MERITAGE PORTFOLIO MANAGEMENT, INC.
Adviser information for MERITAGE PORTFOLIO MANAGEMENT, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,379 | $2.2B |
| Non-Discretionary | 114 | $120.5M |
| Total | 1,493 | $2.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 125 | $71.7M |
| HNW Individuals | 390 | $1.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $59.4M |
| Pension and profit sharing plans | 9 | $30.2M |
| Charitable organizations | 17 | $130.5M |
| State or municipal gov entities | <5 | $36.4M |
| Other investment advisers | <5 | $113.8M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $186.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 113.8M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LADENBURG THALMANN INVESTMENT CONSULTING SERVICE | LADENBURG THALMANN ASSET MANAGEMENT INC |
Principal Office
7500 COLLEGE BLVDSUITE 1212
OVERLAND PARK
KS
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 913-345-7000, Fax: 913-345-2213
Chief Compliance Officer
DEBORAH K. EVEANS
VICE PRESIDENT OF FINANCE & CHIEF COMPLIANCE OFFICER
7500 COLLEGE BLVD
SUITE 1212
OVERLAND PARK
KS
United States
Tel:
913-345-7000
Fax:
913-345-2213
D******@********************M
(Full email address available in API data)
Regulatory Contact
EVEANS, MARK EVERETT
PRESIDENT
7500 COLLEGE BLVD
SUITE 1212
OVERLAND PARK
KS
United States
Tel:
913-345-7000
Fax:
913-345-2213
M******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EVEANS, MARK, EVERETT | Individual | – | PRESIDENT, DIRECTOR & CO-CHIEF INVESTMENT OFFICER | 07/1991 | 50-75% |
| KLEIN, JAMES, MILGRAM | Individual | – | DIRECTOR, PRINCIPAL & SENIOR PORTFOLIO MANAGER | 07/1991 | 25-50% |
| BERGMAN, BRADLEY, ANTHONY | Individual | – | OWNER | 09/2003 | 5-10% |
| EVEANS, DEBORAH, KAY | Individual | – | VP OF FINANCE & CHIEF COMPLIANCE OFFICER | 09/2004 | 50-75% |
| DIVINE, SHARON, LEE | Individual | – | PRINCIPAL & SR. PORTFOLIO MANAGER | 01/2008 | < 5% |
| MITCHELL, LEONARD, CURTIS | Individual | – | PRINCIPAL AND SR. PORTFOLIO MGR | 01/2008 | 5-10% |
| SHAFRAN, ZACHARY, HOWARD | Individual | – | CO-CHIEF INVESTMENT OFFICER & SR PORTFOLIO MANAGER | 11/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY ETF | OTHER EQUITIES | 299 | 3K | – |
| ISHARES BARCLAYS INT GOVT/CRED | OTHER EQUITIES | 5K | 51K | – |
| iSHARES INT-TERM CORP BOND ETF | OTHER EQUITIES | 4K | 75K | – |
| ISHARES NATIONAL AMT-FREE MUNI | OTHER EQUITIES | 2K | 16K | – |
| ISHARES NY MUNI BD ETF | OTHER EQUITIES | 214 | 4K | – |
| ISHARES S&P SHORT TERM NATIONA | OTHER EQUITIES | 4K | 40K | – |
| ISHARES SHORT-TERM CORPORATE B | OTHER EQUITIES | 10K | 191K | – |
| SCHWAB INTERMEDIATE-TERM US TR | OTHER EQUITIES | 2K | 50K | – |
