MONEY CONCEPTS ADVISORY SERVICE
MONEY CONCEPTS CAPITAL CORP Legal Name
Adviser information for MONEY CONCEPTS ADVISORY SERVICE last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 407 |
|---|---|
| Investment Advisory/Research | 407 |
| Registered Broker-Dealer Representatives | 407 |
| Registered State Investment Advisers | 407 |
| Licensed Agents of an Insurance Company | 400 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9,039 | $1.7B |
| Non-Discretionary | 5,324 | $1.2B |
| Total | 14,363 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13,834 | $2.2B |
| HNW Individuals | 366 | $624.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 136 | $25.6M |
| Charitable organizations | 33 | $8.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 24 | $15.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1239 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1239 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsGENERAL CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSOLICITOR FEE |
| Other Business Activities | Broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 99.7M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BNY MELLON ADVISORFLEX PORTFOLIOS | BNY MELLON ADVISORS, INC. |
Principal Office
11440 NORTH JOG ROADPALM BEACH GARDENS
FL
United States
Monday - Friday, 8:30 TO 5:30
Tel: 561-472-2000, Fax: None
Chief Compliance Officer
TERRI WALSH
SENIOR VICE PRESIDENT
11440 NORTH JOG ROAD
PALM BEACH GARDENS
FL
United States
Tel:
561-472-2000
Fax:
561-472-2055
T****@****************M
(Full email address available in API data)
Regulatory Contact
LIZA PERLOW
VICE PRESIDENT | COMPLIANCE OFFICER
11440 NORTH JOG ROAD
PALM BEACH GARDENS
FL
United States
Tel:
561-472-2011
L***@****************M
(Full email address available in API data)
Industry Affiliates
| ABACUS INVESTMENTS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| GWN SECURITIES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MONEY CONCEPTS INTERNATIONAL | Insurance company or agency |
| WIN ADVISORS, INC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | Domestic Entity | – | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | 01/1991 | > 75% |
| WALSH, DENIS STEPHEN | Individual | – | PRESIDENT | CHIEF EXECUTIVE OFFICER | 09/1987 | < 5% |
| WALSH, MARY THERESE | Individual | – | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 04/1997 | < 5% |
| WORLD INVESTMENT NETWORK, INC. | Domestic Entity | OWNS 100% MONEY CONCEPTS INTERNATIONAL, INC. | SHAREHOLDER | 01/1991 | > 75% |
| BARNETT, CHERYL MORRIS | Individual | – | VICE PRESIDENT | COMPLIANCE OFFICER | 02/1990 | < 5% |
| PERLOW, LIZA MARIA | Individual | – | VICE PRESIDENT | COMPLIANCE OFFICER | 01/2002 | < 5% |
| RITTMAN, BARRY RICHARD | Individual | – | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 07/2003 | < 5% |
| WALSH, JAMES EDWARD | Individual | – | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 06/2003 | < 5% |
| PORTER, WILLIAM ALLEN | Individual | – | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT | 01/2017 | < 5% |
| PARKER, KENNY RAY | Individual | – | SENIOR VICE PRESIDENT OF FINANCIAL INSTITUTIONS | 04/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 241K | 2K | – |
| ABBOTT LABS | COM | 1M | 12K | – |
| ABBVIE INC | COM | 7M | 42K | – |
| ADOBE INC | COM | 3M | 6K | – |
| ADVANCED MICRO DEVICES INC | COM | 661K | 4K | – |
| AFLAC INC | COM | 1M | 13K | – |
| AGNICO EAGLE MINES LTD | COM | 1M | 16K | – |
| AIM ETF PRODUCTS TRUST | US LRGCP B10 JAN | 457K | 13K | – |
| AIM ETF PRODUCTS TRUST | US LRGCP B10 JUL | 557K | 15K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 247K | 3K | – |
| ALICO INC | COM | 743K | 29K | – |
| ALLIANT ENERGY CORP | COM | 3M | 62K | – |
| ALPHABET INC | CAP STK CL A | 1M | 8K | – |
| ALPHABET INC | CAP STK CL C | 2M | 11K | – |
