EMERALD ADVISERS, LLC
Adviser information for EMERALD ADVISERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 35 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 50 | $2.4B |
| Non-Discretionary | 0 | $0 |
| Total | 50 | $2.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $218,561 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $144.1M |
| Pension and profit sharing plans | 7 | $664.4M |
| Charitable organizations | <5 | $78.6M |
| State or municipal gov entities | 21 | $1.4B |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $111.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $342,951 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
3175 OREGON PIKELEOLA
PA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 717-396-1116, Fax: 717-396-0088
Websites
Chief Compliance Officer
JAMES A. MEEHAN
CCO
3175 OREGON PIKE
LEOLA
PA
United States
Tel:
717-396-1116
Fax:
717-399-3140
J******@**************M
(Full email address available in API data)
Regulatory Contact
MITCH KRAHE
COUNSEL
3175 OREGON PIKE
LEOLA
PA
United States
Tel:
717-396-1116
Fax:
717-399-3140
M*****@**************M
(Full email address available in API data)
Industry Affiliates
| CONSERVATION RESOURCE PARTNERS, LLC | Other investment adviser, including financial planners |
| EMERALD FINANCIAL SERVICES PRIVATE EQUITY PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
| EMERALD MUTUAL FUND ADVISERS TRUST | Other investment adviser, including financial planners |
| EMERALD SEPARATE ACCOUNT MANAGEMENT LLC | Other investment adviser, including financial planners |
| EMSTONE ADVISERS, LLC | Other investment adviser, including financial planners |
| F/M INVESTMENTS LLC | Other investment adviser, including financial planners |
| ZIEGLER CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MERTZ, KENNETH, GEORGE | Individual | – | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | 10/1992 | < 5% |
| EMERALD ASSET MANAGEMENT PA, LLC | Domestic Entity | – | DIRECT OWNER | 07/2018 | > 75% |
| SEARS, STACEY, LYNN | Individual | – | SENIOR VICE PRESIDENT AND DIRECTOR | 03/2001 | < 5% |
| MOYER, DANIEL, WEBSTER | Individual | – | EXECUTIVE VICE PRESIDENT | 09/2002 | < 5% |
| MEEHAN, JAMES, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2002 | < 5% |
| EMERALD ASSET MANAGEMENT EMPLOYEE STOCK OWNERSHIP TRUST | Domestic Entity | EMERALD ASSET MANAGEMENT, INC. | MEMBER | 09/2012 | > 75% |
| EMERALD ASSET MANAGEMENT, INC. | Domestic Entity | EMERALD ASSET MANAGEMENT PA, LLC | MEMBER | 07/2018 | 25-50% |
| MOYER, DANIEL, WEBSTER | Individual | EMERALD ASSET MANAGEMENT EMPLOYEE STOCK OWNERSHIP TRUST | TRUSTEE | 09/2012 | |
| WARE, PAUL, WILLARD | Individual | EMERALD ASSET MANAGEMENT EMPLOYEE STOCK OWNERSHIP TRUST | TRUSTEE | 09/2012 | |
| F/M MANAGERS GROUP, LLC | Domestic Entity | EMERALD ASSET MANAGEMENT PA, LLC | MEMBER | 10/2018 | 50-75% |
| DIFFRACTIVE MANAGERS GROUP PAYCO, LLC | Domestic Entity | F/M MANAGERS GROUP, LLC | MEMBER | 10/2018 | > 75% |
| 1251 FINANCING COMPANY, LLC | Domestic Entity | DIFFRACTIVE MANAGERS GROUP PAYCO, LLC | MEMBER | 10/2018 | > 75% |