| SCHWAB SHORT-TERM U.S. TREASUR | OTHER EQUITIES | 5K | 99K | – |
| SCHWAB US TIPS ETF | OTHER EQUITIES | 2K | 31K | – |
| SPDR BARCLAYS CAPITAL SHRT TER | OTHER EQUITIES | 2K | 41K | – |
| A10 NETWORKS INC | COMMON | 421 | 30K | – |
| ABBOTT LABORATORIES | COMMON | 520 | 5K | – |
| ABBVIE INC | COMMON | 6K | 34K | – |
| ABERCROMBIE & FITCH | COMMON | 297 | 2K | – |
| ACADEMY SPORT AND OUTDOORS INC | COMMON | 419 | 8K | – |
| ACI WORLDWIDE INC | COMMON | 344 | 9K | – |
| ACUITY BRANDS INC | COMMON | 8K | 31K | – |
| ADOBE INC | COMMON | 16K | 29K | – |
| ADT CORP | COMMON | 5K | 638K | – |
| ADVANSIX INC COM | COMMON | 219 | 10K | – |
| AFLAC INC | COMMON | 6K | 70K | – |
| ALGONQUIN POWER & UTILITIES CO | COMMON | 3K | 569K | – |
| ALIBABA GROUP HOLDING LTD ADR | COMMON | 14K | 193K | – |
| ALLISON TRANSMISSION HOLDINGS | COMMON | 2K | 22K | – |
| ALPHABET INC CL A | COMMON | 73K | 401K | – |
| ALPHABET INC CL C | COMMON | 1K | 7K | – |
| ALTRIA GROUP INC | COMMON | 474 | 10K | – |
| AMAZON INC | COMMON | 33K | 172K | – |
| AMCOR PLC | COMMON | 4K | 362K | – |
| AMERICAN ELECTRIC POWER | COMMON | 5K | 55K | – |
| AMERICAN EXPRESS CO | COMMON | 210 | 909 | – |
| AMETEK INC | COMMON | 16K | 97K | – |
| AMGEN | COMMON | 8K | 25K | – |
| APA CORP | COMMON | 10K | 337K | – |
| APPLE HOSPITALITY REIT INC | COMMON | 5K | 334K | – |
| APPLE INC | COMMON | 101K | 479K | – |
| APPLIED INDUSTRIAL TECHNOLOGIE | COMMON | 666 | 3K | – |
| APPLIED MATLS INC | COMMON | 10K | 41K | – |
| ARCBEST CORP | COMMON | 361 | 3K | – |
| ARCH CAPITAL GROUP | COMMON | 9K | 90K | – |
| ARISTA NETWORKS | COMMON | 16K | 46K | – |
| ARROW ELECTRONICS | COMMON | 240 | 2K | – |
| ARTISAN PARTNERS ASSET MANAGEM | COMMON | 5K | 126K | – |
| ASML HOLDING NV | COMMON | 28K | 27K | – |
| AT & T INC | COMMON | 8K | 420K | – |
| ATKORE INTL GROUP INC | COMMON | 881 | 7K | – |
| AUTODESK INC | COMMON | 9K | 35K | – |
| AUTOMATIC DATA PROCESSING | COMMON | 434 | 2K | – |
| AXIS CAPITAL HOLDINGS LTD | COMMON | 6K | 88K | – |
| AXON ENTERPRISE INC | COMMON | 441 | 2K | – |
| B P PLC-SPON ADR | COMMON | 4K | 106K | – |
| BAE SYSTEMS PLC | COMMON | 5K | 71K | – |
| BAR HARBOR BANKSHARES | COMMON | 216 | 8K | – |
| BEACON ROOFING SUPPLY INC. | COMMON | 325 | 4K | – |
| BELLRING BRANDS INC | COMMON | 1K | 19K | – |
| BERKSHIRE HATHAWAY INC-CL A | COMMON | 3K | 5 | – |
| BERKSHIRE HATHAWAY INC CL B | COMMON | 9K | 21K | – |
| BLACK HILLS CORP | COMMON | 3K | 57K | – |
| BOEING CO | COMMON | 2K | 11K | – |
| BOOKING HOLDINGS INC | COMMON | 19K | 5K | – |
| BRISTOL-MYERS SQUIBB | COMMON | 228 | 5K | – |
| BRITISH AMERICAN TOBACCO PLC A | COMMON | 4K | 115K | – |
