ROBERT HARRELL, INCORPORATED
ROBERT HARRELL INCORPORATED Legal Name
Adviser information for ROBERT HARRELL, INCORPORATED last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 35 | $4.1M |
| Non-Discretionary | 34 | $836.8M |
| Total | 69 | $840.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 53 | $163.2M |
| Banking or thrift institutions | <5 | $116.4M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $35.4M |
| Charitable organizations | 6 | $148.8M |
| State or municipal gov entities | 7 | $320.9M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.7M |
| Other | <5 | $53.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-40048 |
|---|---|
| SEC ERA File Number | 801-40048 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106191 |
| Legal Entity Identifier | None |
Principal Office
8310 N. CAPITAL OF TEXAS HIGHWAYBUILDING 1, SUITE 320
AUSTIN
TX
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 512-795-9100, Fax: None
Websites
Chief Compliance Officer
WILLIAM B HARRELL
8310 N. CAPITAL OF TEXAS HIGHWAY
BUILDING 1, SUITE 320
AUSTIN
TX
United States
Tel:
512-656-4788
W*******@**********M
(Full email address available in API data)
Regulatory Contact
SANDRA KAYE LARSEN-HARRELL
PRESIDENT, SECRETARY, TREASURER, CHIEF OPERATING OFFICER
8310 N. CAPITAL OF TEXAS HIGHWAY
BUILDING 1, SUITE 320
AUSTIN
TX
United States
Tel:
512-795-9100
R**@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARRELL, ROBERT, LEE | Individual | – | CHIEF EXECUTIVE OFFICER | 07/1991 | 25-50% |
| LARSEN-HARRELL, SANDRA, KAYE | Individual | – | PRESIDENT/SECRETARY/TREASURER/CHIEF OPERATING OFFICER | 12/2009 | 50-75% |
| HARRELL, WILLIAM, BUTLER | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |