CLINTON GROUP, INC
Adviser information for CLINTON GROUP, INC last updated from Form ADV on April 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | NONE |
|---|---|
| Compensation | % of AUM |
Principal Office
6 EAST 69TH STREETNEW YORK
NY
United States
Monday - Friday, 8 A.M. - 6 P.M.
Tel: 646 752 7505, Fax: None
Chief Compliance Officer
GEORGE HALL
COMPLIANCE OFFICER
6 EAST 69TH STREET
NEW YORK
NY
United States
Tel:
646 752 7505
G**********@**********M
(Full email address available in API data)
Regulatory Contact
JOHN HALL
DIRECTOR
6 EAST 69TH STREET
NEW YORK
NY
United States
Tel:
917 626 5292
J********@**********M
(Full email address available in API data)
Industry Affiliates
| CLINTON CO-INVESTMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| CLINTON GP INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CLINTON INVESTMENT GROUP INC | Sponsor, GP, manager of pooled investment vehicles |
| CLINTON UNION LEAGUE LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ESTES CAPITAL, LP | Sponsor, GP, manager of pooled investment vehicles |
| ESTES HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ESTES MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GEH CAPITAL INC | Sponsor, GP, manager of pooled investment vehicles |
| SPORT-BLX INC | Sponsor or syndicator of limited partnerships |
| SPORTBLX SECURITIES INC. | Sponsor, GP, manager of pooled investment vehicles |
| STRATEGIC CO-INVESTMENT PARTNERS (CAYMAN) LP | Sponsor, GP, manager of pooled investment vehicles |
| STRATEGIC CO-INVESTMENT PARTNERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| STRATEGIC CO-INVESTMENT PARTNERS GP LP | Sponsor, GP, manager of pooled investment vehicles |
| STRATEGIC CO-INVESTMENT PARTNERS LP | Sponsor, GP, manager of pooled investment vehicles |
| STRATEGIC CO-INVESTMENT PARTNERS MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MADISON AVENUE CAPITAL HOLDINGS INC. | Domestic Entity | – | SOLE OWNER | 12/2001 | > 75% |
| HALL, GEORGE, ESTES | Individual | – | CEO/PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | 08/1991 | < 5% |
| HALL, GEORGE, ESTES | Individual | CGI HOLDINGS, INC. | PRESIDENT | 05/1999 | > 75% |
| CGI HOLDINGS, INC. | Domestic Entity | MADISON AVENUE CAPITAL HOLDINGS INC. | SHAREHOLDER | 12/2001 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed October 10th, 2018 for period ending September 30th, 2018
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| KINROSS GOLD CORP | COM NO PAR | 86 | 32K | 01,02 |
| SIRIUS XM HLDGS INC | COM | 146 | 23K | 01,02 |
| CHEVRON CORP NEW | COM | 203 | 2K | 01,02 |
| FLOOR & DECOR HLDGS INC | CL A | 204 | 7K | 01,02 |
| FIRST AMERN FINL CORP | COM | 205 | 4K | 01,02 |
| WATERS CORP | COM | 219 | 1K | 01,02 |
| ARCHER DANIELS MIDLAND CO | COM | 220 | 4K | 01,02 |
