Hedge Fund Database

MUZINICH & CO., INC.

Adviser information for MUZINICH & CO., INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 106
Investment Advisory/Research 66
Registered Broker-Dealer Representatives 25
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 86 $28.1B
Non-Discretionary 0 $0
Total 86 $28.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals <5 $157.4M
Banking or thrift institutions 0 $0
Investment companies 5 $1.5B
Business development companies 0 $0
Pooled investment vehicles 35 $21.2B
Pension and profit sharing plans 14 $1.9B
Charitable organizations <5 $206.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 24 $3.1B
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $29.7M
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 76

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-39604
SEC ERA File Number 801-39604
SEC CIK Numbers 1618824
SEC CRD Numbers 22998
Legal Entity Identifier 549300HG1P6NVOQUZN58

Principal Office

450 PARK AVE
NEW YORK
NY
United States
Monday - Friday, 8AM - 5PM
Tel: 212-888-3413, Fax: 212-888-4368

Websites

www.muzinich.com www.muzinichusfunds.com/ www.linkedin.com/company/muzinich-&-co

Chief Compliance Officer

STEVEN KREINIK
450 PARK AVENUE
NEW YORK
NY
United States
Tel: 212-888-3413
Fax: 212-888-4368
(Full email address available in API data)

Industry Affiliates

1988 ASSET MANAGEMENT, LLC Other investment adviser, including financial planners
MUZINICH & CO. (IRELAND) LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
MUZINICH & CO. (JAPAN) PTE. LIMITED Other investment adviser, including financial planners
MUZINICH & CO. (SINGAPORE) PTE. LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
MUZINICH & CO. (SWITZERLAND) AG Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
MUZINICH & CO. LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
MUZINICH & CO. SGR S.P.A. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
MUZINICH ALTERNATIVE INVESTMENT FUNDS GENERAL PARTNER, S.A R.L. Sponsor, GP, manager of pooled investment vehicles
MUZINICH ASIA PACIFIC PRIVATE DEBT I GENERAL PARTNER, S.A R.L. Sponsor, GP, manager of pooled investment vehicles
MUZINICH AVIATION SPECIAL OPPORTUNITIES I GENERAL PARTNER, S.A R.L. Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
MUZINICH BDC ADVISER, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
MUZINICH CAPITAL LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
MUZINICH DIRECT LENDING ADVISER, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
MUZINICH DIVERSIFIED ENTERPRISES CREDIT II GENERAL PARTNER, S.A R.L. Sponsor, GP, manager of pooled investment vehicles
MUZINICH EUROPEAN PRIVATE DEBT, S.A R.L. Sponsor, GP, manager of pooled investment vehicles
MUZINICH EUROPEAN SENIOR SECURED PRIVATE DEBT I GENERAL PARTNER, S.A R.L. Sponsor, GP, manager of pooled investment vehicles
MUZINICH GLOBAL PRIVATE DEBT FEEDER I GENERAL PARTNER, S.A R.L. Sponsor, GP, manager of pooled investment vehicles
MUZINICH HIGH INCOME FLOATING RATE FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
MUZINICH PAN-EUROPEAN PRIVATE DEBT GENERAL PARTNER, S.A R.L. Sponsor, GP, manager of pooled investment vehicles
MUZINICH PAN-EUROPEAN PRIVATE DEBT II GENERAL PARTNER, S.A. R.L. Sponsor, GP, manager of pooled investment vehicles
MUZINICH PAN-EUROPEAN PRIVATE DEBT III GENERAL PARTNER, S.A R.L. Sponsor, GP, manager of pooled investment vehicles
MUZINICH US PRIVATE DEBT GENERAL PARTNER, S.A R.L. Sponsor, GP, manager of pooled investment vehicles
MUZINICH US PRIVATE DEBT II GENERAL PARTNER, S.A. R.L. Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MUZINICH, GEORGE, MILAN Individual – EXECUTIVE CHAIRMAN, DIRECTOR & SHAREHOLDER 07/1988 > 75%
LUDWIG, MICHAEL Individual – CO-CHIEF FINANCIAL OFFICER & DIRECTOR 09/2003 < 5%
CLARK, MARK, WILLIAM Individual – CO-CHIEF FINANCIAL OFFICER & DIRECTOR 04/2007 < 5%
2008 MUZINICH FAMILY TRUST Domestic Entity – SHAREHOLDER 12/2008 10-25%
RIVKIN, CHERYL, OBEDIN Individual – CHIEF ADMINISTRATIVE OFFICER & DIRECTOR, COMPLIANCE & DIRECTOR 10/2012 < 5%
MUZINICH 2011 GST EXEMPT FAMILY TRUST Domestic Entity – SHAREHOLDER 04/2011 10-25%
FEHRE, PAUL Individual – CHIEF OPERATING OFFICER & DIRECTOR 06/2014 < 5%
KREINIK, STEVEN, MARC Individual – CHIEF COMPLIANCE OFFICER 03/2016 < 5%
KAUFMAN, ADAM, KYLE Individual – CHIEF LEGAL OFFICER & DIRECTOR 03/2016 < 5%
KAUFMAN, ADAM, KYLE Individual 2008 MUZINICH FAMILY TRUST TRUSTEE 03/2017
TOM, FENTON, CHARLES Individual – HEAD OF STRATEGY AND HUMAN CAPITAL & DIRECTOR 05/2018 < 5%
BAKER, ANNMARIE, THERESA Individual – DIRECTOR 03/2019 < 5%
GM TRUST G Domestic Entity – SHAREHOLDER 08/2021 10-25%
GM TRUST A Domestic Entity – SHAREHOLDER 08/2021 10-25%
Stanger, Nancy, Michelle Individual GM TRUST G TRUSTEE 06/2021
MUZINICH, JUSTIN, GEORGE Individual GM TRUST A TRUSTEE 03/2021
KAUFMAN, ADAM, KYLE Individual MUZINICH 2011 GST EXEMPT FAMILY TRUST TRUSTEE 08/2017
HALPERIN, ALAN Individual 2008 MUZINICH FAMILY TRUST TRUSTEE 05/2017
HALPERIN, ALAN Individual MUZINICH 2011 GST EXEMPT FAMILY TRUST TRUSTEE 05/2017
MUZINICH, JUSTIN, GEORGE Individual – CHIEF EXECUTIVE OFFICER & DIRECTOR 10/2021 < 5%

