BOSTON RESEARCH AND MANAGEMENT, INC.
Adviser information for BOSTON RESEARCH AND MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 478 | $582.1M |
| Non-Discretionary | 0 | $0 |
| Total | 478 | $582.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 41 | $20.5M |
| HNW Individuals | 82 | $557.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.2M |
| Charitable organizations | <5 | $957,738 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPORTFOLIO REVIEWS FOR TRUSTEES FOR AN HOURLY FEE |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-39603 |
|---|---|
| SEC ERA File Number | 801-39603 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107643 |
| Legal Entity Identifier | None |
Principal Office
40 BEACH STREETSUITE 200
MANCHESTER
MA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: (978) 526-9700, Fax: (978) 526-1804
Websites
Chief Compliance Officer
ROBERT STUART MCKENZIE
SENIOR CLIENT ADVISOR
40 BEACH STREET
SUITE 200
MANCHESTER
MA
United States
Tel:
(978) 526-9700
Fax:
(978) 526-1804
R********@***********M
(Full email address available in API data)
Regulatory Contact
AMY ELIZABETH FLYNN
OPERATIONS MANAGER
40 BEACH STREET
SUITE 200
MANCHESTER
MA
United States
Tel:
(978) 526-9700
Fax:
(978) 526-1804
A*****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STECKER, RAYMOND, JAMES | Individual | – | PRESIDENT/CEO | 06/1991 | > 75% |
| MUCHLER, BENJAMIN, JAMES | Individual | – | MANAGING DIRECTOR | 12/2014 | 10-25% |
| TORTOLA, DANIEL, FREDERICK | Individual | – | CHIEF INVESTMENT OFFICER | 12/2014 | 5-10% |
| MCKENZIE, ROBERT, STUART | Individual | – | CHIEF COMPLIANCE OFFICER/SENIOR CLIENT ADVISOR | 09/2014 | < 5% |