| 1251 CAPITAL GROUP, INC. | Domestic Entity | 1251 FINANCING COMPANY, LLC | MANAGING MEMBER | 10/2018 | > 75% |
| 1251 CAPITAL GROUP HOLDINGS, LLC | Domestic Entity | 1251 CAPITAL GROUP, INC. | SHAREHOLDER | 10/2018 | |
| HAILER, JOHN, THOMAS | Individual | 1251 CAPITAL GROUP HOLDINGS, LLC | MEMBER/MANAGER | 01/2018 | 50-75% |
| Maguire, Christopher | Individual | 1251 CAPITAL GROUP HOLDINGS, LLC | MEMBER | 07/2016 | |
| Wilson, Michael, Arthur Ross | Individual | 1251 CAPITAL GROUP HOLDINGS, LLC | MEMBER | 07/2016 | |
| BRIZIUS, CHARLES, ALBERT | Individual | 1251 CAPITAL GROUP HOLDINGS, LLC | MEMBER/MANAGER | 06/2016 | |
| REHR, SCOTT, LAMBERT | Individual | EMERALD ASSET MANAGEMENT EMPLOYEE STOCK OWNERSHIP TRUST | TRUSTEE | 02/2024 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| APPLIED OPTOELECTRONICS INC | COM | 4M | 513K | – |
| APPLE INC | COM | 6M | 28K | – |
| ACADIA PHARMACEUTICALS INC | COM | 13M | 809K | – |
| ADOBE INC | COM | 44K | 79 | – |
| THE AES CORPORATION | COM | 891K | 51K | – |
| ATLAS ENERGY SOLUTIONS INC | COM | 168K | 8K | – |
| PLAYAGS INC | COM | 26K | 2K | – |
| AGILYSYS INC | COM | 25M | 240K | – |
| AAR CORPORATION | COM | 35M | 485K | – |
| AKERO THERAPEUTCS INC | COM | 12M | 515K | – |
| ASTERA LABS INC | COM | 17K | 289 | – |
| ALIGN TECHNOLOGY INC | COM | 237K | 980 | – |
| ALKERMES PLC | COM | 24K | 980 | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 393K | 2K | – |
| AMETEK INC | COM | 125K | 748 | – |
| AMGEN INC | COM | 769K | 2K | – |
| AMERICAN TOWER CORP | COM | 34K | 175 | – |
| AMAZON.COM, INC | COM | 4M | 22K | – |
| ANI PHARMACEUTICALS INC | COM | 16K | 244 | – |
| APOLLO GLOBAL MANAGEMENT LLC | COM | 656K | 6K | – |
| APPLOVIN CORP | COM | 186K | 2K | – |
| ANTERO RESOURCES CORP | COM | 257K | 8K | – |
| ARCBEST CORP | COM | 7M | 64K | – |
| ARHAUS INC | COM | 23M | 1M | – |
| ARIS WATER SOLUTION INC | COM | 503K | 32K | – |
| ARLO TECHNOLOGIES | COM | 12M | 884K | – |
| ALPHATEC HOLDINGS INC | COM | 11M | 1M | – |
| ALLEGHENY TECHNOLOGIES INC | COM | 36M | 640K | – |
| ATRICURE INC | COM | 8M | 351K | – |
| AEROVIRONMENT INC | COM | 36M | 197K | – |
| BROADCOM LTD | COM | 2M | 1K | – |
| AXOS FINANCIAL INC | COM | 25M | 442K | – |
| AXON ENTERPRISE INC | COM | 267K | 907 | – |
| AUTOZONE INC | COM | 969K | 327 | – |
| BANC OF CALIFORNIA INC | COM | 8M | 641K | – |
| BRIDGEBIO PHARMA INC | COM | 17M | 666K | – |
| BJS RESTAURANT INC | COM | 20M | 565K | – |
| BOWHEAD SPECIALTY HOLDINGS | COM | 6M | 235K | – |
| BLUEPRINT MEDICINES CORP | COM | 37M | 341K | – |
| POPULAR INC | COM | 11M | 127K | – |
| BURLINGTON STORES INC | COM | 344K | 1K | – |
| BALDWIN INSURANCE GROUP INC | COM | 31M | 869K | – |
| BOWMAN CONSULTING GROUP LTD | COM | 526K | 17K | – |
| CNB FINL CORP PA | COM | 3M | 144K | – |
| COGENT COMMUNICATIONS HOLDINGS | COM | 13M | 235K | – |
| CADENCE DESIGN SYS INC | COM | 1M | 4K | – |
| CELSIUS HOLDINGS INC | COM | 203K | 4K | – |
| CHURCHILL DOWNS INC | COM | 19M | 136K | – |