| ALPS ETF TR | SECTR DIV DOGS | 2M | 34K | – |
| AMAZON COM INC | COM | 19M | 96K | – |
| AMC NETWORKS INC | CL A | 351K | 36K | – |
| AMDOCS LTD | SHS | 509K | 6K | – |
| AMERICAN CENTY ETF TR | US QUALITY GROW | 2M | 24K | – |
| AMERICAN EXPRESS CO | COM | 258K | 1K | – |
| AMGEN INC | COM | 3M | 9K | – |
| AMPLIFY ETF TR | BLACKSWAN GRWT | 426K | 15K | – |
| AMPLIFY ETF TR | HIGH INCOME | 125K | 10K | – |
| APOLLO COML REAL EST FIN INC | COM | 113K | 12K | – |
| APPLE INC | COM | 26M | 123K | – |
| ARGAN INC | COM | 5M | 63K | – |
| ARISTA NETWORKS INC | COM | 17M | 47K | – |
| ARK ETF TR | INNOVATION ETF | 1M | 25K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 3M | 35K | – |
| AT&T INC | COM | 3M | 157K | – |
| BANK OZK LITTLE ROCK ARK | COM | 2M | 38K | – |
| BARINGS CORPORATE INVS | COM | 192K | 10K | – |
| BAXTER INTL INC | COM | 517K | 15K | – |
| BCE INC | COM NEW | 2M | 48K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | – |
| BIG LOTS INC | COM | 184K | 107K | – |
| BIOGEN INC | COM | 2M | 9K | – |
| BLACKROCK ENHANCD CAP & INM | COM | 571K | 29K | – |
| BLACKROCK INC | COM | 902K | 1K | – |
| BOEING CO | COM | 218K | 1K | – |
| BROADCOM INC | COM | 3M | 2K | – |
| BUCKLE INC | COM | 316K | 9K | – |
| CADENCE DESIGN SYSTEM INC | COM | 8M | 28K | – |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 668K | 10K | – |
| CAPITAL ONE FINL CORP | COM | 220K | 2K | – |
| CARDINAL HEALTH INC | COM | 7M | 69K | – |
| CATERPILLAR INC | COM | 4M | 11K | – |
| CHEVRON CORP NEW | COM | 1M | 7K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 492K | 8K | – |
| CHURCHILL DOWNS INC | COM | 672K | 5K | – |
| CINTAS CORP | COM | 3M | 4K | – |
| CISCO SYS INC | COM | 3M | 61K | – |
| CLEANSPARK INC | COM NEW | 628K | 39K | – |
| CLOROX CO DEL | COM | 3M | 21K | – |
| COCA COLA CO | COM | 6M | 91K | – |
| COLGATE PALMOLIVE CO | COM | 4M | 38K | – |
| CONSOLIDATED EDISON INC | COM | 2M | 19K | – |
| COOPER STD HLDGS INC | COM | 441K | 35K | – |
| CORNING INC | COM | 3M | 80K | – |
| CORNING INC | COM | 78K | 2K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 3K | – |
| CSX CORP | COM | 386K | 12K | – |
| CUMMINS INC | COM | 2M | 7K | – |
| CVS HEALTH CORP | COM | 407K | 7K | – |
| DAKTRONICS INC | COM | 2M | 169K | – |
| DANAHER CORPORATION | COM | 2M | 8K | – |
| DBX ETF TR | XTRACK MSCI EAFE | 5M | 113K | – |
| DEERE & CO | COM | 2M | 7K | – |
| DISNEY WALT CO | COM | 358K | 4K | – |
| DOLLAR TREE INC | COM | 1M | 9K | – |
| DOMINION ENERGY INC | COM | 2M | 31K | – |
| DOMINOS PIZZA INC | COM | 882K | 2K | – |
| DOW INC | COM | 3M | 50K | – |
| DUKE ENERGY CORP NEW | COM NEW | 5M | 48K | – |
| ELEVANCE HEALTH INC | COM | 857K | 2K | – |
| ELI LILLY & CO | COM | 12M | 13K | – |
| ETF SER SOLUTIONS | ACQUIRERS FD | 289K | 8K | – |
| EXTRA SPACE STORAGE INC | COM | 729K | 5K | – |
| EXXON MOBIL CORP | COM | 521K | 5K | – |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 3M | 44K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 678K | 4K | – |
| FIRST INDL RLTY TR INC | COM | 606K | 13K | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 3M | 33K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 447K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 6M | 30K | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 273K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 527K | 10K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 1M | 32K | – |
| FIRST TR EXCHANGE-TRADED FD | US EQTY OPPT ETF | 238K | 2K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 8M | 284K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 219K | 7K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 311K | 6K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 255K | 7K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 377K | 9K | – |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 1M | 11K | – |
