T. ROWE PRICE (CANADA), INC.
T. ROWE PRICE (CANADA) INC. Legal Name
Adviser information for T. ROWE PRICE (CANADA), INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 26 | $5.2B |
| Non-Discretionary | 0 | $0 |
| Total | 26 | $5.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $4.2B |
| Pension and profit sharing plans | 7 | $992.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $55,100 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 92 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-39638 |
|---|---|
| SEC ERA File Number | 801-39638 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107290 |
| Legal Entity Identifier | None |
Principal Office
100 EAST PRATT STREETBALTIMORE
MD
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 410-345-2000, Fax: 800-225-5132
Websites
Chief Compliance Officer
MEGAN HATFIELD
VICE PRESIDENT
4515 PAINTERS MILL ROAD
OWINGS MILLS
MD
United States
Tel:
410-577-8509
Fax:
410-577-6575
M*************@*************M
(Full email address available in API data)
Regulatory Contact
RYAN NOLAN
VICE PRESIDENT
4515 PAINTERS MILL ROAD
OWINGS MILLS
MD
United States
Tel:
410-345-6618
Fax:
410-577-6575
R*********@*************M
(Full email address available in API data)
Industry Affiliates
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| OAK HILL ADVISORS (EUROPE) LLP | Other investment adviser, including financial planners |
| OAK HILL ADVISORS, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA (UK) LLP | Other investment adviser, including financial planners |
| OHA AD CO-INVESTMENT GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA AD CUSTOMIZED CREDIT FUND GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA AD DISLOCATION CREDIT GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA AD DISLOCATION CREDIT II GENPAR, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA ALOHA EUROPEAN CREDIT FUND GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA ARTESIAN CUSTOMIZED CREDIT FUND I GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA ASIA CUSTOMIZED CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA BCSS SSD GENPAR II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA BCSS SSD GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA BLACK BEAR GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CA CUSTOMIZED CREDIT GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CENTRE STREET GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CLO ENHANCED EQUITY GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CLO ENHANCED EQUITY II GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CLO STRATEGIES FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CREDIT CADENZA GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CREDIT OPPORTUNITIES CA (C) GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CREDIT ORIGINATION GENPAR I, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CREDIT SOLUTIONS GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CREDIT SOLUTIONS II GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CUSTOM MULTI-SECTOR CREDIT FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA DELAWARE CUSTOMIZED CREDIT FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA DELAWARE CUSTOMIZED CREDIT FUND-F GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA DIVERSIFIED CREDIT STRATEGIES (PARALLEL II) GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA DIVERSIFIED CREDIT STRATEGIES GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA DIVERSIFIED CREDIT STRATEGIES TRACTOR FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA DYNAMIC CREDIT ORCA GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA ENHANCED CREDIT STRATEGIES GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA EUROPEAN STRATEGIC CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA FD CUSTOM CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA FINLANDIA CREDIT FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA GLOBAL DIRECTOR, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OHA HT LEV LOAN GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA KC CUSTOMIZED CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA LDN CUSTOMISED CREDIT MASTER GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA LEGATO LOAN GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA MADISON LOAN GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA MANAGEMENT (LUXEMBOURG) S.A.R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OHA MD OPPORTUNISTIC CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA MPS SSD GENPAR II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA MPS SSD GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA NEWBURY PARTNERS GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA PRIVATE CREDIT ADVISORS II, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA PRIVATE CREDIT ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA REAL ASSET OPPORTUNITIES FUND I GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA SA CUSTOMIZED CREDIT GENPAR LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA STRATEGIC CREDIT II GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA STRUCTURE PRODUCTS D GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA STRUCTURED PRODUCTS C GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA STRUCTURED PRODUCTS E GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA STRUCTURED PRODUCTS II GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA STRUCTURED PRODUCTS III GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA TACTICAL INVESTMENT GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA TKY CUSTOMIZED CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA TKY CUSTOMIZED CREDIT II GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA TKY CUSTOMIZED CREDIT III GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA TKY CUSTOMIZED CREDIT IV GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA TKY CUSTOMIZED CREDIT V GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA UK CUSTOMIZED RMBS GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA-CDP ESCF GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHAT CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| T. ROWE PRICE (LUXEMBOURG) MANAGEMENT S.� R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| T. ROWE PRICE ASSOCIATES, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| T. ROWE PRICE AUSTRALIA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| T. ROWE PRICE INTERNATIONAL LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| T. ROWE PRICE INVESTMENT SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| T. ROWE PRICE JAPAN, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| T. ROWE PRICE SINGAPORE PRIVATE LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| T. ROWE PRICE TRUST COMPANY | Trust companySponsor, GP, manager of pooled investment vehicles |
| T.ROWE PRICE HONG KONG LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| T.ROWE PRICE INVESTMENT MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| UTI ASSET MANAGEMENT COMPANY LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | Domestic Entity | – | DIRECT OWNER | 11/1988 | > 75% |
| T. ROWE PRICE GROUP, INC. | Domestic Entity | T. ROWE PRICE ASSOCIATES, INC. | INDIRECT OWNER | 12/2000 | > 75% |
| OESTREICHER, DAVID, NMN | Individual | – | CHIEF LEGAL OFFICER | 03/2008 | < 5% |
| BELSKI, MATTHEW, ELISHA | Individual | – | DIRECTOR | 01/2017 | < 5% |
| NEWMAN, CHRISTOPHER, CUDDY | Individual | – | DIRECTOR/PRESIDENT | 06/2020 | < 5% |
| NOLAN, RYAN, PAUL | Individual | – | DIRECTOR | 10/2022 | < 5% |
| Hatfield, Megan, Mason | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| OHARA, JENNIFER, ANNE | Individual | – | DIRECTOR | 09/2023 | < 5% |
| Bloom, Lauren, Elaine | Individual | – | DIRECTOR | 09/2023 | < 5% |
| GREENSTEIN, LEAH, B | Individual | – | DIRECTOR | 09/2023 | < 5% |