JARISLOWSKY FRASER LTD
JARISLOWSKY, FRASER LIMITED Legal Name
Adviser information for JARISLOWSKY FRASER LTD last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | OCTOBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 240 |
|---|---|
| Investment Advisory/Research | 73 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 8 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7,918 | $34.2B |
| Non-Discretionary | 0 | $0 |
| Total | 7,918 | $34.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,514 | $1.1B |
| HNW Individuals | 1,636 | $7.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $46.5M |
| Pension and profit sharing plans | 121 | $6.1B |
| Charitable organizations | 208 | $4.4B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 17 | $4.6B |
| Sovereign wealth funds and foreign official institutions | <5 | $740.3M |
| Corporations or other businesses | 129 | $4.5B |
| Other | 20 | $4.9B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 194.3M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| EDWARD JONES ADVISORY SOLUTIONS UNIFIED MANAGED ACCOUNT PROGRAM | EDWARD JONES |
| OUTSIDE MANAGER ADVISORY CLIENT PROGRAM | RAYMOND JAMES & ASSOCIATES, INC. |
| AMBASSADOR PORTFOLIO SERVICES | NATIONAL BANK OF CANADA FINANCIAL INC. |
| DESJARDINS US STRATEGY | DESJARDINS SECURITIES INTERNATIONAL INC. |
| WEALTH MANAGEMENT DARWIN PORTFOLIOS | DESJARDINS SECURITIES INTERNATIONAL INC. |
| INVESTMENT COUNSELING PROGRAM | CANACCORD GENUITY WEALTH MANAGEMENT |
| ALIGNED CAPITAL PARTNERS SMA | ALIGNED CAPITAL PARTNERS INC. |
| CREDENTIAL MANAGED ACCOUNT ADVISORY | CREDENTIAL SECURITIES INC. |
| NBCN MANAGED ACCOUNTS SOLUTIONS | NATIONAL BANK OF CANADA FINANCIAL INC. |
| ECHELON WEALTH PARTNERS SEPARATELY MANAGED ACCOUNT | ECHELON WEALTH PARTNERS |
| NBCN WRAP PROGRAM | NATIONAL BANK OF CANADA FINANCIAL INC. |
| NBF BASKET - NBF INC | NATIONAL BANK OF CANADA FINANCIAL INC. |
| AMERIPRISE SELECT SEPARATE ACCOUNT PROGRAM | AMERIPRISE FINANCIAL |
| GOLD LEAF MANAGED SOLUTIONS | HAYWOOD SECURITIES (USA) INC. |
| PROVISUS WEALTH MANAGEMENT PROGRAMS | PROVISUS INVESTMENT ADVISORY SERVICES |
| SCOTIA MCLEOD INVESTMENT PORTFOLIOS PROGRAM | SCOTIA MCLEOD |
| MD PRIVATE INVESTMENT COUNSEL | MD FINANCIAL MANAGEMENT |
| SCOTIA INVERLAT CASA DE BOLSA | SCOTIA INVERLAT S.A. |
| ACCESS PROGRAM | RBC DOMINION SECURITIES (CANADA) |
| A+ PROGRAM | RBC DOMINION SECURITIES (CANADA) |
| PREMIER PROGRAM | TD WEALTH (CANADA) |
| BMO-NESBITT BURNS ADVANCE PROGRAM | BMO NESBITT BURNS SECURITIES LTD. |
| MASTERS PROGRAM | MANULIFE FINANCIAL (CANADA) |
| RPFL SEPARATELY MANAGED ACCOUNT PROGRAM | RICHARDSON WEALTH (USA) LIMITED |
| PARTNERS PROGRAM | RAYMOND JAMES LTD. |
Identifiers
| SEC RIA File Number | 801-39502 |
|---|---|
| SEC ERA File Number | 801-39502 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107390 |
| Legal Entity Identifier | 254900X6JUCKCBQTFL22 |
Principal Office
1010 SHERBROOKE STREET WEST20TH FLOOR
MONTREAL QUEBEC
Canada
Monday - Friday, 8:30AM-5:00PM
Tel: 514-842-2727, Fax: 514-842-1882
Chief Compliance Officer
DANA BANKS
CHIEF COMPLIANCE OFFICER (US)
250 VESEY STREET
25TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 225-5277
D*********@*************M
(Full email address available in API data)
Regulatory Contact
VICTORIA MCCANN
SENIOR MANAGER, COMPLIANCE
25TH FLOOR
250 VESEY STREET
NEW YORK
NY
United States
Tel:
332-228-8605
V**************@*************M
(Full email address available in API data)
Industry Affiliates
| 1832 ASSET MANAGEMENT L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| 1832 ASSET MANAGEMENT U.S. INC. | Other investment adviser, including financial planners |
| MD FINANCIAL MANAGEMENT INC. | Other investment adviser, including financial planners |
| MD MANAGEMENT LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| SCOTIA BANK & TRUST COMPANY (BAHAMAS) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institutionTrust company |
| SCOTIA BANK & TRUST COMPANY (CAYMAN) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institutionTrust company |
| SCOTIA CAPITAL (USA) INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SCOTIA CAPITAL INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersFutures commission merchant |
| SCOTIA SECURITIES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| SCOTIA WEALTH INSURANCE SERVICES INC. | Insurance company or agency |
| SCOTIABANK | Banking or thrift institution |
| SCOTIATRUST | Trust company |
| TANGERINE BANK | Banking or thrift institution |
| TANGERINE INVESTMENT FUNDS LTD. | Other investment adviser, including financial planners |
| TANGERINE INVESTMENT MANAGEMENT INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| JF INTERNATIONAL EQUITY FUND LLC | LONG INTERNATIONAL EQUITY FUND (EAFE+) | $30.2M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Banks, Dana, Robyn | Individual | – | CHIEF COMPLIANCE OFFICER (US) | 10/2018 | < 5% |
| THE BANK OF NOVA SCOTIA | Foreign Entity | – | WHOLLY OWNED | 10/2021 | > 75% |
| JALBERT, MARIE-CLAUDE | Individual | – | CHIEF FINANCIAL OFFICER | 08/2018 | < 5% |
| KERR, NEAL, ALEXANDER | Individual | – | EXECUTIVE VICE PRESIDENT, ASSET MANAGEMENT | 11/2023 | < 5% |