| FLEXSHARES TR | INT QLTDVDYNAM | 1M | 35K | – |
| FONAR CORP | COM NEW | 6M | 362K | – |
| FORTINET INC | COM | 1M | 17K | – |
| FRANKLIN BSP RLTY TR INC | COMMON STOCK | 271K | 21K | – |
| FRANKLIN TEMPLETON ETF TR | INCOME EQT FOCUS | 282K | 5K | – |
| GARTNER INC | COM | 690K | 2K | – |
| GE AEROSPACE | COM NEW | 888K | 6K | – |
| GE VERNOVA INC | COM | 216K | 1K | – |
| GENERAL DYNAMICS CORP | COM | 2M | 8K | – |
| GENERAL MLS INC | COM | 1M | 16K | – |
| GILEAD SCIENCES INC | COM | 7M | 96K | – |
| GLOBAL NET LEASE INC | COM NEW | 966K | 131K | – |
| GOLDMAN SACHS GROUP INC | COM | 905K | 2K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 265K | 5K | – |
| GSK PLC | SPONSORED ADR | 586K | 15K | – |
| HAYNES INTL INC | COM NEW | 1M | 21K | – |
| HEALTHCARE RLTY TR | CL A COM | 648K | 39K | – |
| HELMERICH & PAYNE INC | COM | 1M | 41K | – |
| HERSHEY CO | COM | 691K | 4K | – |
| HOME DEPOT INC | COM | 6M | 18K | – |
| HONEYWELL INTL INC | COM | 2M | 8K | – |
| HORMEL FOODS CORP | COM | 2M | 81K | – |
| HUMANA INC | COM | 784K | 2K | – |
| ILLINOIS TOOL WKS INC | COM | 1M | 4K | – |
| INDEPENDENCE RLTY TR INC | COM | 545K | 29K | – |
| INGERSOLL RAND INC | COM | 423K | 5K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 350K | 11K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 584K | 18K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 531K | 18K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 714K | 19K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 231K | 7K | – |
| INNOVATOR ETFS TRUST | US EQTY ULTRA B | 342K | 10K | – |
| INNOVATOR ETFS TRUST | US EQTY ULTRA B | 472K | 14K | – |
| INNOVATOR ETFS TRUST | US EQTY ULTRA B | 1M | 36K | – |
| INTEGRA LIFESCIENCES HLDGS C | COM NEW | 507K | 17K | – |
| INTEL CORP | COM | 1M | 41K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 4M | 23K | – |
| INTUIT | COM | 859K | 1K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 3K | – |
| INVESCO EXCH TRADED FD TR II | CEF INM COMPSI | 198K | 11K | – |
| INVESCO EXCH TRADED FD TR II | DORSEY WRGT SMLC | 32M | 374K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 2M | 8K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 331K | 29K | – |
| INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | 5M | 56K | – |
| INVESCO EXCH TRADED FD TR II | S&P 500 REVENUE | 457K | 5K | – |
| INVESCO EXCH TRADED FD TR II | S&P ULTRA DIVIDE | 232K | 5K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 241K | 5K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 243K | 4K | – |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 3M | 113K | – |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 11M | 217K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 8M | 78K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 547K | 12K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | 79M | 695K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP QUALITY | 549K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP VLU MNT | 2M | 31K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 24M | 146K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 858K | 10K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 2M | 31K | – |
| INVESCO QQQ TR | UNIT SER 1 | 33M | 68K | – |
| ISHARES GOLD TR | ISHARES NEW | 285K | 6K | – |
| ISHARES TR | 1 3 YR TREAS BD | 4M | 48K | – |
| ISHARES TR | 7-10 YR TRSY BD | 9M | 94K | – |
| ISHARES TR | CORE 1 5 YR USD | 219K | 5K | – |
| ISHARES TR | CORE DIV GRWTH | 464K | 8K | – |
| ISHARES TR | CORE HIGH DV ETF | 607K | 6K | – |
| ISHARES TR | CORE MSCI EAFE | 11M | 155K | – |
| ISHARES TR | CORE S&P MCP ETF | 4M | 75K | – |
| ISHARES TR | CORE S&P SCP ETF | 12M | 116K | – |
