EXCALIBUR MANAGEMENT CORP
Adviser information for EXCALIBUR MANAGEMENT CORP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 777 | $600.6M |
| Non-Discretionary | 50 | $5.8M |
| Total | 827 | $606.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 167 | $64.6M |
| HNW Individuals | 135 | $492.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.0M |
| Charitable organizations | <5 | $17.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $28.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
BAY COLONY CORPORATE CENTER950 WINTER STREET NORTH, SUITE 4100
WALTHAM
MA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: (617) 916-9669, Fax: (617) 916-9554
Websites
Chief Compliance Officer
ELLEN M. BRUNO
CHIEF COMPLIANCE OFFICER
P.O. BOX 373
ASSONET
MA
United States
Tel:
508-828-1410
E*****@****************M
(Full email address available in API data)
Regulatory Contact
MARC H. OHLER
MANAGING DIRECTOR AND PRINCIPAL
BAY COLONY CORPORATE CENTER
950 WINTER STREET NORTH, SUITE 4100
WALTHAM
MA
United States
Tel:
(617) 916-9669
Fax:
(617) 916-9554
M*********@************M
(Full email address available in API data)
Industry Affiliates
| COMPLIANCE ADVISOR PROFESSIONALS, LLC | Accountant or accounting firm |
| LEGGETT & LEGGETT, PC | Accountant or accounting firm |
| LEGGETT & LEGGETT, PC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DELDUCHETTO, MICHAEL, WILLIAM | Individual | – | PRESIDENT AND MANAGING DIRECTOR | 04/2015 | 50-75% |
| OHLER, MARC, HAMILTON | Individual | – | MANAGING DIRECTOR AND PRINCIPAL | 08/2015 | 50-75% |
| BRUNO, ELLEN, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 1M | 10K | – |
| ABBOTT LABS | COM | 1M | 14K | – |
| ABBVIE INC | COM | 2M | 14K | – |
| ADOBE INC | COM | 344K | 619 | – |
| ADVANCED MICRO DEVICES INC | COM | 323K | 2K | – |
| ALBEMARLE CORP | COM | 248K | 3K | – |
| ALPHABET INC | CAP STK CL A | 3M | 18K | – |
| ALPHABET INC | CAP STK CL C | 519K | 3K | – |
| ALTRIA GROUP INC | COM | 948K | 21K | – |
| AMAZON COM INC | COM | 3M | 14K | – |
| AMDOCS LTD | SHS | 470K | 6K | – |
| AMERICAN ELEC PWR CO INC | COM | 332K | 4K | – |
| AMERICAN EXPRESS CO | COM | 2M | 8K | – |
| AMGEN INC | COM | 2M | 6K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 359K | 6K | – |
| APPLE INC | COM | 12M | 57K | – |
| AT&T INC | COM | 3M | 152K | – |
| AVALONBAY CMNTYS INC | COM | 817K | 4K | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 257K | 215 | – |
| BANK AMERICA CORP | COM | 2M | 49K | – |
| BARRICK GOLD CORP | COM | 291K | 17K | – |
| BECTON DICKINSON & CO | COM | 455K | 2K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 2 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 9M | 22K | – |
| BLACKROCK INC | COM | 305K | 387 | – |
| BLACKSTONE INC | COM | 883K | 7K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 32K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 344K | 11K | – |
| BROADCOM INC | COM | 1M | 688 | – |
| CAMPBELL SOUP CO | COM | 320K | 7K | – |
