CONCORD INVESTMENT COUNSEL
Adviser information for CONCORD INVESTMENT COUNSEL last updated from Form ADV on June 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 503 | $264.4M |
| Non-Discretionary | 17 | $5.2M |
| Total | 520 | $269.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 274 | $269.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 250 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-39752 |
|---|---|
| SEC ERA File Number | 801-39752 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107901 |
| Legal Entity Identifier | None |
Principal Office
9259 RESEARCH DRIVEIRVINE
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 949-852-4100, Fax: 949-852-4106
Chief Compliance Officer
MITCHELL PLETCHER
PRESIDENT
9259 RESEARCH DRIVE
IRVINE
CA
United States
Tel:
949-852-4100
Fax:
949-852-4106
M*@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PLETCHER, MITCHELL, ANTHONY | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/1999 | > 75% |