PPS & V ASSET MANAGEMENT CONSULTANTS INC

Adviser information for PPS & V ASSET MANAGEMENT CONSULTANTS INC last updated from Form ADV on December 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End SEPTEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 587 $184.4M
Non-Discretionary 14 $4.8M
Total 601 $189.1M

Clients

Type Number RAUM
Individuals 217 $56.0M
HNW Individuals 48 $124.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $4.8M
Charitable organizations <5 $233,764
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $3.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-40057
SEC ERA File Number 801-40057
SEC CIK Numbers 1936380
SEC CRD Numbers 110491
Legal Entity Identifier None

Principal Office

2750 OLD CENTRE AVE
SUITE 100
PORTAGE
MI
United States
Monday - Friday, 8:30AM - 4:30PM
Tel: 269-321-4444, Fax: 269-321-7708

Chief Compliance Officer

RYAN J. VLIEK
CHIEF COMPLIANCE OFFICER
2750 OLD CENTRE AVE
SUITE 100
PORTAGE
MI
United States
Tel: 269-321-4444
Fax: 269-321-7708
(Full email address available in API data)

Regulatory Contact

ROBERT B. VLIEK
OFFICER
2750 OLD CENTRE AVE
SUITE 100
PORTAGE
MI
United States
Tel: 269-321-4444
Fax: 269-321-7708
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
VLIEK, RYAN, JOHN Individual CHIEF COMPLIANCE OFFICER 02/2017 10-25%
VLIEK, ROBERT, BRUCE Individual OFFICER 01/1992 > 75%

No. Employees, Historic

10502019202020212022202320243 on 5/30/20194 on 12/17/20194 on 6/15/20204 on 12/17/20204 on 12/15/20214 on 12/15/20224 on 12/19/2023

RAUM, Historic

200M100M0201920202021202220232024143048303 on 5/30/2019142213687 on 12/17/2019142213687 on 6/15/2020159541373 on 12/17/2020184003331 on 12/15/2021158353314 on 12/15/2022189114658 on 12/19/2023

No. Clients, Historic

7003500201920202021202220232024663 on 5/30/2019275 on 12/17/2019275 on 6/15/2020272 on 12/17/2020271 on 12/15/2021271 on 12/15/2022265 on 12/19/2023

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Amazon.com Inc. COM 947K 5K
Apple Inc. COM 7M 35K
Badger Meter Inc COM 596K 3K
Eli Lilly and Co COM 1M 1K
Invesco QQQ Trust UNIT SER 1 25M 53K
Invesco S&P 500 Equal Weight S&P 500 EQL WGT 330K 2K
iShares Core S&P Mid-Cap CORE S&P MCP ETF 2M 29K
iShares Core S&P Small-Cap CORE S&P SCP ETF 8M 73K
iShares High Dividend CORE HIGH DV ETF 578K 5K
iShares Morningstar Mid-Cap MRGSTR MD CP ETF 340K 5K
iShares Morningstar Small-Cap MRGSTR CM CP ETF 310K 6K
iShares Russell 1000 Growth RUS 1000 FRW ETF 742K 2K
iShares Russell 2000 RUSSELL 2000 ETF 274K 1K
iShares Russell Mid-Cap RUS MID CAP ETF 979K 12K
iShares Russell Midcap Growth RUS MD CP GR ETF 204K 2K
iShares S&P 500 Index CORE S&P 500 ETF 38M 69K
iShares Select Dividend SELECT DIVID ETF 517K 4K
J.P. Morgan Chase & Co. COM 281K 1K
Johnson & Johnson COM 354K 2K
Marathon Pete Corp COM 347K 2K
Microsoft Corp COM 623K 1K
Nvidia Corp COM 1M 10K
Pfizer Incorporated COM 376K 13K
Schwab US Dividend Equity US DIVIDEND EQ 7M 85K
Schwab US Large Cap Growth US LCAP GR ETF 16M 154K
Schwab US Mid Cap US MID-CAO ETF 6M 77K
SPDR S&P Dividend S&P DIVID ETF 1M 8K
Stryker Corp COM 2M 6K
Technology Select Sector SPDR TECHNOLOGY 233K 1K
Tesla, Inc. COM 601K 3K
Vanguard Dividend Appreciation DIV APP ETF 2M 13K
Vanguard Health Care HEALTH CARE ETF 453K 2K
Vanguard High Dividend Yield HIGH DIV YLD 9M 75K
Vanguard Information Technology INF TECH ETF 238K 413
Vanguard Total Stock Market TOTAL STK MRK 4M 16K
Visa Inc COM CL A 376K 1K
Wisdomtree US Al Enhanced Value US AI ENHANCED 408K 4K