| BROADCOM LTD | COMMON | 48K | 30K | – |
| BROOKFIELD CORP CL A | COMMON | 443 | 11K | – |
| BUCKLE INC | COMMON | 801 | 22K | – |
| CADENCE DESIGN SYSTEMS INC | COMMON | 25K | 81K | – |
| CALCIMEDICA INC | COMMON | 182 | 46K | – |
| CANADIAN NAT RES LTD | COMMON | 3K | 84K | – |
| CANADIAN PACIFIC KANSAS CITY L | COMMON | 950 | 12K | – |
| CATALYST PHARMACEUTICALS INC | COMMON | 300 | 19K | – |
| CBIZ INC | COMMON | 826 | 11K | – |
| CELLEBRITE DI LTD | COMMON | 297 | 25K | – |
| CENCORA INC | COMMON | 13K | 58K | – |
| CHARTER COMMUNCTNS DEL CL A | COMMON | 245 | 818 | – |
| CHECK POINT SOFTWARE TECH | COMMON | 7K | 42K | – |
| CHEMED CORP | COMMON | 10K | 18K | – |
| CHENIERE ENERGY INC | COMMON | 12K | 67K | – |
| CHEVRON CORP | COMMON | 4K | 26K | – |
| CIRRUS LOGIC INC | COMMON | 415 | 3K | – |
| CISCO SYSTEMS INC | COMMON | 9K | 179K | – |
| CITIGROUP INC | COMMON | 5K | 84K | – |
| CLEAR SECURE INC | COMMON | 327 | 17K | – |
| CME GROUP INC | COMMON | 256 | 1K | – |
| CNO FINANCIAL GROUP | COMMON | 469 | 17K | – |
| COCA-COLA BOTTLING CO | COMMON | 758 | 699 | – |
| COCA-COLA FEMSA SAB DE CV | COMMON | 3K | 31K | – |
| COCA COLA CO | COMMON | 5K | 80K | – |
| COMCAST CORP CL A | COMMON | 5K | 128K | – |
| COMFORT SYSTEMS USA INC | COMMON | 2K | 5K | – |
| COMMERCE BANCSHARES | COMMON | 2K | 37K | – |
| COMMERCIAL METAL | COMMON | 417 | 8K | – |
| CONAGRA FOODS INC | COMMON | 2K | 76K | – |
| CONOCOPHILLIPS | COMMON | 358 | 3K | – |
| CONSOLIDATED BIOFUELS INC | COMMON | 0 | 10K | – |
| CONSTELLATION ENERGY GROUP INC | COMMON | 217 | 1K | – |
| CONTIFINANCIAL LIQ TR UNIT BEN | COMMON | 0 | 47K | – |
| CORCEPT THERAPEUTICS INC | COMMON | 798 | 25K | – |
| CORE & MAIN INC | COMMON | 552 | 11K | – |
| COREBRIDGE FINANCIAL INC | COMMON | 3K | 99K | – |
| CORNING INC | COMMON | 3K | 64K | – |
| COSTCO WHOLESALE CORP | COMMON | 8K | 9K | – |
| COTERRA ENERGY INC. | COMMON | 255 | 10K | – |
| CROCS INC | COMMON | 1K | 8K | – |
| CUMMINS INC | COMMON | 4K | 13K | – |
| DANAHER CORP | COMMON | 444 | 2K | – |
| DISNEY WALT CO DEL | COMMON | 364 | 4K | – |
| DROPBOX INC. | COMMON | 7K | 318K | – |
| DUPONT DE NEMOURS INC | COMMON | 258 | 3K | – |
| E'PRIME AEROSPACE CORPORATION | COMMON | 0 | 19K | – |
| EAGLE MATERIALS | COMMON | 463 | 2K | – |
| EASTMAN CHEMICAL COMPANY | COMMON | 5K | 50K | – |
| EBAY INC | COMMON | 6K | 117K | – |
| ELECTRONIC ARTS INC | COMMON | 6K | 44K | – |
| ELEVANCE HEALTH INC | COMMON | 6K | 12K | – |
| ELI LILLY & CO | COMMON | 6K | 6K | – |
| EMCOR GROUP INC | COMMON | 2K | 6K | – |
| EMPLOYERS HOLDINGS | COMMON | 324 | 8K | – |
| ENI SPA ADR | COMMON | 5K | 172K | – |
| ENTERGY CORP | COMMON | 6K | 59K | – |
| EOG RESOURCES INC | COMMON | 9K | 75K | – |