| CANADIAN NATL RY CO | COM | 401K | 3K | – |
| CARLISLE COS INC | COM | 31M | 77K | – |
| CARRIER GLOBAL CORPORATION | COM | 881K | 14K | – |
| CATERPILLAR INC | COM | 635K | 2K | – |
| CHEVRON CORP NEW | COM | 3M | 19K | – |
| CHUBB LIMITED | COM | 265K | 1K | – |
| CISCO SYS INC | COM | 2M | 44K | – |
| CITIGROUP INC | COM NEW | 959K | 15K | – |
| CLOROX CO DEL | COM | 333K | 2K | – |
| COCA COLA CO | COM | 2M | 30K | – |
| COLGATE PALMOLIVE CO | COM | 253K | 3K | – |
| COMCAST CORP NEW | CL A | 361K | 9K | – |
| CONAGRA BRANDS INC | COM | 409K | 14K | – |
| CONOCOPHILLIPS | COM | 462K | 4K | – |
| CONSOLIDATED EDISON INC | COM | 1M | 14K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
| CUMMINS INC | COM | 410K | 1K | – |
| CVS HEALTH CORP | COM | 3M | 46K | – |
| DANAHER CORPORATION | COM | 496K | 2K | – |
| DARDEN RESTAURANTS INC | COM | 336K | 2K | – |
| DEERE & CO | COM | 816K | 2K | – |
| DISNEY WALT CO | COM | 829K | 8K | – |
| DOLLAR GEN CORP NEW | COM | 270K | 2K | – |
| DOMINION ENERGY INC | COM | 732K | 15K | – |
| DOVER CORP | COM | 322K | 2K | – |
| DOW INC | COM | 852K | 16K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 12K | – |
| DUPONT DE NEMOURS INC | COM | 543K | 7K | – |
| EATON CORP PLC | SHS | 2M | 5K | – |
| ELI LILLY & CO | COM | 1M | 1K | – |
| EMERSON ELEC CO | COM | 622K | 6K | – |
| EXXON MOBIL CORP | COM | 3M | 27K | – |
| FEDEX CORP | COM | 3M | 9K | – |
| FISERV INC | COM | 312K | 2K | – |
| FREEPORT-MCMORAN INC | CL B | 215K | 4K | – |
| GALLAGHER ARTHUR J & CO | COM | 288K | 1K | – |
| GE AEROSPACE | COM NEW | 556K | 3K | – |
| GENERAL MLS INC | COM | 1M | 17K | – |
| GILEAD SCIENCES INC | COM | 2M | 24K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 5K | – |
| GSK PLC | SPONSORED ADR | 491K | 13K | – |
| HALEON PLC | SPON ADS | 91K | 11K | – |
| HOME DEPOT INC | COM | 2M | 5K | – |
| HONEYWELL INTL INC | COM | 1M | 5K | – |
| ILLINOIS TOOL WKS INC | COM | 461K | 2K | – |
| INDEPENDENT BK CORP MASS | COM | 1M | 28K | – |
| INGREDION INC | COM | 214K | 2K | – |
| INTEL CORP | COM | 2M | 63K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 14K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2M | 13K | – |
| INVESCO QQQ TR | UNIT SER 1 | 590K | 1K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 3K | – |
| ISHARES TR | GLOBAL TECH ETF | 406K | 5K | – |
| ISHARES TR | MBS ETF | 208K | 2K | – |
| ISHARES TR | RUSSELL 2000 ETF | 769K | 4K | – |
| JETBLUE AWYS CORP | COM | 195K | 32K | – |
| JOHNSON & JOHNSON | COM | 6M | 41K | – |
| JPMORGAN CHASE & CO. | COM | 7M | 36K | – |
| KELLANOVA | COM | 261K | 5K | – |
| KIMBERLY-CLARK CORP | COM | 910K | 7K | – |
| KINDER MORGAN INC DEL | COM | 2M | 79K | – |
| LAM RESEARCH CORP | COM | 225K | 212 | – |
| LOCKHEED MARTIN CORP | COM | 1M | 3K | – |
| M & T BK CORP | COM | 338K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MCDONALDS CORP | COM | 436K | 2K | – |
| MCKESSON CORP | COM | 845K | 1K | – |
