FRANKLIN STREET ADVISORS INC.
FRANKLIN STREET ADVISORS, INC. Legal Name
Adviser information for FRANKLIN STREET ADVISORS INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,563 | $3.5B |
| Non-Discretionary | 0 | $0 |
| Total | 1,563 | $3.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 67 | $32.6M |
| HNW Individuals | 307 | $2.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $150.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 9 | $68.4M |
| State or municipal gov entities | 5 | $104.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 16 | $490.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)INVESTMENT ADVICE |
|---|---|
| Compensation | % of AUMFixed feesSECURITY RECOMMENDATIONS |
Principal Office
1450 RALEIGH ROADSUITE 300
CHAPEL HILL
NC
United States
Monday - Friday, 8:15 A.M. - 5:15 P.M.
Tel: 919-489-2600, Fax: 919-490-4415
Chief Compliance Officer
CYNTHIA STROIK
COMPLIANCE DIRECTOR AND VP
38 FOUNTAIN SQUARE PLAZA
29TH FLOOR
CINCINNATI
OH
United States
Tel:
(732) 239-3559
C*************@*****M
(Full email address available in API data)
Regulatory Contact
LISA DRUELINGER
SENIOR COMPLIANCE DIRECTOR - COMPLIANCE RISK MANAGEMENT
38 FOUNTAIN SQUARE PLAZA
29TH FLOOR
CINCINNATI
OH
United States
Tel:
7168677878
Fax:
(919) 490-4415
L**************@*****M
(Full email address available in API data)
Industry Affiliates
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | Commodity pool operator or commodity trading advisorBanking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles |
| FIFTH THIRD INSURANCE AGENCY | Insurance company or agency |
| FIFTH THIRD SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisor |
| FIFTH THIRD WEALTH ADVISORS LLC | Other investment adviser, including financial planners |
| FRANKLIN STREET TRUST COMPANY | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FRANKLIN STREET PARTNERS MANAGER OF MANAGERS LLC1 - SERIES FIX | MULTI-SERIES FUND | $11.9M | $0.0M | 10 |
| FRANKLIN STREET PARTNERS MANAGER OF MANAGERS LLC1 - SERIES GE | MULTI-SERIES FUND | $21.5M | $0.0M | 12 |
| FRANKLIN STREET PARTNERS MANAGER OF MANAGERS LLC1 - SERIES OFIX | MULTI-SERIES FUND | $17.8M | $0.0M | 16 |
| FRANKLIN STREET PARTNERS MANAGER OF MANAGERS LLC2 - SERIES GE | MULTI-SERIES FUND | $40.9M | $0.0M | 10 |
| FRANKLIN STREET PARTNERS MANAGER OF MANAGERS LLC2 - SERIES OFIX | MULTI-SERIES FUND | $58.6M | $0.0M | 23 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANZON, CAROL, ELIZABETH | Individual | – | MANAGING DIRECTOR OF SUPPORT SERVICES, DIRECTOR | 11/2018 | < 5% |
| NEWELL, WILLIAM, ROBERT | Individual | – | PRESIDENT, DIRECTOR | 11/2018 | < 5% |
| FIFTH THIRD ACQUISITION HOLDINGS, LLC (DBA FIFTH THIRD BANK, NATIONAL ASSOCIATION) | Domestic Entity | – | SHAREHOLDER | 11/2018 | > 75% |
| REYNOLDS, JONATHAN, WILLIAM | Individual | – | DIRECTOR | 11/2018 | < 5% |
| WALNUT & VINE HOLDINGS, LLC (DBA FIFTH THIRD BANK, NATIONAL ASSOCIATION) | Domestic Entity | FIFTH THIRD ACQUISITION HOLDINGS, LLC (DBA FIFTH THIRD BANK, NATIONAL ASSOCIATION) | SHAREHOLDER | 11/2018 | > 75% |