| ESSENTIAL PROPERTIES REIT | COMMON | 389 | 14K | – |
| ETSY INC. | COMMON | 6K | 105K | – |
| EURONET WORLDWIDE INC | COMMON | 10K | 94K | – |
| EVEREST GROUP LTD | COMMON | 5K | 13K | – |
| EVERGY INC | COMMON | 4K | 84K | – |
| EXELIXIS INC. | COMMON | 9K | 414K | – |
| EXPEDITORS INTL WASH | COMMON | 7K | 56K | – |
| EXTREME NETWORKS INC. | COMMON | 713 | 53K | – |
| EXXON MOBIL CORP | COMMON | 27K | 237K | – |
| FEDERATED HERMES INC | COMMON | 306 | 9K | – |
| FIFTH THIRD BANCORP | COMMON | 5K | 137K | – |
| FINANCIAL SELECT SECTOR SPDR | COMMON | 3K | 80K | – |
| FIRST HORIZON NATIONAL CORP | COMMON | 6K | 371K | – |
| FISERV INC | COMMON | 1K | 7K | – |
| FNB CORP | COMMON | 6K | 429K | – |
| FORTINET INC. | COMMON | 22K | 359K | – |
| FOUR CORNERS PPTY TR I COM | COMMON | 347 | 14K | – |
| FRONTDOOR INC | COMMON | 318 | 9K | – |
| GENERAL DYNAMICS CORP | COMMON | 383 | 1K | – |
| GETTY REALTY CORP | COMMON | 2K | 87K | – |
| GILEAD SCIENCES INC | COMMON | 4K | 61K | – |
| GMS INC | COMMON | 343 | 4K | – |
| GODADDY INC | COMMON | 1K | 10K | – |
| GOLDMAN SACHS GROUP INC | COMMON | 7K | 16K | – |
| GRAINGER W W INC | COMMON | 8K | 9K | – |
| GROUP 1 AUTOMOTIVE INC | COMMON | 847 | 3K | – |
| GSK PLC | COMMON | 6K | 163K | – |
| HF SINCLAIR CORP | COMMON | 4K | 66K | – |
| HOME DEPOT INC | COMMON | 2K | 4K | – |
| HONEYWELL INTL INC | COMMON | 482 | 2K | – |
| HORIZON BANCORP | COMMON | 224 | 18K | – |
| HP INC | COMMON | 4K | 113K | – |
| HSBC HOLDINGS PLC | COMMON | 10K | 234K | – |
| HUMANA INC | COMMON | 11K | 31K | – |
| IDEXX LABORATORIES INC | COMMON | 309 | 635 | – |
| INFORMATICA CORP | COMMON | 8K | 255K | – |
| ING GROEP NV ADR | COMMON | 3K | 193K | – |
| INMODE LTD | COMMON | 246 | 13K | – |
| INSTALLED BUILDING PRODUCTS | COMMON | 1K | 5K | – |
| INTEL CORP | COMMON | 1K | 41K | – |
| INTL BUSINESS MACHINES | COMMON | 7K | 38K | – |
| INVESCO KBW REGIONAL BANKING E | COMMON | 407 | 8K | – |
| ISHARES US TECHNOLOGY ETF | COMMON | 656 | 4K | – |
| JANUS INTERNATIONAL GROUP INC | COMMON | 290 | 23K | – |
| JAZZ PHARMACEUTICALS PLC | COMMON | 9K | 81K | – |
| JOHNSON & JOHNSON | COMMON | 12K | 82K | – |
| JP MORGAN CHASE & CO | COMMON | 11K | 56K | – |
| KIMBERLY CLARK CORP | COMMON | 4K | 27K | – |
| KLA CORPORATION | COMMON | 21K | 25K | – |
| KONTOOR BRANDS INC | COMMON | 3K | 40K | – |
| KORN/FERRY INTERNATIONAL | COMMON | 308 | 5K | – |
| KROGER CO | COMMON | 4K | 77K | – |
| KULICKE AND SOFFA INDUSTRIES I | COMMON | 272 | 6K | – |
| L3HARRIS TECHNOLOGIES INC | COMMON | 316 | 1K | – |
| LADDER CAPITAL CORP | COMMON | 3K | 308K | – |
| LAKE RESOURCES NL | COMMON | 0 | 10K | – |