| MEDTRONIC PLC | SHS | 289K | 4K | – |
| MERCK & CO INC | COM | 6M | 49K | – |
| META PLATFORMS INC | CL A | 5M | 10K | – |
| METLIFE INC | COM | 262K | 4K | – |
| MICROSOFT CORP | COM | 13M | 29K | – |
| MONDELEZ INTL INC | CL A | 427K | 7K | – |
| MORGAN STANLEY | COM NEW | 1M | 14K | – |
| NETFLIX INC | COM | 3M | 4K | – |
| NEWMONT CORP | COM | 545K | 13K | – |
| NEXTERA ENERGY INC | COM | 479K | 7K | – |
| NIKE INC | CL B | 535K | 7K | – |
| NORFOLK SOUTHN CORP | COM | 668K | 3K | – |
| NORTHROP GRUMMAN CORP | COM | 231K | 529 | – |
| NVIDIA CORPORATION | COM | 2M | 19K | – |
| ORACLE CORP | COM | 1M | 9K | – |
| ORGANON & CO | COMMON STOCK | 496K | 24K | – |
| OTIS WORLDWIDE CORP | COM | 455K | 5K | – |
| PARSONS CORP DEL | NOTE 0.250% 8/1 | 63K | 35K | – |
| PAYPAL HLDGS INC | COM | 519K | 9K | – |
| PEPSICO INC | COM | 3M | 16K | – |
| PFIZER INC | COM | 5M | 164K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 293K | 6K | – |
| PHILIP MORRIS INTL INC | COM | 1M | 11K | – |
| PHILLIPS 66 | COM | 486K | 3K | – |
| PINNACLE WEST CAP CORP | COM | 1M | 15K | – |
| PNC FINL SVCS GROUP INC | COM | 538K | 3K | – |
| PRICE T ROWE GROUP INC | COM | 384K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 26K | – |
| PUBLIC STORAGE OPER CO | COM | 234K | 813 | – |
| QUALCOMM INC | COM | 1M | 7K | – |
| RADNET INC | COM | 236K | 4K | – |
| REALTY INCOME CORP | COM | 357K | 7K | – |
| ROYAL BK CDA | COM | 308K | 3K | – |
| RTX CORPORATION | COM | 2M | 16K | – |
| S&P GLOBAL INC | COM | 2M | 4K | – |
| SHELL PLC | SPON ADS | 2M | 23K | – |
| SOUTHERN CO | COM | 771K | 10K | – |
| SPDR GOLD TR | GOLD SHS | 1M | 7K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 239K | 447 | – |
| STARBUCKS CORP | COM | 773K | 10K | – |
| STRYKER CORPORATION | COM | 1M | 3K | – |
| TARGET CORP | COM | 1M | 7K | – |
| TEXAS INSTRS INC | COM | 415K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 468K | 846 | – |
| TJX COS INC NEW | COM | 1M | 10K | – |
| TRANE TECHNOLOGIES PLC | SHS | 881K | 3K | – |
| UNILEVER PLC | SPON ADR NEW | 759K | 14K | – |
| UNION PAC CORP | COM | 1M | 5K | – |
| UNITED PARCEL SERVICE INC | CL B | 2M | 13K | – |
| US BANCORP DEL | COM NEW | 410K | 10K | – |
| VANGUARD INDEX FDS | VALUE ETF | 242K | 2K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 294K | 2K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 247K | 5K | – |
| VERIZON COMMUNICATIONS INC | COM | 4M | 101K | – |
| VIATRIS INC | COM | 118K | 11K | – |
| VISA INC | COM CL A | 4M | 13K | – |
| VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 49K | 50K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 125K | 10K | – |
| WALMART INC | COM | 828K | 12K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 175K | 24K | – |
| WASTE MGMT INC DEL | COM | 236K | 1K | – |
| WELLS FARGO CO NEW | COM | 1M | 20K | – |
| WP CAREY INC | COM | 2M | 33K | – |
| XYLEM INC | COM | 218K | 2K | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 257K | 4K | – |