| SYNCHRONY FINL | COM | 226 | 7K | 01,02 |
| ANTERO MIDSTREAM PARTNERS LP | LP UNT LTD PARTN | 227 | 8K | 01,02 |
| MARTIN MARIETTA MATLS INC | COM | 230 | 1K | 01,02 |
| COLUMBIA SPORTSWEAR CO | COM | 231 | 2K | 01,02 |
| IRON MTN INC NEW | COM | 233 | 7K | 01,02 |
| PRAXAIR INC | COM | 237 | 1K | 01,02 |
| CHARLES RIV LABS INTL INC | COM | 241 | 2K | 01,02 |
| UDR INC | COM | 242 | 6K | 01,02 |
| CORNING INC | COM | 243 | 7K | 01,02 |
| BLACKSTONE GROUP L P | COM UNIT LTD | 261 | 7K | 01,02 |
| HUBSPOT INC | COM | 264 | 2K | 01,02 |
| HUMANA INC | COM | 266 | 787 | 01,02 |
| OSHKOSH CORP | COM | 267 | 4K | 01,02 |
| UNITED CONTL HLDGS INC | COM | 276 | 3K | 01,02 |
| ALCOA CORP | COM | 283 | 7K | 01,02 |
| BWX TECHNOLOGIES INC | COM | 291 | 5K | 01,02 |
| UMPQUA HLDGS CORP | COM | 294 | 14K | 01,02 |
| MCKESSON CORP | COM | 298 | 2K | 01,02 |
| IDEX CORP | COM | 300 | 2K | 01,02 |
| LITTELFUSE INC | COM | 301 | 2K | 01,02 |
| CROWN HOLDINGS INC | COM | 356 | 7K | 01,02 |
| ROBERT HALF INTL INC | COM | 371 | 5K | 01,02 |
| ANNALY CAP MGMT INC | COM | 372 | 36K | 01,02 |
| TELEFLEX INC | COM | 374 | 1K | 01,02 |
| CELANESE CORP DEL | COM | 380 | 3K | 01,02 |
| ARCH CAP GROUP LTD | ORD | 383 | 13K | 01,02 |
| ALLSTATE CORP | COM | 390 | 4K | 01,02 |
| INTUIT | COM | 397 | 2K | 01,02 |
| AUTONATION INC | COM | 402 | 10K | 01,02 |
| WEIGHT WATCHERS INTL INC NEW | COM | 406 | 6K | 01,02 |
| PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 411 | 8K | 01,02 |
| HELMERICH & PAYNE INC | COM | 423 | 6K | 01,02 |
| PARSLEY ENERGY INC | CL A | 429 | 15K | 01,02 |
| SONOCO PRODS CO | COM | 433 | 8K | 01,02 |
| PROCTER AND GAMBLE CO | COM | 437 | 5K | 01,02 |
| DCP MIDSTREAM LP | COM UT LTD PTN | 438 | 11K | 01,02 |
| INTL PAPER CO | COM | 443 | 9K | 01,02 |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 445 | 18K | 01,02 |
| PENSKE AUTOMOTIVE GRP INC | COM | 446 | 9K | 01,02 |
| EASTMAN CHEM CO | COM | 455 | 5K | 01,02 |
| ARRIS INTL INC | SHS | 485 | 19K | 01,02 |
| LAMAR ADVERTISING CO NEW | CL A | 489 | 6K | 01,02 |
| KINDER MORGAN INC DEL | COM | 498 | 28K | 01,02 |
| DOLLAR TREE INC | COM | 504 | 6K | 01,02 |
| LOUISIANA PAC CORP | COM | 509 | 19K | 01,02 |
| EQUIFAX INC | COM | 516 | 4K | 01,02 |
| NUCOR CORP | COM | 521 | 8K | 01,02 |
| ADOBE SYS INC | COM | 532 | 2K | 01,02 |
| EXELON CORP | COM | 543 | 12K | 01,02 |
| PROGRESSIVE CORP OHIO | COM | 550 | 8K | 01,02 |
| CACI INTL INC | CL A | 551 | 3K | 01,02 |
| METLIFE INC | COM | 554 | 12K | 01,02 |
| VIACOM INC NEW | CL B | 574 | 17K | 01,02 |
| LKQ CORP | COM | 591 | 19K | 01,02 |
| OLD DOMINION FGHT LINES INC | COM | 594 | 4K | 01,02 |
| ATHENE HLDG LTD | CL A | 611 | 12K | 01,02 |
| WEBSTER FINL CORP CONN | COM | 647 | 11K | 01,02 |