| Chrod Energy Corp | COM | 216K | 1K | – |
| CHUYS HOLDINGS INC | COM | 9M | 347K | – |
| CELLDEX THERAPEUTICS INC | COM | 7M | 198K | – |
| CHIPOTLE MEXICAN GRILL | COM | 2M | 29K | – |
| COHERENT CORP | COM | 211K | 3K | – |
| COLLEGIUM PHARMACEUTICAL INC | COM | 21M | 650K | – |
| COSTCO WHOLESALE CORP | COM | 847K | 996 | – |
| COPART INC | COM | 372K | 7K | – |
| CREDO TECHNOLOGY GROUP HOLDINGS | COM | 48M | 2M | – |
| SALESFORCE.COM INC | COM | 51K | 200 | – |
| CARPENTER TECHNOLOGY CORP | COM | 56M | 511K | – |
| CROWDSTRIKE HOLDINGS INC | COM | 2M | 5K | – |
| COSTAR GROUP INC | COM | 608K | 8K | – |
| CVRx INC | COM | 5M | 453K | – |
| CITIZENS & NORTHERN CORP | COM | 41K | 2K | – |
| DELTA AIR LINES INC | COM | 218K | 5K | – |
| DARLING INGREDIENTS INC | COM | 1M | 28K | – |
| DOORDASH INC | COM | 237K | 2K | – |
| DECKERS OUTDOOR CORPORATION | COM | 437K | 451 | – |
| DYNATRACE HOLDINGS LLC | COM | 182K | 4K | – |
| ENTERPRISE FINL SVCS CORP | COM | 22K | 530 | – |
| ENPHASE ENERGY, INC | COM | 192K | 2K | – |
| ENERSYS | COM | 21K | 202 | – |
| EQT CORP | COM | 233K | 6K | – |
| ELASTIC NV | COM | 264K | 2K | – |
| EVERQUOTE INC | COM | 5M | 241K | – |
| EXACT SCIENCES CORP | COM | 227K | 5K | – |
| EXPEDIA GROUP INC | COM | 153K | 1K | – |
| NATIONAL VISION HOLDINGS | COM | 11M | 856K | – |
| FIRST ADVANTAGE CORP | COM | 19M | 1M | – |
| DIAMONDBACK ENERGY INC | COM | 369K | 2K | – |
| FIRST COMMONWEALTH FINANCIAL CORPORATION | COM | 56K | 4K | – |
| FAIR ISAAC CORP | COM | 590K | 396 | – |
| FIVE BELOW | COM | 121K | 1K | – |
| FLYWIRE CORP | COM | 6M | 354K | – |
| FABRINET | COM | 12M | 50K | – |
| F N B CORP PA | COM | 105K | 8K | – |
| FORMFACTOR INC | COM | 33M | 548K | – |
| SHIFT4 PAYMENTS INC | COM | 29M | 393K | – |
| FRESHPET INC | COM | 70M | 538K | – |
| FTAI AVIATION LTD | COM | 86M | 830K | – |
| TECHNIPFMC PLC | COM | 425K | 16K | – |
| FULTON FINL CORP PA | COM | 7M | 417K | – |
| FORWARD AIR CORP COM | COM | 11K | 585 | – |
| GOODRX HOLDINGS INC | COM | 2K | 310 | – |
| ALPHABET INC CLA A | COM | 4M | 22K | – |
| CHART INDS INC | COM | 35M | 243K | – |
| GXO LOGISTICS INC | COM | 589K | 12K | – |
| HYATT HOTELS CORPORATION | COM | 959K | 6K | – |
| HAEMONETICS CORPORATION | COM | 5M | 66K | – |
| HALLIBURTON CO | COM | 346K | 10K | – |
| HEICO CORPORATION | COM | 545K | 2K | – |
| HOULIHAN LOKEY | COM | 12M | 88K | – |
| HARMONIC INC | COM | 300K | 25K | – |
| HUBSPOT INC | COM | 359K | 609 | – |
| INSTALLED BUILDING PRODUCTS | COM | 11M | 53K | – |
| IBOTTA INC | COM | 3M | 35K | – |
| ICON PLC | COM | 547K | 2K | – |
| INTERDIGITAL INC PA COM | COM | 14M | 120K | – |
| IMMUNOVANT INC | COM | 8M | 289K | – |
| INDIE SEMICONDUCTOR INC | COM | 16M | 3M | – |
| INSMED INC | COM | 43M | 640K | – |
| IRONWOOD PHARMACEUTICALS INC | COM | 5M | 786K | – |
| INTRA CELLULAR THERAPIES | COM | 27M | 393K | – |
| INTEGER HOLDINGS CORP | COM | 2M | 15K | – |
| JACK IN THE BOX INC | COM | 10M | 194K | – |
| KALVISTA PHARMACEUTICALS INC | COM | 8M | 644K | – |
