD 1M 10K –
ARISTA NETWORKS INC COM 1M 3K –
BALL CORP COM 289K 5K –
BAYTEX ENERGY CORP COM 54K 15K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K –
BLACKROCK FLOATING RATE INCO COM 231K 18K –
BOOZ ALLEN HAMILTON HLDG COR CL A 777K 5K –
BROADCOM INC COM 2M 1K –
CAMTEK LTD ORD 1M 8K –
CNX RES CORP COM 2M 73K –
COLUMBIA ETF TR II EM CORE EX ETF 5M 167K –
COSTCO WHSL CORP NEW COM 2M 2K –
CROWDSTRIKE HLDGS INC CL A 935K 2K –
CVS HEALTH CORP COM 259K 4K –
DIREXION SHS ETF TR AUSPCE CMD STG 2M 59K –
DUKE ENERGY CORP NEW COM NEW 448K 4K –
E L F BEAUTY INC COM 3M 12K –
EATON VANCE MUN BD FD COM 180K 17K –
ELI LILLY & CO COM 2M 2K –
EMCOR GROUP INC COM 647K 2K –
EXXON MOBIL CORP COM 252K 2K –
FARMLAND PARTNERS INC COM 534K 46K –
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 368K 4K –
FIRST TR INTER DURATN PFD & COM 2M 98K –
FRANKLIN TEMPLETON ETF TR FTSE UNTD KGDM 761K 29K –
FREEPORT-MCMORAN INC CL B 268K 6K –
FTAI AVIATION LTD SHS 1M 10K –
GE AEROSPACE COM NEW 1M 7K –
GUGGENHEIM STRATEGIC OPPORTU COM SBI 4M 269K –
IES HLDGS INC COM 476K 3K –
INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 348K 6K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 3M 51K –
INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 2M 57K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 735K 4K –
INVESCO MUN OPPORTUNITY TR COM 579K 57K –
INVESCO QUALITY MUN INCOME T COM 99K 10K –
ISHARES GOLD TR ISHARES NEW 466K 11K –
ISHARES TR CORE S&P500 ETF 420K 767 –
ISHARES TR S&P 500 GRWT ETF 318K 3K –
ISHARES TR 20 YR TR BD ETF 864K 9K –
ISHARES TR RUS MD CP GR ETF 6M 55K –
ISHARES TR S&P MC 400GR ETF 432K 5K –
ISHARES TR S&P MC 400VL ETF 244K 2K –
ISHARES TR CORE S&P SCP ETF 302K 3K –
ISHARES TR SP SMCP600VL ETF 203K 2K –
ISHARES TR SHRT NAT MUN ETF 585K 6K –
ISHARES TR NATIONAL MUN ETF 1M 12K –
ISHARES TR 3 7 YR TREAS BD 370K 3K –
ISHARES TR US TREAS BD ETF 541K 24K –
ISHARES TR A RATE CP BD ETF 616K 13K –
ISHARES TR MSCI UK SM ETF 540K 15K –
ISHARES TR CORE MSCI EAFE 485K 7K –
ISHARES TR CYBERSECURITY 302K 7K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 5M 103K –
JPMORGAN CHASE & CO. COM 201K 995 –
KOPIN CORP COM 8K 10K –
LISTED FD TR CORE ALT FD 6M 227K –
MARATHON PETE CORP COM 1M 8K –
MCKESSON CORP COM 1M 2K –
META PLATFORMS INC CL A 1M 2K –
MICROSOFT CORP COM 3M 6K –
NUVEEN AMT FREE QLTY MUN INC COM 1M 129K –
NUVEEN MUN VALUE FD INC COM 134K 16K –
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 2M 126K –
NUVEEN PFD & INCOME OPPORTUN COM 2M 201K –
NVIDIA CORPORATION COM 5M 43K –
PARSONS CORP DEL COM 748K 9K –
PEPSICO INC COM 477K 3K –
PIMCO ETF TR INTER MUN BD ACT 803K 15K –
PULTE GROUP INC COM 904K 8K –
QUANTA SVCS INC COM 1M 4K –
SCHWAB STRATEGIC TR US LRG CAP ETF 1M 21K –
SCHWAB STRATEGIC TR US LCAP GR ETF 2M 19K –
SCHWAB STRATEGIC TR US LCAP VA ETF 5M 63K –
SCHWAB STRATEGIC TR US SML CAP ETF 3M 63K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 2M 23K –
SCHWAB STRATEGIC TR US TIPS ETF 279K 5K –
SEI EXCHANGE TRADED FUNDS ENHANCED US LRG 498K 15K –
SEI EXCHANGE TRADED FUNDS ENHANCED US LRG 1M 31K –
SEI EXCHANGE TRADED FUNDS ENHANCED US LRG 1M 32K –
SELECT SECTOR SPDR TR SBI CONS STPLS 300K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 869K 4K –
SELECT SECTOR SPDR TR SBI INT-UTILS 273K 4K –
SHELL PLC SPON ADS 200K 3K –
SPDR GOLD TR GOLD SHS 5M 24K –
SPDR S&P 500 ETF TR TR UNIT 287K 528 –
SPDR SER TR PORTFOLIO LN TSR 2M 82K –
SPDR SER TR S&P BIOTECH 821K 9K –
SPDR SER TR PORTFLI HIGH YLD 266K 11K –
SPDR SER TR BLOOMBERG 1-3 MO 315K 3K –
SPROTT FDS TR URANIUM MINERS E 2M 33K –
STARBUCKS CORP COM 261K 3K –
SUPER MICRO COMPUTER INC COM 3M 4K –
TRANSOCEAN LTD REGISTERED SHS 98K 18K –
VALERO ENERGY CORP COM 625K 4K –
VANECK ETF TRUST INTRMDT MUNI ETF 709K 15K –
VANECK ETF TRUST HIGH YLD MUNIETF 207K 4K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 419K 6K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 330K 7K –
VANGUARD INDEX FDS REAL ESTATE ETF 311K 4K –
VANGUARD INDEX FDS GROWTH ETF 796K 2K –
VANGUARD INDEX FDS VALUE ETF 401K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 608K 2K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 320K 5K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 627K 14K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 617K 9K –
VANGUARD MALVERN FDS STRM INFPROIDX 241K 5K –
VANGUARD MUN BD FDS TAX EXEMPT BD 2M 31K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 492K 8K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 819K 11K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 577K 6K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 2M 22K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 285K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 30K –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 209K 3K –
VERIZON COMMUNICATIONS INC COM 344K 8K –
VERTIV HOLDINGS CO COM CL A 716K 8K –
VISTRA CORP COM 495K 6K –
WHEATON PRECIOUS METALS CORP COM 700K 13K –
WISDOMTREE TR US SMALLCAP DIVD 788K 25K –