| HUNTSMAN CORP | COM | 655 | 24K | 01,02 |
| FACTSET RESH SYS INC | COM | 657 | 3K | 01,02 |
| ENTERPRISE PRODS PARTNERS L | COM | 661 | 23K | 01,02 |
| LIFE STORAGE INC | COM | 662 | 7K | 01,02 |
| BANKUNITED INC | COM | 664 | 19K | 01,02 |
| ALLIANCE DATA SYSTEMS CORP | COM | 688 | 3K | 01,02 |
| NEW RELIC INC | COM | 705 | 7K | 01,02 |
| WENDYS CO | COM | 708 | 41K | 01,02 |
| WISDOMTREE INVTS INC | COM | 712 | 84K | 01,02 |
| CYRUSONE INC | COM | 713 | 11K | 01,02 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 746 | 15K | 01,02 |
| AMERICAN FINL GROUP INC OHIO | COM | 746 | 7K | 01,02 |
| NEWFIELD EXPL CO | COM | 751 | 26K | 01,02 |
| BECTON DICKINSON & CO | COM | 762 | 3K | 01,02 |
| WPX ENERGY INC | COM | 780 | 39K | 01,02 |
| MACERICH CO | COM | 787 | 14K | 01,02 |
| JABIL INC | COM | 790 | 29K | 01,02 |
| MOLINA HEALTHCARE INC | COM | 791 | 5K | 01,02 |
| ULTA BEAUTY INC | COM | 794 | 3K | 01,02 |
| BRINKS CO | COM | 798 | 11K | 01,02 |
| PACKAGING CORP AMER | COM | 812 | 7K | 01,02 |
| MYLAN N V | SHS EURO | 819 | 22K | 01,02 |
| LENNAR CORP | CL A | 821 | 18K | 01,02 |
| L3 TECHNOLOGIES INC | COM | 855 | 4K | 01,02 |
| KAR AUCTION SVCS INC | COM | 857 | 14K | 01,02 |
| MOSAIC CO NEW | COM | 871 | 27K | 01,02 |
| JEFFERIES FINL GROUP INC | COM | 893 | 41K | 01,02 |
| BRISTOL MYERS SQUIBB CO | COM | 903 | 15K | 01,02 |
| PFIZER INC | COM | 909 | 21K | 01,02 |
| AVERY DENNISON CORP | COM | 933 | 9K | 01,02 |
| PACCAR INC | COM | 940 | 14K | 01,02 |
| VALERO ENERGY CORP NEW | COM | 950 | 8K | 01,02 |
| ARISTA NETWORKS INC | COM | 995 | 4K | 01,02 |
| NATIONAL OILWELL VARCO INC | COM | 996 | 23K | 01,02 |
| DEVON ENERGY CORP NEW | COM | 1K | 26K | 01,02 |
| TEXAS ROADHOUSE INC | COM | 1K | 15K | 01,02 |
| URBAN OUTFITTERS INC | COM | 1K | 25K | 01,02 |
| KELLOGG CO | COM | 1K | 15K | 01,02 |
| CADENCE DESIGN SYSTEM INC | COM | 1K | 23K | 01,02 |
| DIGITAL RLTY TR INC | COM | 1K | 9K | 01,02 |
| QUANTA SVCS INC | COM | 1K | 32K | 01,02 |
| COMMERCE BANCSHARES INC | COM | 1K | 16K | 01,02 |
| BB&T CORP | COM | 1K | 22K | 01,02 |
| CHUBB LIMITED | COM | 1K | 8K | 01,02 |
| CVS HEALTH CORP | COM | 1K | 14K | 01,02 |
| US BANCORP DEL | COM NEW | 1K | 21K | 01,02 |
| SCHWAB CHARLES CORP NEW | COM | 1K | 23K | 01,02 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1K | 5K | 01,02 |
| GRAPHIC PACKAGING HLDG CO | COM | 1K | 82K | 01,02 |
| MERCK & CO INC | COM | 1K | 17K | 01,02 |
| ROYAL GOLD INC | COM | 1K | 16K | 01,02 |
| NXP SEMICONDUCTORS N V | COM | 1K | 14K | 01,02 |
| EVINE LIVE INC | CL A | 1K | 1M | 01,02 |
| SBA COMMUNICATIONS CORP NEW | CL A | 1K | 8K | 01,02 |
| COLGATE PALMOLIVE CO | COM | 1K | 18K | 01,02 |
| CBRE GROUP INC | CL A | 1K | 28K | 01,02 |
| EVERSOURCE ENERGY | COM | 1K | 20K | 01,02 |