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | Domestic Entity | WALNUT & VINE HOLDINGS, LLC (DBA FIFTH THIRD BANK, NATIONAL ASSOCIATION) | SHAREHOLDER | 11/2018 | > 75% |
| FIFTH THIRD FINANCIAL CORPORATION | Domestic Entity | FIFTH THIRD BANK, NATIONAL ASSOCIATION | SHAREHOLDER | 11/2018 | > 75% |
| FIFTH THIRD BANCORP | Domestic Entity | FIFTH THIRD FINANCIAL CORPORATION | SHAREHOLDER | 11/2018 | > 75% |
| Kreiser, Jr., Merlin, Charles | Individual | – | MANAGING DIRECTOR OF TRUST ADMINISTRATION, FAMILY OFFICE AND OPERATIONS | 12/2020 | < 5% |
| FITE, WILSON, LEE | Individual | – | DIRECTOR | 05/2021 | < 5% |
| STROIK, CYNTHIA, ROSE | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |
| Dornheggen, Todd, Robert | Individual | – | VICE PRESIDENT AND TREASURER, DIRECTOR | 11/2021 | < 5% |
| FRISCHER, LORI, MICHELLE | Individual | – | SENIOR VICE PRESIDENT, DIRECTOR | 08/2022 | < 5% |
| REILLY, MARY, ELLEN | Individual | – | DIRECTOR | 11/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABORATORIES | COM | 791 | 8K | – |
| ABBVIE INC COM | COM | 31K | 180K | – |
| ACCENTURE PLC | COM | 723 | 2K | – |
| ADOBE SYS INC | COM | 19K | 35K | – |
| AEGON LTD AMER REGD CERT (1SH | COM | 108 | 18K | – |
| AFLAC INC COM | COM | 28K | 310K | – |
| ALPHABET INC CAP STK CL A | COM | 6K | 33K | – |
| ALPHABET INC CAP STK CL C | COM | 65K | 353K | – |
| ALTRIA GROUP INC | COM | 857 | 19K | – |
| AMAZON.COM INC | COM | 57K | 292K | – |
| AMER ELEC PWR INC COM | COM | 493 | 6K | – |
| AMERICAN COASTAL INSURANCE COR | COM | 158 | 15K | – |
| AMERICAN EXPRESS CO COM | COM | 23K | 101K | – |
| AMGEN INC COM | COM | 18K | 57K | – |
| APPLE INC COM | COM | 97K | 459K | – |
| APPLIED MATERIALS INC | COM | 705 | 3K | – |
| ARAMARK | COM | 272 | 8K | – |
| ARCH CAPITAL GROUP LTC | COM | 205 | 2K | – |
| ARM HOLDINGS PLC | COM | 13K | 82K | – |
| AT&T INC. | COM | 500 | 26K | – |
| AUTOMATIC DATA PROCESSING | COM | 478 | 2K | – |
| AVERY-DENNISON | COM | 353 | 2K | – |
| BANK OF AMERICA CORP | COM | 372 | 9K | – |
| BARRICK GOLD CORP | COM | 350 | 21K | – |
| BECTON DICKINSON | COM | 10K | 43K | – |
| BERKSHIRE HATHAWAY INC DEL CL | COM | 21K | 51K | – |
| BIOCRYST PHARMACEUTICALS | COM | 371 | 60K | – |
| BIOSIGNIA INC | COM | 0 | 130K | – |
| BLACK STONE MINERALS LP | COM | 313 | 20K | – |
| BLACKROCK INC COM | COM | 27K | 34K | – |
| BLACKSTONE, INC. | COM | 712 | 6K | – |
| BOOKING HOLDINGS INC | COM | 372 | 94 | – |
| BRISTOLMYERS SQUIBB | COM | 413 | 10K | – |
| BROADCOM INC | COM | 28K | 17K | – |
| CAPITAL ONE FINANCIAL | COM | 524 | 4K | – |
| CARLISLE COMPANIES INC | COM | 344 | 849 | – |
| CARMAX INC | COM | 287 | 4K | – |
| CARRIER GLOBAL CORP | COM | 341 | 5K | – |
| CATERPILLAR INC | COM | 2K | 7K | – |
| CBOE GLOBAL MARKETS INC | COM | 3K | 17K | – |
| CHEVRON CORPORATION | COM | 6K | 37K | – |
| CINCINNATI FINL | COM | 370 | 3K | – |