No. Employees, Historic

2001000201920202021202220232024202595 on 6/19/201997 on 3/29/202097 on 6/30/202097 on 7/29/202097 on 11/10/2020101 on 3/30/2021101 on 8/31/2021101 on 11/11/2021102 on 3/31/2022102 on 9/29/2022102 on 3/30/2023102 on 5/1/2023102 on 8/15/2023106 on 3/28/2024

RAUM, Historic

40B20B0201920202021202220232024202527022597314 on 6/19/201934190498344 on 3/29/202034190498344 on 6/30/202034190498344 on 7/29/202034190498344 on 11/10/202035752020480 on 3/30/202135752020480 on 8/31/202135752020480 on 11/11/202138613017961 on 3/31/202238613017961 on 9/29/202230924406621 on 3/30/202330924406621 on 5/1/202330924406621 on 8/15/202328110501643 on 3/28/2024

No. Clients, Historic

100500201920202021202220232024202585 on 6/19/201984 on 3/29/202084 on 6/30/202084 on 7/29/202084 on 11/10/202095 on 3/30/202195 on 8/31/202195 on 11/11/202191 on 3/31/202291 on 9/29/202286 on 3/30/202386 on 5/1/202386 on 8/15/202378 on 3/28/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCO BRANDS CORP COM 118K 25K –
ALEXANDRIA REAL ESTATE EQ IN COM 89K 758 –
AMERICAN HOMES 4 RENT CL A 67K 2K –
AMERICAN TOWER CORP NEW COM 151K 779 –
ARES CAPITAL CORP COM 18M 860K –
AVALONBAY CMNTYS INC COM 52K 251 –
B. RILEY FINANCIAL INC COM 176K 10K –
BAIN CAP SPECIALTY FIN INC COM STK 5M 324K –
BARINGS BDC INC COM 2M 182K –
BLACKROCK TCP CAPITAL CORP COM 2M 224K –
BLACKSTONE SECD LENDING FD COMMON STOCK 9M 303K –
BLUE OWL CAPITAL CORPORATION COM 11M 712K –
CAPITAL SOUTHWEST CORP COM 3M 102K –
CARLYLE SECURED LENDING INC COM 4M 250K –
CRESCENT CAP BDC INC COM 2M 81K –
CROWN CASTLE INC COM 55K 563 –
DIGITAL RLTY TR INC COM 227K 1K –
EQUINIX INC COM 289K 382 –
EQUITY RESIDENTIAL SH BEN INT 87K 1K –
ESSEX PPTY TR INC COM 32K 116 –
EXTRA SPACE STORAGE INC COM 85K 548 –
FIDUS INVT CORP COM 1M 67K –
FS KKR CAP CORP COM 10M 514K –
GOLDMAN SACHS BDC INC SHS 6M 428K –
GOLUB CAP BDC INC COM 10M 651K –
HERCULES CAPITAL INC COM 8M 371K –
HOST HOTELS & RESORTS INC COM 109K 6K –
HOST HOTELS & RESORTS INC COM 899K 50K –
IRON MTN INC DEL COM 74K 831 –
LAMB WESTON HLDGS INC COM 3M 30K –
MAIN STR CAP CORP COM 10M 194K –
MIDCAP FINANCIAL INVSTMNT CO COM NEW 3M 186K –
NCR VOYIX CORPORATION COM 494K 40K –
NEW MTN FIN CORP COM 4M 325K –
OAKTREE SPECIALTY LENDING CO COM 4M 197K –
PENNANTPARK FLOATING RATE CA COM 645K 56K –
PROLOGIS INC. COM 321K 3K –
SIMON PPTY GROUP INC NEW COM 111K 731 –
SIXTH STREET SPECIALTY LENDI COM 7M 326K –
SLR INVESTMENT CORP COM 2M 140K –
STELLUS CAP INVT CORP COM 903K 66K –
SUNNOVA ENERGY INTL INC. COM 335K 60K –
VALERO ENERGY CORP COM 2M 10K –