| CENTERPOINT ENERGY INC | COM | 1K | 46K | 01,02 |
| ROPER TECHNOLOGIES INC | COM | 1K | 5K | 01,02 |
| PRA HEALTH SCIENCES INC | COM | 1K | 12K | 01,02 |
| EQUITY RESIDENTIAL | SH BEN INT | 1K | 21K | 01,02 |
| RED ROCK RESORTS INC | CL A | 1K | 54K | 01,02 |
| ICU MED INC | COM | 1K | 5K | 01,02 |
| SUN CMNTYS INC | COM | 1K | 15K | 01,02 |
| SMUCKER J M CO | COM NEW | 2K | 15K | 01,02 |
| LOEWS CORP | COM | 2K | 30K | 01,02 |
| ALLIANT ENERGY CORP | COM | 2K | 37K | 01,02 |
| TRANSUNION | COM | 2K | 22K | 01,02 |
| PALO ALTO NETWORKS INC | COM | 2K | 7K | 01,02 |
| DOMINION ENERGY INC | COM | 2K | 24K | 01,02 |
| OCCIDENTAL PETE CORP DEL | COM | 2K | 21K | 01,02 |
| SUNTRUST BKS INC | COM | 2K | 26K | 01,02 |
| VERISIGN INC | COM | 2K | 11K | 01,02 |
| CITIGROUP INC | COM NEW | 2K | 25K | 01,02 |
| AT&T INC | COM | 2K | 57K | 01,02 |
| CHIPOTLE MEXICAN GRILL INC | COM | 2K | 4K | 01,02 |
| MONOLITHIC PWR SYS INC | COM | 2K | 16K | 01,02 |
| WEYERHAEUSER CO | COM | 2K | 61K | 01,02 |
| DTE ENERGY CO | COM | 2K | 18K | 01,02 |
| NORFOLK SOUTHERN CORP | COM | 2K | 12K | 01,02 |
| MASTERCARD INCORPORATED | CL A | 2K | 10K | 01,02 |
| COMERICA INC | COM | 2K | 25K | 01,02 |
| XCEL ENERGY INC | COM | 2K | 49K | 01,02 |
| EQUINIX INC | COM PAR $0.001 | 2K | 5K | 01,02 |
| PUBLIC SVC ENTERPRISE GROUP | COM | 2K | 44K | 01,02 |
| HASBRO INC | COM | 2K | 23K | 01,02 |
| CONOCOPHILLIPS | COM | 2K | 32K | 01,02 |
| QUALCOMM INC | COM | 2K | 35K | 01,02 |
| V F CORP | COM | 3K | 27K | 01,02 |
| TECHNIPFMC PLC | COM | 3K | 83K | 01,02 |
| SHERWIN WILLIAMS CO | COM | 3K | 6K | 01,02 |
| FORTUNE BRANDS HOME & SEC IN | COM | 3K | 58K | 01,02 |
| E TRADE FINANCIAL CORP | COM NEW | 3K | 59K | 01,02 |
| COCA COLA EUROPEAN PARTNERS | SHS | 3K | 71K | 01,02 |
| COMCAST CORP NEW | CL A | 3K | 97K | 01,02 |
| NIKE INC | CL B | 4K | 43K | 01,02 |
| EBAY INC | COM | 4K | 115K | 01,02 |
| GOLDMAN SACHS GROUP INC | COM | 4K | 18K | 01,02 |
| CBOE GLOBAL MARKETS INC | COM | 4K | 43K | 01,02 |
| EATON CORP PLC | SHS | 4K | 50K | 01,02 |
| COPART INC | COM | 4K | 86K | 01,02 |
| PIONEER NAT RES CO | COM | 4K | 26K | 01,02 |
| CINTAS CORP | COM | 5K | 24K | 01,02 |
| INTERCONTINENTAL EXCHANGE IN | COM | 5K | 66K | 01,02 |
| AMGEN INC | COM | 5K | 25K | 01,02 |
| DARDEN RESTAURANTS INC | COM | 5K | 48K | 01,02 |
| AMEREN CORP | COM | 6K | 87K | 01,02 |
| S&P GLOBAL INC | COM | 6K | 30K | 01,02 |
| ALTRIA GROUP INC | COM | 6K | 98K | 01,02 |
| MICROSOFT CORP | COM | 6K | 54K | 01,02 |
| NEXTERA ENERGY INC | COM | 7K | 42K | 01,02 |
| FORTIVE CORP | COM | 7K | 86K | 01,02 |
| BAXTER INTL INC | COM | 8K | 105K | 01,02 |
| JOHNSON & JOHNSON | COM | 9K | 66K | 01,02 |
| PAYPAL HLDGS INC | COM | 9K | 105K | 01,02 |
| JPMORGAN CHASE & CO | COM | 11K | 102K | 01,02 |