| CINTASCORP | COM | 15K | 22K | – |
| CISCO SYS INC COM | COM | 5K | 101K | – |
| CME GROUP INC COM | COM | 24K | 123K | – |
| COCA COLA COMPANY | COM | 21K | 337K | – |
| COMCAST CORP NEW CL A | COM | 246 | 6K | – |
| COMMONWEALTH BANKSHARES INC (D | COM | 0 | 12K | – |
| CONSTELLATION ENERGY GROUP | COM | 267 | 1K | – |
| COSTCO WHOLESALE | COM | 21K | 24K | – |
| CUMMINS INC | COM | 10K | 35K | – |
| CURIS, INC. | COM | 139 | 20K | – |
| DANAHER CORP COM | COM | 19K | 75K | – |
| DEERE & CO | COM | 204 | 545 | – |
| DELL TECHNOLOGIES INC CL C | COM | 16K | 115K | – |
| DEXCOM INC | COM | 211 | 2K | – |
| DIGITAL REALTY TRUST | COM | 10K | 63K | – |
| DISNEY WALT CO | COM | 25K | 256K | – |
| DOLLAR GENERAL CORP | COM | 309 | 2K | – |
| DOLLAR TREE STORES INC | COM | 214 | 2K | – |
| DOW INC | COM | 460 | 9K | – |
| DRAFTKINGS, NEW CL A | COM | 763 | 20K | – |
| DUKE ENERGY CORPORATION NEW | COM | 2K | 25K | – |
| DUPONT DE NEMOURS INC. | COM | 490 | 6K | – |
| EATON CORP | COM | 12K | 39K | – |
| ECOLAB INC COM | COM | 1K | 4K | – |
| EMERSON ELECTRIC | COM | 12K | 107K | – |
| EXXON MOBIL CORP COM | COM | 28K | 243K | – |
| FASTENAL CO | COM | 220 | 4K | – |
| FERGUSON PLC | COM | 412 | 2K | – |
| FIBROGEN INC | COM | 89 | 100K | – |
| FIRST HORIZON NATIONAL CORP | COM | 250 | 16K | – |
| FORTUNE BRANDS INNOVATIONS INC | COM | 389 | 6K | – |
| G1 THERAPEUTICS INC | COM | 190 | 83K | – |
| GENERAL DYNAMICS CRP | COM | 2K | 6K | – |
| GENUINE PARTS | COM | 278 | 2K | – |
| GILEAD SCIENCES INC COM | COM | 477 | 7K | – |
| GOLDMAN SACHS GROUP INC | COM | 14K | 30K | – |
| HERSHEY FOODS | COM | 270 | 1K | – |
| HOME DEPOT INC COM | COM | 8K | 24K | – |
| HONEYWELL INTERNATIONAL INC CO | COM | 2K | 7K | – |
| HUNTSMAN CORP | COM | 1K | 63K | – |
| IDEX CORPORATION | COM | 5K | 24K | – |
| IDEXX LABORATORIES | COM | 4K | 8K | – |
| ILLINOIS TOOL WORKS | COM | 929 | 4K | – |
| INFLARX NV | COM | 131 | 75K | – |
| INTEL CORP | COM | 492 | 16K | – |
| INTL BUSINESS MACHINES | COM | 12K | 69K | – |
| INTRA CELLULAR THERAPIES INC | COM | 739 | 11K | – |
| INVESTORS TITLE | COM | 225 | 1K | – |
| ISHARES COMEX GOLD TR | COM | 268 | 6K | – |
| ISHARES TR DOW JONES SEL DIVID | COM | 2K | 16K | – |
| JOHNSON & JOHNSON | COM | 3K | 23K | – |
| JPMORGAN CHASE & CO | COM | 31K | 152K | – |
| KKR & CO INC | COM | 2K | 18K | – |
| KLA-TENCOR CORP | COM | 419 | 508 | – |
| KONINKLIJKE PHILIPS ELECTR NV | COM | 218 | 9K | – |
| KROGER CO | COM | 368 | 7K | – |
| LABORATORY CRP OF AMER HLDGS | COM | 202 | 993 | – |
| LAM RESEARCH CORP | COM | 357 | 335 | – |
| LILLY ELI & CO | COM | 26K | 28K | – |
| LINDE PLC NEW | COM | 23K | 52K | – |
| LOCKHEED MARTIN CORP | COM | 15K | 31K | – |
| LOWE'S COS | COM | 12K | 55K | – |
| MACQUARIE GROUP LTD | COM | 232 | 2K | – |
| MARRIOTT INTL NEW | COM | 15K | 64K | – |
| MARTIN MARIETTA MATERIALS INC | COM | 10K | 19K | – |
| MASCO CORP | COM | 311 | 5K | – |
| MC DONALDS CORP | COM | 6K | 23K | – |