| ISHARES TR | CORE S&P TTL STK | 909K | 8K | – |
| ISHARES TR | CORE S&P500 ETF | 6M | 12K | – |
| ISHARES TR | CORE US AGGBD ET | 8M | 84K | – |
| ISHARES TR | DOW JONES US ETF | 3M | 24K | – |
| ISHARES TR | EXPANDED TECH | 1M | 16K | – |
| ISHARES TR | EXPND TEC SC ETF | 2M | 19K | – |
| ISHARES TR | FALN ANGLS USD | 240K | 9K | – |
| ISHARES TR | GLOBAL TECH ETF | 2M | 27K | – |
| ISHARES TR | IBONDS 24 TRM TS | 2M | 84K | – |
| ISHARES TR | IBONDS 25 TRM TS | 929K | 40K | – |
| ISHARES TR | IBONDS 26 TRM TS | 288K | 13K | – |
| ISHARES TR | ISHARES BIOTECH | 215K | 2K | – |
| ISHARES TR | ISHARES SEMICDTR | 2M | 10K | – |
| ISHARES TR | MORNINGSTAR GRWT | 3M | 37K | – |
| ISHARES TR | MORNINGSTR US EQ | 994K | 13K | – |
| ISHARES TR | MRGSTR MD CP GRW | 1M | 17K | – |
| ISHARES TR | MSCI USA MIN VOL | 10M | 118K | – |
| ISHARES TR | MSCI USA MMENTM | 332K | 2K | – |
| ISHARES TR | MSCI USA QLT FCT | 15M | 85K | – |
| ISHARES TR | NATIONAL MUN ETF | 2M | 21K | – |
| ISHARES TR | PFD AND INCM SEC | 1M | 47K | – |
| ISHARES TR | RUS 1000 GRW ETF | 685K | 2K | – |
| ISHARES TR | RUS 1000 VAL ETF | 512K | 3K | – |
| ISHARES TR | RUS MDCP VAL ETF | 1M | 8K | – |
| ISHARES TR | RUS TP200 GR ETF | 2M | 11K | – |
| ISHARES TR | RUSSELL 2000 ETF | 1M | 5K | – |
| ISHARES TR | S&P 500 GRWT ETF | 2M | 27K | – |
| ISHARES TR | S&P MC 400GR ETF | 2M | 21K | – |
| ISHARES TR | S&P SML 600 GWT | 797K | 6K | – |
| ISHARES TR | SELECT DIVID ETF | 284K | 2K | – |
| ISHARES TR | TIPS BD ETF | 4M | 38K | – |
| ISHARES TR | U S EQUITY FACTR | 580K | 10K | – |
| ISHARES TR | U.S. MED DVC ETF | 257K | 5K | – |
| ISHARES TR | U.S. TECH ETF | 334K | 2K | – |
| ISHARES TR | US AER DEF ETF | 302K | 2K | – |
| ISHARES TR | US CONSM STAPLES | 2M | 30K | – |
| ISHARES TR | US HLTHCARE ETF | 2M | 25K | – |
| ISHARES TR | US INFRASTRUC | 2M | 46K | – |
| ISHARES TR | US REGNL BKS ETF | 286K | 7K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 2M | 49K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 3M | 57K | – |
| J P MORGAN EXCHANGE TRADED F | HEDGED EQUITY LA | 726K | 12K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 3M | 49K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 1M | 23K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 3M | 66K | – |
| JOHNSON & JOHNSON | COM | 6M | 42K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 12K | – |
| KELLANOVA | COM | 1M | 19K | – |
| KEURIG DR PEPPER INC | COM | 2M | 74K | – |
| KIMBERLY-CLARK CORP | COM | 6M | 46K | – |
| KOHLS CORP | COM | 323K | 14K | – |
| KRAFT HEINZ CO | COM | 262K | 8K | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 890K | 34K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 614K | 3K | – |
| LAM RESEARCH CORP | COM | 308K | 289 | – |
| LAMB WESTON HLDGS INC | COM | 634K | 8K | – |
| LISTED FD TR | ROUNDHILL MAGNIF | 47M | 1M | – |
| LOCKHEED MARTIN CORP | COM | 3M | 7K | – |
| LOWES COS INC | COM | 457K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 797K | 2K | – |
| MATRIX SVC CO | COM | 1M | 106K | – |
| MCDONALDS CORP | COM | 6M | 22K | – |
| MEDPACE HLDGS INC | COM | 200K | 486 | – |
| MEDTRONIC PLC | SHS | 2M | 24K | – |
| MERCK & CO INC | COM | 4M | 32K | – |
| META PLATFORMS INC | CL A | 3M | 7K | – |
| MICROSOFT CORP | COM | 31M | 70K | – |
| MODERNA INC | COM | 2M | 17K | – |
| MONDELEZ INTL INC | CL A | 2M | 38K | – |
| NETFLIX INC | COM | 601K | 891 | – |
| NEXTERA ENERGY INC | COM | 903K | 13K | – |
| NIKE INC | CL B | 852K | 11K | – |
| NORTHERN LTS FD TR III | HCM DEFND 100 | 408K | 7K | – |
| NORTHWESTERN ENERGY GROUP IN | COM NEW | 2M | 36K | – |
| NOVO-NORDISK A S | ADR | 2M | 11K | – |
| NVIDIA CORPORATION | COM | 9M | 69K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 248K | 1K | – |
| ORACLE CORP | COM | 253K | 2K | – |