| LEXINGTON INDUSTRIAL TRUST | COMMON | 4K | 442K | – |
| LOCKHEED MARTIN CORP | COMMON | 332 | 710 | – |
| LOWES COMPANIES | COMMON | 4K | 19K | – |
| MAGNOLIA OIL & GAS CORP | COMMON | 1K | 47K | – |
| MASTERCARD INC | COMMON | 17K | 39K | – |
| MATADOR RESOURCES COMPANY | COMMON | 7K | 111K | – |
| MCDONALDS | COMMON | 8K | 33K | – |
| MCKESSON CORP | COMMON | 406 | 695 | – |
| MEDPACE HOLDINGS | COMMON | 1K | 3K | – |
| MERCEDES-BENZ GROUP AG | COMMON | 10K | 567K | – |
| MERCK & CO INC | COMMON | 5K | 37K | – |
| META PLATFORMS INC. | COMMON | 848 | 2K | – |
| METLIFE INC | COMMON | 2K | 32K | – |
| METLIFE INC | COMMON | 157 | 2K | – |
| MGIC INVESTMENT CORP | COMMON | 466 | 22K | – |
| MICROCHIP TECHNOLOGY | COMMON | 209 | 2K | – |
| MICROSOFT CORP | COMMON | 85K | 190K | – |
| MONDELEZ INTERNATIONAL INC. | COMMON | 344 | 5K | – |
| MSC INDUSTRIAL DIRECT | COMMON | 3K | 39K | – |
| MUELLER INDUSTRIES INC | COMMON | 1K | 19K | – |
| MYFREIGHTWORLD TECHNOLOGIES | COMMON | 0 | 188K | – |
| NAPCO SECURITY TECH INC | COMMON | 358 | 7K | – |
| NAVIENT CORP | COMMON | 421 | 29K | – |
| NESTLE S.A. ADR | COMMON | 258 | 3K | – |
| NETAPP INC. | COMMON | 4K | 32K | – |
| NEXSTAR MEDIA GROUP | COMMON | 697 | 4K | – |
| NEXTERA ENERGY INC | COMMON | 372 | 5K | – |
| NISOURCE INC | COMMON | 5K | 161K | – |
| NNN REIT, INC. | COMMON | 3K | 64K | – |
| NORTHWESTERN CORP | COMMON | 232 | 5K | – |
| NOVA MEASURING INSTRUMENTS LTD | COMMON | 789 | 3K | – |
| NOVARTIS A G SPONSORED ADR | COMMON | 5K | 46K | – |
| NOVO-NORDISK A S ADR | COMMON | 29K | 206K | – |
| NVIDIA CORP | COMMON | 17K | 136K | – |
| O'REILLY AUTOMOTIVE INC | COMMON | 8K | 7K | – |
| OGE ENERGY CORP | COMMON | 343 | 10K | – |
| OLD REPUBLIC INTL | COMMON | 2K | 80K | – |
| OMNICOM | COMMON | 3K | 32K | – |
| OPEN TEXT CORP | COMMON | 3K | 112K | – |
| ORACLE CORP | COMMON | 500 | 4K | – |
| OXFORD INDUSTRIES INC | COMMON | 342 | 3K | – |
| PATRICK INDUSTRIES INC. | COMMON | 823 | 8K | – |
| PAYCHEX INC | COMMON | 2K | 20K | – |
| PAYPAL HOLDINGS INC | COMMON | 8K | 135K | – |
| PEPSICO | COMMON | 1K | 7K | – |
| PFIZER INC | COMMON | 846 | 30K | – |
| PHILIP MORRIS INTERNATIONAL | COMMON | 6K | 62K | – |
| PINNACLE WEST CAPITAL CP | COMMON | 5K | 61K | – |
| PLAINS GP HOLDINGS LP | COMMON | 5K | 277K | – |
| PRESTIGE CONSUMER HEALTHCARE I | COMMON | 744 | 11K | – |
| PRIMERICA INC. | COMMON | 333 | 1K | – |
| PROCTER & GAMBLE CO | COMMON | 11K | 65K | – |
| PROGRESS SOFTWARE CORP | COMMON | 674 | 12K | – |
| PUBLIC SERVICE ENTERPRISE GRP | COMMON | 5K | 70K | – |
| PULTEGROUP INC | COMMON | 6K | 51K | – |
| QUALCOMM | COMMON | 10K | 49K | – |
| RADIAN GROUP INC | COMMON | 3K | 94K | – |