| KKR & CO. L.P. | COM | 509K | 5K | – |
| KULICKE AND SOFFA INDUSTRIES | COM | 22M | 443K | – |
| KINSALE CAPITAL GROUP INC | COM | 601K | 2K | – |
| KITE REALTY GROUP INC | COM | 46K | 2K | – |
| KRATOS DEFENSE AND SECURITY | COM | 35M | 2M | – |
| LONGBOARD PHARMACEUTICALS INC | COM | 6M | 229K | – |
| L3 HARRIS TECHNOLOGIES INC | COM | 656K | 3K | – |
| LIFE360 INC | COM | 7M | 209K | – |
| LUMENTUM HOLDINGS INC | COM | 15M | 293K | – |
| LIVANOVA PLC | COM | 37M | 681K | – |
| ELI LILLY & CO | COM | 968K | 1K | – |
| CHENIERE ENERGY INC | COM | 2M | 11K | – |
| LANTHEUS HOLDINGS INC | COM | 306K | 4K | – |
| LIGHT & WONDER INC | COM | 19M | 176K | – |
| LOAR HOLDINGS INC | COM | 1M | 21K | – |
| LPL FINANCIAL HOLDINGS INC | COM | 702K | 3K | – |
| LOUISIANA-PACIFIC CORPORATION | COM | 24M | 290K | – |
| MEDIAALPHA INC | COM | 8M | 599K | – |
| MOELIS & CO | COM | 25M | 434K | – |
| MONGODB INC | COM | 2M | 7K | – |
| MADRIGAL PHARMACEUTICALS INC | COM | 27M | 97K | – |
| MONTROSE ENVIRONMENTAL GROUP | COM | 33M | 736K | – |
| META PLATFORMS INC | COM | 3M | 6K | – |
| MERIT MED SYS INC | COM | 31M | 359K | – |
| MODINE MANUFACTURING CO | COM | 26M | 260K | – |
| MONOLITHICPOWER SYSTEMS INC | COM | 786K | 957 | – |
| MODERNA INC | COM | 206K | 2K | – |
| MSCI INC | COM | 442K | 918 | – |
| MICROSOFT CORP | COM | 8M | 18K | – |
| MATCH GROUP INC | COM | 222K | 7K | – |
| MATADOR RESOURCES CO | COM | 36K | 596 | – |
| MACOM TECHNOLOGY SOLUTIONS | COM | 30M | 270K | – |
| MASTEC INC | COM | 614K | 6K | – |
| NORWEGIAN CRUISE LINE HOLDINGS LTD | COM | 179K | 10K | – |
| NEOGENOMICS INC | COM | 26M | 2M | – |
| CLOUDFLARE INC | COM | 328K | 4K | – |
| NEW FORTRESS ENERGY INC | COM | 329K | 15K | – |
| NETFLIX INC | COM | 503K | 746 | – |
| NORTHERN OIL AND GAS | COM | 21M | 567K | – |
| NAPCO SECURITY | COM | 25M | 489K | – |
| NU HOLDINGS LTD | COM | 494K | 38K | – |
| NVIDIA CORPORATION | COM | 9M | 71K | – |
| NV5 GLOBAL INC | COM | 25M | 272K | – |
| OCULAR THERAPEUTIX INC | COM | 142K | 21K | – |
| ORTHOFIX MEDICAL INC | COM | 10M | 734K | – |
| OLLIES BARGAIN OUTLET HOLDINGS | COM | 22M | 219K | – |
| ONTO INNOVATION INC | COM | 28M | 125K | – |
| ONESPAWORLD HOLDINGS LIMITED | COM | 971K | 63K | – |
| PROFICIENT AUTO LOGISTICS INC | COM | 1M | 73K | – |
| PALO ALTO NETWORKS, INC | COM | 1M | 3K | – |
| PDF SOLUTIONS INC | COM | 32M | 876K | – |
| IMPINJ INC | COM | 26M | 169K | – |
| PINTEREST INC | COM | 1M | 27K | – |
| PALOMAR HOLDINGS INC | COM | 36M | 441K | – |
| PALANTIR TECHNOLOGIES INC | COM | 373K | 15K | – |
| PINNACLE FINL PARTNERS INC | COM | 33K | 407 | – |
| POOL CORP | COM | 184K | 600 | – |
| PACIFIC PREMIER BANCORP | COM | 51K | 2K | – |
| PERFICIENT INC | COM | 4M | 54K | – |
| PURE STORAGE | COM | 274K | 4K | – |
| PORTILLOS INC | COM | 10M | 984K | – |
| QUANTERIX CORP | COM | 9M | 681K | – |
| Q2 HOLDINGS INC | COM | 37M | 605K | – |
| ULTRAGENYX PHARMACEUTICAL INC | COM | 20M | 487K | – |
| ROBLOX CORPORATION | COM | 388K | 10K | – |
| RADNET INC | COM | 38M | 648K | – |
