THE H GROUP, INC.
Adviser information for THE H GROUP, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,564 | $778.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2,564 | $778.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 752 | $302.2M |
| HNW Individuals | 182 | $426.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $35.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $14.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-39523 |
|---|---|
| SEC ERA File Number | 801-39523 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106801 |
| Legal Entity Identifier | None |
Principal Office
3395 SW GARDEN VIEW AVEPORTLAND
OR
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 503-292-5853, Fax: 503-292-5863
Chief Compliance Officer
CHRISTOPHER HICKS
CHIEF COMPLIANCE OFFICER
3395 SW GARDEN VIEW AVE
PORTLAND
OR
United States
Tel:
(503) 292-5853
Fax:
(503) 292-5863
C****@**********************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
ATTORNEY
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
Fax:
503-635-2955
J****@******************M
(Full email address available in API data)
Industry Affiliates
| CS PLANNING CORP | Other investment adviser, including financial planners |
| FOCUSPOINT SOLUTIONS, INC. | Other investment adviser, including financial planners |
| MGM LLC | Other investment adviser, including financial planners |
| PALOUSE CAPITAL MANAGEMENT, INC. | Other investment adviser, including financial planners |
| THE H GROUP WASHINGTON, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HICKS, CHRISTOPHER, KEIL | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 01/2008 | > 75% |