| RAMBUS INC | COMMON | 723 | 12K | – |
| RELIANCE INC | COMMON | 8K | 30K | – |
| RIO TINTO PLC SPONSORED ADR | COMMON | 3K | 39K | – |
| RIVIAN AUTOMOTIVE INC | COMMON | 1K | 75K | – |
| ROCHE HLDG LTD SPONSORED ADR | COMMON | 6K | 172K | – |
| S&P GLOBAL INC | COMMON | 505 | 1K | – |
| SALESFORCE.COM INC. | COMMON | 5K | 21K | – |
| SANGAMO BIOSCIENCES INC | COMMON | 28 | 78K | – |
| SCHLUMBERGER LTD | COMMON | 656 | 14K | – |
| SEABOARD CORP | COMMON | 6K | 2K | – |
| SHELL PLC | COMMON | 4K | 49K | – |
| SIEMENS A G SPONSORED ADR | COMMON | 5K | 52K | – |
| SK TELECOM LTD SPONSORED ADR | COMMON | 3K | 123K | – |
| SKYLINE CHAMPION CORP | COMMON | 321 | 5K | – |
| SKYWORKS SOLUTIONS INC. | COMMON | 5K | 44K | – |
| SLM CORPORATION | COMMON | 304 | 15K | – |
| SM ENERGY CO | COMMON | 453 | 10K | – |
| SNAP-ON INC | COMMON | 6K | 22K | – |
| SOLARWINDS INC. | COMMON | 304 | 25K | – |
| SONOCO PRODUCTS COMPANY | COMMON | 4K | 75K | – |
| STATE STREET CORPORATION | COMMON | 5K | 63K | – |
| STERLING INFRASTRUCTURE INC | COMMON | 2K | 15K | – |
| STIFEL FINL CORP | COMMON | 539 | 6K | – |
| STRYKER CORP | COMMON | 592 | 2K | – |
| SUN LIFE FINANCIAL INC. | COMMON | 4K | 86K | – |
| SUPERNUS PHARMACEUTICALS INC | COMMON | 1K | 40K | – |
| SYNOPSYS | COMMON | 226 | 379 | – |
| TAPESTRY INC | COMMON | 6K | 148K | – |
| TAYLOR MORRISON HOME CORP | COMMON | 570 | 10K | – |
| TEGNA INC | COMMON | 291 | 21K | – |
| THERMO FISHER SCIENTIFIC INC | COMMON | 835 | 2K | – |
| TINYBEANS GROUP PTY LTD | COMMON | 4 | 125K | – |
| TRINET GROUP INC | COMMON | 316 | 3K | – |
| UFP INDUSTRIES, INC | COMMON | 405 | 4K | – |
| UGI CORP | COMMON | 3K | 123K | – |
| UMB FINL CORP | COMMON | 2K | 22K | – |
| UNILEVER PLC SPON ADR | COMMON | 3K | 46K | – |
| UNITED PARCEL SERVICE CL B | COMMON | 3K | 24K | – |
| UNITED STATES OIL FUND LP ETF | COMMON | 279 | 4K | – |
| UNITED THERAPEUTIC DEL | COMMON | 375 | 1K | – |
| UNITEDHEALTH GROUP INC | COMMON | 8K | 15K | – |
| UNITIL CORP | COMMON | 275 | 5K | – |
| UPBOUND GROUP INC | COMMON | 2K | 72K | – |
| US BANCORP | COMMON | 832 | 21K | – |
| UTILITIES SELECT SECTOR SPDR | COMMON | 7K | 107K | – |
| VANGUARD CONSUMER STAPLES ETF | COMMON | 494 | 2K | – |
| VERALTO CORP | COMMON | 15K | 156K | – |
| VERIZON COMMUNICATIONS | COMMON | 316 | 8K | – |
| VERTEX PHARMACEUTICALS INC | COMMON | 17K | 37K | – |
| VIRTUS INVESTMENT PARTNERS INC | COMMON | 4K | 16K | – |
| VOYA FINANCIAL INC | COMMON | 532 | 7K | – |
| W P CAREY & CO LLC | COMMON | 5K | 88K | – |
| WAL-MART STORES INC | COMMON | 4K | 59K | – |
| WELLS FARGO COMPANY | COMMON | 8K | 142K | – |
| WESTERN ALLIANCE BANCORP | COMMON | 442 | 7K | – |
| WILLIAMS-SONOMA INC | COMMON | 15K | 54K | – |