| MEDTRONIC, PLC | COM | 2K | 31K | – |
| MERCK & CO INC NEW | COM | 4K | 32K | – |
| META PLATFORMS INC. CL A | COM | 47K | 94K | – |
| MICROCHIP TECH INC | COM | 385 | 4K | – |
| MICRONTECHNOLOGY | COM | 454 | 3K | – |
| MICROSOFT CORP | COM | 104K | 232K | – |
| MONDELEZ INTL INC COM | COM | 940 | 14K | – |
| MORGAN ST DEAN WITTER, DISC & | COM | 2K | 25K | – |
| NATIONAL GRID TRANSCO PLC SPON | COM | 209 | 4K | – |
| NEKTAR THERAPEUTICS | COM | 19 | 16K | – |
| NEXTERA ENERGY INC | COM | 853 | 12K | – |
| NIKE INC CL B | COM | 1K | 14K | – |
| NORFOLK SOUTHERN CORP | COM | 3K | 15K | – |
| NORTHROP GRUMMAN CORP | COM | 340 | 780 | – |
| NVIDIA CORP | COM | 101K | 820K | – |
| OMNICOM CORP. | COM | 208 | 2K | – |
| ORACLE CORP COM | COM | 30K | 213K | – |
| PALO ALTO NETWORKS INC | COM | 16K | 47K | – |
| PARKER HANNIFIN CORP | COM | 8K | 17K | – |
| PAYPAL HOLDINGS INC | COM | 1K | 23K | – |
| PEPSICO INCORPORATED | COM | 1K | 6K | – |
| PFIZER INC | COM | 1K | 43K | – |
| PHILIP MORRIS INTL INC | COM | 777 | 8K | – |
| PNC BK CORP COM | COM | 264 | 2K | – |
| PROCTER & GAMBLE | COM | 11K | 65K | – |
| PROGRESSIVE CORP-OHIO | COM | 299 | 1K | – |
| PROQR THERAPEUTICS N.V. | COM | 249 | 150K | – |
| PROTAGONIST THERAPEUTICS INC | COM | 397 | 11K | – |
| QUALCOMM INC COM | COM | 11K | 54K | – |
| QUEST DIAGNOSTICS INC | COM | 252 | 2K | – |
| RAYONIER INC COM | COM | 218 | 8K | – |
| ROYAL BANK OF CANADA | COM | 2K | 16K | – |
| RTX CORPORATION | COM | 18K | 178K | – |
| SABINE ROYALTY TRUST UBI | COM | 652 | 10K | – |
| SALESFORCE INC | COM | 16K | 63K | – |
| SAVI MEDIA GROUP INC (NO VALUE | COM | 0 | 295K | – |
| SCHWAB (CHARLES) CORP | COM | 19K | 257K | – |
| SELECT SECTOR SPDR AMEX UTILIT | COM | 2K | 23K | – |
| SHERWIN WILLIAMS CO | COM | 316 | 1K | – |
| SOUTHERN CO | COM | 635 | 8K | – |
| STRYKER CORP | COM | 810 | 2K | – |
| SUNLIFE FINANCIAL INC | COM | 412 | 8K | – |
| SUPERNUS PHARMACEUTICALS INC | COM | 539 | 20K | – |
| SYSCO CORP | COM | 360 | 5K | – |
| TARGET CORPORATION | COM | 648 | 4K | – |
| TEXAS INSTRUMENTS | COM | 4K | 20K | – |
| THERMO FISHER CORP COM | COM | 21K | 38K | – |
| TJX COMPANIES | COM | 33K | 301K | – |
| TRAVELERS COS INC (NEW) | COM | 524 | 3K | – |
| TRUIST FINANCIAL CORP | COM | 641 | 16K | – |
| UNILEVER PLC-SPONSORED ADR | COM | 282 | 5K | – |
| UNITED HEALTHCARE CORP | COM | 1K | 2K | – |
| UNITED PARCEL SERVICE - CL B | COM | 514 | 4K | – |
| VERIZON COMMUNICATIONS | COM | 6K | 154K | – |
| VIBE RECORDS INC NEW COM (DELI | COM | 0 | 11K | – |
| VISA INC CL A | COM | 503 | 2K | – |
| WALMART INC. | COM | 15K | 223K | – |
| WASTE MANAGEMENT INC DEL | COM | 1K | 5K | – |
| WELLS FARGO & CO NEW | COM | 3K | 43K | – |
| ZOETIS INC | COM | 13K | 74K | – |
| EATON VANCE TAX MANAGED BUY WR | ADR | 1K | 150K | – |
| iSHARE MSCI TAIWAN CAPPED ETF | ADR | 542 | 10K | – |
| VANGUARD WORLD FUNDS INDLS ETF | ADR | 743 | 3K | – |
| FOREST LABORATORIES CONTINGENT | WT | 0 | 45K | – |