REVIEW SERVICES INC
Adviser information for REVIEW SERVICES INC last updated from Form ADV on September 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 794 | $159.3M |
| Total | 794 | $159.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 116 | $61.6M |
| HNW Individuals | 63 | $97.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-39487 |
|---|---|
| SEC ERA File Number | 801-39487 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110277 |
| Legal Entity Identifier | None |
Principal Office
13255 WEST BLUEMOUND ROADSUITE 205
BROOKFIELD
WI
United States
Monday - Friday, 8:30 A.M.-5:00 P.M.
Tel: 262-784-9690, Fax: 262-784-3751
Chief Compliance Officer
TIM A. KONICKE
PRESIDENT
13255 W. BLUEMOUND RD.
STE 205
BROOKFIELD
WI
United States
Tel:
262-784-9690
Fax:
262-784-3751
T**@********************M
(Full email address available in API data)
Regulatory Contact
GARY CLAYTON
COMPLIANCE CONSULTANT
PO BOX 10254
KNOXVILLE
TN
United States
Tel:
865-770-1024
S******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIEFER, PATRICIA, ANNE | Individual | – | VICE PRESIDENT, SECRETARY, TREASURER | 04/1987 | 50-75% |
| KONICKE, TIM, ALLEN | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 04/1987 | 50-75% |