| REGENERAN PHARM | COM | 375K | 357 | – |
| RYMAN HOSPITALITY PROPERTIES | COM | 13M | 134K | – |
| RAMBUS INC | COM | 23M | 395K | – |
| RESMED INC | COM | 186K | 970 | – |
| ROCKWELL AUTOMATION INC | COM | 206K | 747 | – |
| RAPID7 INC | COM | 8M | 179K | – |
| RXO INC | COM | 12M | 443K | – |
| SKYWARD SPECIALTY INSURANCE | COM | 31M | 846K | – |
| SKYWATER TECHNOLOGY INC | COM | 8M | 1M | – |
| SOLENO THERAPEUTICS INC | COM | 12M | 293K | – |
| SUPER MICRO COMPUTER INC | COM | 720K | 879 | – |
| SIMPLY GOOD FOODS CO | COM | 22K | 612 | – |
| SUN COUNTRY AIRLINES HOLDING | COM | 11M | 882K | – |
| SNOWFLAKE INC CLASS A | COM | 14K | 105 | – |
| S&P GLOBAL INC | COM | 425K | 954 | – |
| SPOTIFY TECHNOLOGY S.A. | COM | 152K | 485 | – |
| SPROUT SOCIAL INC | COM | 4M | 122K | – |
| SPX TECHNOLOGIES INC | COM | 13M | 94K | – |
| SAREPTA THERAPEUTICS INC | COM | 676K | 4K | – |
| CONSTELLATION BRANDS INC | COM | 1M | 4K | – |
| SAVERS VALUE VILLAGE INC | COM | 9M | 748K | – |
| LATHAM GROUP INC | COM | 195K | 64K | – |
| SYNAPTICS INC | COM | 18M | 202K | – |
| THE BANCORP INC | COM | 271K | 7K | – |
| TIDEWATER INC | COM | 26M | 270K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 551K | 1K | – |
| TENABLE HOLDING | COM | 36M | 823K | – |
| TERADYNE INC | COM | 443K | 3K | – |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | COM | 1M | 87K | – |
| MILLICOM INTL CELLULAR S A SHS NEW | COM | 540 | 22 | – |
| TJX COS. | COM | 1M | 12K | – |
| TRANSMEDICS GROUP INC | COM | 49M | 323K | – |
| TRINET GROUP IN | COM | 25M | 250K | – |
| LENDINGTREE INC | COM | 14M | 346K | – |
| TREX INC | COM | 1M | 14K | – |
| TARGA RESOURCES CORP | COM | 498K | 4K | – |
| TRINITY CAPITAL INC | COM | 10M | 723K | – |
| TERRENO REALTY CORP | COM | 12M | 208K | – |
| TRACTOR SUPPLY COMPANY | COM | 447K | 2K | – |
| TESLA MOTORS, INC | COM | 608K | 3K | – |
| THE TRADE DESK | COM | 664K | 7K | – |
| TETRA TECHNOLOGIES | COM | 8M | 2M | – |
| TAKE TWO INTERACTIVE SOFTWARE | COM | 697K | 4K | – |
| TRAVERE THERAPEUTICS INC | COM | 13M | 2M | – |
| UNTIY SOFTWARE INC | COM | 161K | 10K | – |
| UBER TECHNOLOGIES INC | COM | 601K | 8K | – |
| UTZ BRANDS INC | COM | 13M | 753K | – |
| VISA INC-CLASS A | COM | 953K | 4K | – |
| VALARIS LTD | COM | 19M | 255K | – |
| VISTEON CORP | COM | 11M | 99K | – |
| VEEVA SYSTEMS INC | COM | 519K | 3K | – |
| VITAL FARMS INC | COM | 16M | 342K | – |
| VIKING THERAPEUTICS INC | COM | 17M | 327K | – |
| VARONIS SYSTEMS INC | COM | 46M | 955K | – |
| VERISK ANALYTICS INC | COM | 351K | 1K | – |
| VERTIV HOLDINGS | COM | 740K | 9K | – |
| WAYFAIR INC | COM | 686K | 13K | – |
| WESTERN ALLIANCE BANCORP | COM | 1M | 22K | – |
| WEATHERFORD INTERNATIONAL PUBLIC LIMITED | COM | 9M | 72K | – |
| CACTUS INC | COM | 14M | 259K | – |
| WILLSCOT MOBILE MINI HOLDING | COM | 841K | 22K | – |
| WAVE LIFE SCIENCES LTD | COM | 12M | 2M | – |
| XPO LOGISTICS | COM | 949K | 9K | – |
| EXPRO GROUP HOLDINGS NV | COM | 13M | 586K | – |
| CLEAR SECURE INC | COM | 6M | 309K | – |
| ZUORA INC | COM | 12M | 1M | – |