| OREILLY AUTOMOTIVE INC | COM | 214K | 203 | – |
| ORGANON & CO | COMMON STOCK | 266K | 13K | – |
| PACER FDS TR | TRENDP US LAR CP | 1M | 27K | – |
| PACER FDS TR | US CASH COWS 100 | 3M | 47K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 726K | 29K | – |
| PALO ALTO NETWORKS INC | COM | 1M | 4K | – |
| PAYPAL HLDGS INC | COM | 821K | 14K | – |
| PEPSICO INC | COM | 5M | 29K | – |
| PFIZER INC | COM | 5M | 192K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 3M | 86K | – |
| PLBY GROUP INC | COM | 69K | 89K | – |
| PNC FINL SVCS GROUP INC | COM | 261K | 2K | – |
| POWERSHARES ACTIVELY MANAGED | TOTAL RETURN | 1M | 30K | – |
| PRICE T ROWE GROUP INC | COM | 4M | 31K | – |
| PROCTER AND GAMBLE CO | COM | 8M | 48K | – |
| PROGRESSIVE CORP | COM | 291K | 1K | – |
| PROLOGIS INC. | COM | 698K | 6K | – |
| PROSHARES TR | S&P 500 DV ARIST | 2M | 16K | – |
| PROSHARES TR | S&P TECH DIVIDEN | 217K | 3K | – |
| PROSPECT CAP CORP | COM | 55K | 10K | – |
| PRUDENTIAL FINL INC | COM | 1M | 12K | – |
| QUALCOMM INC | COM | 454K | 2K | – |
| RBB FD INC | US TREAS 3 MNTH | 6M | 120K | – |
| RBB FD INC | US TRSRY 6 MNTH | 282K | 6K | – |
| REALTY INCOME CORP | COM | 703K | 13K | – |
| REPUBLIC SVCS INC | COM | 512K | 3K | – |
| RTX CORPORATION | COM | 3M | 26K | – |
| SANDSTORM GOLD LTD | COM NEW | 924K | 170K | – |
| SAREPTA THERAPEUTICS INC | COM | 4M | 27K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 5M | 65K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 3M | 26K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 1M | 14K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 3M | 50K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 8M | 103K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 544K | 11K | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 24K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 665K | 16K | – |
| SELECT SECTOR SPDR TR | INDL | 2M | 20K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 660K | 4K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 7M | 89K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 3M | 18K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 209K | 3K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 857K | 10K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 14M | 62K | – |
| SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | 1M | 40K | – |
| SMUCKER J M CO | COM NEW | 430K | 4K | – |
| SOUTHERN CO | COM | 4M | 51K | – |
| SPDR GOLD TR | GOLD SHS | 413K | 2K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 789K | 23K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 621K | 16K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 8M | 15K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 3M | 5K | – |
| SPDR SER TR | AEROSPACE DEF | 432K | 3K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 2M | 19K | – |
| SPDR SER TR | BLOOMBERG 3-12 M | 371K | 4K | – |
| SPDR SER TR | COMP SOFTWARE | 339K | 2K | – |
| SPDR SER TR | FACTST INV ETF | 1M | 10K | – |
| SPDR SER TR | PORTFLI INTRMDIT | 4M | 146K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 19M | 279K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 17M | 694K | – |
| SPDR SER TR | PORTFOLIO LN TSR | 980K | 36K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 773K | 15K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 6M | 89K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 890K | 21K | – |
| SPDR SER TR | PORTFOLIO SH TSR | 228K | 8K | – |
| SPDR SER TR | PORTFOLIO SHORT | 7M | 237K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 3M | 44K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 3M | 57K | – |
| SPDR SER TR | S&P BIOTECH | 16M | 169K | – |
| SPDR SER TR | S&P CAP MKTS | 1M | 12K | – |
| SPDR SER TR | S&P DIVID ETF | 226K | 2K | – |
| SPDR SER TR | S&P SEMICNDCTR | 5M | 20K | – |