| WISCONSIN ENERGY CORP | COMMON | 3K | 37K | – |
| WOORI FINANCIAL GROUP | COMMON | 5K | 145K | – |
| WPP PLC | COMMON | 3K | 55K | – |
| XP INC | COMMON | 3K | 198K | – |
| YELP INC | COMMON | 492 | 13K | – |
| ZEBRA TECHNOLOGIES CORP | COMMON | 575 | 2K | – |
| ZURICH INSURANCE GROUP LTD ADR | COMMON | 3K | 64K | – |
| ARK 21SHARES BITCOIN ETF | OTHER EQUITIES | 472 | 8K | – |
| GUGGENHEIM S&P 500 PURE GROWTH | OTHER EQUITIES | 224 | 6K | – |
| INVESCO QQQ TRUST SERIES1 | OTHER EQUITIES | 914 | 2K | – |
| INVESCO S&P 500 EQUAL WEIGHT | OTHER EQUITIES | 226 | 1K | – |
| INVESCO S&P 500 HIGH DIV LOW V | OTHER EQUITIES | 1K | 28K | – |
| ISHARES COMEX GOLD TRUST | OTHER EQUITIES | 341 | 8K | – |
| ISHARES RUSSELL 1000 GROWTH | OTHER EQUITIES | 10K | 27K | – |
| ISHARES RUSSELL 1000 INDEX | OTHER EQUITIES | 840 | 3K | – |
| ISHARES RUSSELL 1000 VALUE | OTHER EQUITIES | 5K | 27K | – |
| ISHARES RUSSELL 2000 | OTHER EQUITIES | 408 | 2K | – |
| ISHARES S&P 500 INDEX | OTHER EQUITIES | 10K | 19K | – |
| ISHARES S&P SMALLCAP 600 | OTHER EQUITIES | 2K | 20K | – |
| ISHARES SILVER TRUST | OTHER EQUITIES | 1K | 45K | – |
| ISHARES TR RUSSELL 3000 | OTHER EQUITIES | 222 | 720 | – |
| S & P 500 DEPOSITARY RECEIPT | OTHER EQUITIES | 7K | 13K | – |
| SCHWAB US BROAD MARKET ETF | OTHER EQUITIES | 1K | 23K | – |
| SCHWAB US LARGE-CAP GROWTH ETF | OTHER EQUITIES | 2K | 22K | – |
| SCHWAB US LARGE-CAP VALUE ETF | OTHER EQUITIES | 761 | 10K | – |
| SPDR DOW JONES INDUSTRIAL AVER | OTHER EQUITIES | 657 | 2K | – |
| SPDR GOLD TRUST | OTHER EQUITIES | 424 | 2K | – |
| SPDR S&P 500 GROWTH ETF | OTHER EQUITIES | 8K | 100K | – |
| SPDR S&P 500 VALUE ETF | OTHER EQUITIES | 11K | 224K | – |
| SPDR S&P 600 SMALL CAP VALUE E | OTHER EQUITIES | 2K | 25K | – |
| SPDR S&P DIVIDEND ETF | OTHER EQUITIES | 677 | 5K | – |
| VANGUARD ESG US STOCK ETF | OTHER EQUITIES | 627 | 6K | – |
| VANGUARD GROWTH ETF | OTHER EQUITIES | 1K | 4K | – |
| VANGUARD HIGH DIVIDEND YIELD E | OTHER EQUITIES | 2K | 18K | – |
| VANGUARD MID-CAP ETF | OTHER EQUITIES | 205 | 845 | – |
| VANGUARD S&P 500 ETF | OTHER EQUITIES | 392 | 783 | – |
| VANGUARD SMALL-CAP ETF | OTHER EQUITIES | 752 | 3K | – |
| VANGUARD SMALL CAP GROWTH ETF | OTHER EQUITIES | 3K | 11K | – |
| VANGUARD TOTAL STOCK MKT ETF | OTHER EQUITIES | 4K | 17K | – |
| VANGUARD VALUE ETF | OTHER EQUITIES | 469 | 3K | – |
| ISHARES MSCI EAFE INDEX FUND | INTL EQUITIES | 267 | 3K | – |
| SPDR PORTFOLIO WORLD ex-US | INTL EQUITIES | 321 | 9K | – |
| VANGUARD FTSE ALL-WORLD EX-US | INTL EQUITIES | 1K | 19K | – |
| VANGUARD TOTAL INTL STOCK ETF | INTL EQUITIES | 889 | 15K | – |
| GAMIDA CELL LTD CONTINGENT VAL | RIGHTS | 0 | 25K | – |