DIMENSIONAL FUND ADVISORS LTD
Adviser information for DIMENSIONAL FUND ADVISORS LTD last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 149 |
|---|---|
| Investment Advisory/Research | 60 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 108 | $277.0B |
| Non-Discretionary | 0 | $0 |
| Total | 108 | $277.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 86 | $267.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $91.3M |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 13 | $7.3B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 5 | $1.4B |
| Corporations or other businesses | <5 | $312.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 6 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | Fixed feesEXPENSES PLUS A FIXED PERCENTAGE OF EXPENSES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
20 TRITON STREETREGENT'S PLACE
LONDON
United Kingdom
Monday - Friday, 9:00 A.M. TO 5:30 P.M. GMT
Tel: + (44) 20-3033-3300, Fax: + (44) 20-3033-3324
Chief Compliance Officer
SELWYN J. NOTELOVITZ
CHIEF COMPLIANCE OFFICER
6300 BEE CAVE ROAD
BUILDING ONE
AUSTIN
TX
United States
Tel:
512-306-7400
Fax:
512-306-6698
S****************@**************M
(Full email address available in API data)
Regulatory Contact
CATHERINE L. NEWELL
VICE PRESIDENT, CHIEF LEGAL OFFICER & SECRETARY
6300 BEE CAVE ROAD
BUILDING ONE
AUSTIN
TX
United States
Tel:
512-306-7400
Fax:
512-306-7609
C***************@**************M
(Full email address available in API data)
Industry Affiliates
| DFA AUSTRALIA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| DFA SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| DIMENSIONAL FUND ADVISORS CANADA ULC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| DIMENSIONAL FUND ADVISORS LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| DIMENSIONAL FUND ADVISORS PTE. LTD. | Other investment adviser, including financial planners |
| DIMENSIONAL HONG KONG LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| DIMENSIONAL IRELAND LIMITED | Other investment adviser, including financial planners |
| DIMENSIONAL JAPAN LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | Domestic Entity | – | SHAREHOLDER | 12/1990 | > 75% |
| NEWELL, CATHERINE, LEE | Individual | – | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 08/1996 | < 5% |
| BOOTH, DAVID, GILBERT | Individual | DIMENSIONAL HOLDINGS INC. | CHAIRMAN | 02/2017 | 25-50% |
| DIMENSIONAL HOLDINGS INC. | Domestic Entity | DIMENSIONAL FUND ADVISORS LP | GENERAL PARTNER | 11/2006 | |
| DIMENSIONAL HOLDINGS LLC | Domestic Entity | DIMENSIONAL FUND ADVISORS LP | LIMITED PARTNER | 11/2006 | > 75% |
| DIMENSIONAL HOLDINGS INC. | Domestic Entity | DIMENSIONAL HOLDINGS LLC | SOLE MEMBER | 11/2006 | > 75% |
| ROMIZA, JOHN, STEVEN | Individual | – | CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR | 07/2018 | < 5% |
| O'DONOVAN, PAUL, CHRISTOPHER | Individual | – | HEAD OF EUROPEAN COMPLIANCE | 11/2014 | < 5% |
| LACAZE, NATHAN, ROBERT | Individual | – | CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR | 07/2018 | < 5% |
| PARRY, VICTORIA, ALICE | Individual | – | INDEPENDENT DIRECTOR | 09/2019 | < 5% |
| WOOD, PETER, ANTHONY MARK | Individual | – | INDEPENDENT DIRECTOR | 09/2019 | < 5% |
| NOTELOVITZ, SELWYN, JUSTIN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2020 | < 5% |
| GRZELAK, BERNARD, JAMES | Individual | – | CHIEF FINANCIAL OFFICER, TREASURER AND VICE PRESIDENT | 09/2020 | < 5% |
| Surridge, John, Bernard | Individual | – | DIRECTOR AND VICE PRESIDENT | 02/2022 | < 5% |
| Boyd, John, Daniel | Individual | – | DIRECTOR AND VICE PRESIDENT | 03/2022 | < 5% |