| SPDR SER TR | SPDR S&P1500VL | 2M | 10K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 5M | 269K | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 6M | 612K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 298K | 7K | – |
| STARBUCKS CORP | COM | 4M | 56K | – |
| STRUCTURE THERAPEUTICS INC | SPONSORED ADS | 16M | 401K | – |
| STRYKER CORPORATION | COM | 699K | 2K | – |
| SYSCO CORP | COM | 3M | 35K | – |
| TANDY LEATHER FACTORY INC | COM | 380K | 84K | – |
| TESLA INC | COM | 704K | 4K | – |
| TEXAS INSTRS INC | COM | 938K | 5K | – |
| TJX COS INC NEW | COM | 946K | 9K | – |
| TRANE TECHNOLOGIES PLC | SHS | 1M | 3K | – |
| TRAVELERS COMPANIES INC | COM | 769K | 4K | – |
| TYSON FOODS INC | CL A | 826K | 14K | – |
| UNION PAC CORP | COM | 266K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| VANECK ETF TRUST | BDC INCOME ETF | 2M | 93K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 5M | 162K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 3M | 92K | – |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 2M | 40K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 509K | 6K | – |
| VANECK ETF TRUST | RETAIL ETF | 776K | 4K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 3M | 12K | – |
| VANECK MERK GOLD TR | GOLD TRUST | 6M | 253K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 214K | 3K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 959K | 13K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 2M | 32K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 557K | 3K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 729K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 243K | 1K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 385K | 5K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 35M | 69K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 8K | – |
| VANGUARD INDEX FDS | VALUE ETF | 2M | 13K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 7M | 161K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 361K | 4K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 218K | 3K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 4M | 21K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 294K | 6K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 20M | 168K | – |
| VANGUARD WORLD FD | INF TECH ETF | 625K | 1K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 1M | 5K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 542K | 4K | – |
| VERALTO CORP | COM SHS | 223K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 6M | 142K | – |
| VICTORY PORTFOLIOS II | SHORT TRM BD ETF | 1M | 21K | – |
| VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 3M | 48K | – |
| VICTORY PORTFOLIOS II | VCSHS US 500 VOL | 1M | 16K | – |
| VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 4M | 69K | – |
| VICTORY PORTFOLIOS II | VCSHS US SML CAP | 1M | 22K | – |
| VICTORY PORTFOLIOS II | VICSHS DV AC ETF | 3M | 56K | – |
| VIKING HOLDINGS LTD | ORD SHS | 783K | 23K | – |
| VILLAGE SUPER MKT INC | CL A NEW | 8M | 312K | – |
| VISA INC | COM CL A | 701K | 3K | – |
| VISTA ENERGY S.A.B. DE C.V. | SPONSORED ADS | 696K | 15K | – |
| VOR BIOPHARMA INC | COM | 20K | 20K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 980K | 81K | – |
| WALMART INC | COM | 2M | 31K | – |
| WASTE MGMT INC DEL | COM | 4M | 18K | – |
| WEIS MKTS INC | COM | 415K | 7K | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 467K | 11K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 4M | 73K | – |
| WISDOMTREE TR | JAPN HEDGE EQT | 16M | 139K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 3M | 41K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 5M | 102K | – |
| YUM BRANDS INC | COM | 503K | 4K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 358K | 3K | – |