ASSET CONSULTING GROUP, LLC
Adviser information for ASSET CONSULTING GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 46 |
|---|---|
| Investment Advisory/Research | 29 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 21 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $613.9M |
| Non-Discretionary | 8 | $168.3M |
| Total | 21 | $782.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 63 | $434.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $0 |
| Charitable organizations | 39 | $347.7M |
| State or municipal gov entities | 34 | $0 |
| Other investment advisers | 4 | $0 |
| Insurance companies | 9 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 2 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 132 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)ASSET CONSULTING GROUP (ACG) PROVIDES COMPREHENSIVE INVESTMENT CONSULTING SERVICES TO TAXABLE AND TAX-EXEMPT ENTITIES. |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-39372 |
|---|---|
| SEC ERA File Number | 801-39372 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107574 |
| Legal Entity Identifier | None |
Principal Office
231 SOUTH BEMISTON AVENUE14TH FLOOR
CLAYTON
MO
United States
Monday - Friday, 8:00A.M. TO 5:00P.M.
Tel: 314-862-4848, Fax: 314-862-5967
Websites
Chief Compliance Officer
JASON C. PULOS
MANAGING DIRECTOR
231 SOUTH BEMISTON AVENUE
CLAYTON
MO
United States
Tel:
314-862-4848
Fax:
314-862-5967
J**********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUETH, DONALD, JOHN | Individual | – | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | 01/2004 | < 5% |
| TARLAS, DANIEL, CHRISTOPHER | Individual | – | SENIOR MANAGING DIRECTOR | 03/2014 | < 5% |
| TARLAS, GEORGE, ANTHONY | Individual | – | SENIOR MANAGING DIRECTOR | 03/2014 | < 5% |
| PULOS, JASON, CONSTANTINE | Individual | – | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | 01/2010 | < 5% |
| GUGGENHEIM PARTNERS, LLC | Domestic Entity | GWM HOLDCO, LLC | MEMBER | 12/2008 | > 75% |
| GUGGENHEIM CAPITAL, LLC | Domestic Entity | GUGGENHEIM PARTNERS, LLC | MEMBER | 10/2005 | > 75% |
| GWM HOLDCO, LLC | Domestic Entity | – | MEMBER | 12/2008 | > 75% |
| SAGE ASSETS, INC | Domestic Entity | GUGGENHEIM CAPITAL, LLC | MEMBER | 12/2008 | 25-50% |
| SAMMONS ENTERPRISES, INC. | Domestic Entity | CONSOLIDATED INVESTMENT SERVICES, INC. | SHAREHOLDER | 12/2008 | > 75% |
| CONSOLIDATED INVESTMENT SERVICES, INC. | Domestic Entity | SAMMONS EQUITY ALLIANCE, INC. | SHAREHOLDER | 07/2011 | > 75% |
| SAMMONS ENTERPRISES, INC. ESOT | Domestic Entity | SAMMONS ENTERPRISES, INC. | SHAREHOLDER | 03/2010 | > 75% |
| SAMMONS EQUITY ALLIANCE, INC. | Domestic Entity | SAGE ASSETS, INC. | SHAREHOLDER | 07/2011 | > 75% |
| GREATBANC TRUST COMPANY, TRUSTEE | Domestic Entity | SAMMONS ENTERPRISES, INC. ESOT | TRUSTEE | 01/2010 | |
| GUGGENHEIM CAPITAL, LLC | Domestic Entity | GUGGENHEIM MANAGER, INC | SHAREHOLDER | 11/2000 | > 75% |
| GUGGENHEIM MANAGER, INC. | Domestic Entity | GWM HOLDCO, LLC | MANAGING MEMBER | 01/2011 |