ARTHUR E SPELLISSY & ASSOCIATES INC

SPELLISSY ARTHUR E & ASSOCIATES INC Legal Name

Adviser information for ARTHUR E SPELLISSY & ASSOCIATES INC last updated from Form ADV on March 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Pennsylvania, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	3	$3.9M
Non-Discretionary	79	$152.3M
Total	82	$156.2M

Clients

Type	Number	RAUM
Individuals	48	$9.8M
HNW Individuals	31	$140.7M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	3	$5.6M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-3956
SEC ERA File Number	801-3956
SEC CIK Numbers	None
SEC CRD Numbers	106650
Legal Entity Identifier	None

Principal Office

175 STRAFFORD AVE
SUITE 210
WAYNE
PA
United States

Monday - Friday, 9:30AM - 4:30PM

Tel: 610-293-0700, Fax: 610-293-0744

Chief Compliance Officer

ELLEN M. RHINE

175 STRAFFORD AVENUE

SUITE 210

WAYNE

United States

Tel: 610-293-0700

Fax: 610-293-0744

E*****@************M

(Full email address available in API data)

Regulatory Contact

WEAVER, DONALD WESLEY

PRESIDENT